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HomeMy WebLinkAbout01-24-2011_Council Workshop Packet SPECIAL ACCOMMODATIONS: The City of Arlington strives to provide accessible meetings for people with disabilities. Please contact the ADA coordinator at (360) 403-3441 or 1-800-833-8388 (TDD only) prior to the meeting date if special accommodations are required. CALL TO ORDER / PLEDGE OF ALLEGIANCE/ROLL CALL APPROVAL OF THE AGENDA WORKSHOP ITEMS ~ NO ACTION WILL BE TAKEN 1. (20 min) Tourism Promotion Area Interlocal Discussion 2. (5 min) 67th Ave Phase III – Supplement #3 to Obligate Right of Way Funds ATTACHMENT A 3. (10 min)WWTP Change Order #8 ATTACHMENT B 4. (10 min) Proposed Land Use Code Amendments ATTACHMENT C – Electric Vehicle Infrastructure (EVI) 5. (5 min) Proposed Comprehensive Plan Amendments ATTACHMENT D -Stormwater Management, -Sewer and Water Comprehensive Plans -Graafstra Comprehensive Plan Amendment and Concurrent Rezoning 6. (5 min) AMC 3.xxx – Court Cost Recovery ATTACHMENT E 7. (5 min) AMC 5.12 – Vehicles for Hire ATTACHMENT F 8. (5 min) AMC 5.16 – Cabarets ATTACHMENT G 9. (5 min) AMC 5.44.025 – Film Permit Required ATTACHMENT H 10. (10 min) AMC 12.52 – Grading Permits ATTACHMENT I 11. (10 min) AMC 13.36 – Pre-treatment ATTACHMENT J 12. (10 min) Fee Resolution (grading permit, add dog licenses, reduce ATTACHMENT K headstone cleaning fee, EMS) 13. (5 min) Resolution to adopt revised Financial Policies ATTACHMENT L 14. Miscellaneous Council items Arlington City Council Workshop January 24, 2011 – 7 PM City Council Chambers ~ 110 E. Third SPECIAL ACCOMMODATIONS: The City of Arlington strives to provide accessible meetings for people with disabilities. Please contact the ADA coordinator at (360) 403-3441 or 1-800-833-8388 (TDD only) prior to the meeting date if special accommodations are required. EXECUTIVE SESSION -Consideration of real estate lease or purchase or price [RCW 42.30.110(1)(b)-(c)], RECONVENE ADJOURNMENT To open all attachments, click here City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT A COUNCIL WORKSHOP DATE: January 24, 2011 SUBJECT: 67th Phase III – Local Agency Supplement Agreement #3 DEPARTMENT OF ORIGIN: Public Works – James Kelly ATTACHMENTS: • To be Distributed at Workshop o Local Agency Supplement Agreement – Draft o Grant Funding Spreadsheet EXPENDITURES REQUESTED: $390,000.00 BUDGET CATEGORY: STP Grant and Transportation Improvement Fund LEGAL REVIEW: Pending final City Attorney DESCRIPTION: WSDOT documents for signature by the Mayor to obligate additional grant funding in the amount of $390,000 for right of way acquisition on the 67th Phase III project. HISTORY: As part of the 67th Ave, Ph III project, the City needs to acquire additional permanent right of way for road and sidewalk construction, and temporary right or way for construction staging. The City obtained $ 1,977,447 in STP grant funding for the 67th Ave, Phase III project; $390,000 of this funding is for right of way acquisition costs. The documents attached to this CAB are standard WSDOT documents that will obligate $390,000.00 of grant funding to the right-of-way acquisition process. The remaining amount of the STP grant is $299,731 which is reserved for construction.. ALTERNATIVES: • Remand to staff for additional information • Table pending additional discussion RECOMMENDED ACTION: No Action at this time, at the following Council meeting staff will recommend that Council authorize the mayor to sign the WSDOT documents obligating $390,000.00 of STP grant funding to the 67th Ave, Phase III right-of-way acquisition process. City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT B COUNCIL WORKSHOP DATE: January 24, 2011 SUBJECT: IMCO General Contractors – Change Order No. 8 DEPARTMENT OF ORIGIN: Public Works – Utilities Division James Kelly ATTACHMENTS: • Change Order No. 6 to the IMCO WWTP Contract EXPENDITURES REQUESTED: $78,911.56 BUDGET CATEGORY: WWTP Project (Fund 408) LEGAL REVIEW: Pending Review by City Attorney DESCRIPTION: Change Order No. 8 to the IMCO WWTP Upgrade and Expansion construction contract. HISTORY: This change order is for 23 various design changes and improvements recommended by the contractor, engineer, or City. The changes are either needed for undisclosed conditions or system operating improvements; the net cost of the change order is an addition to the contract. As of Change Order No. 6, the revised contract amount is as follows: Current Contract Amount $ 29,470,501.15 Net Change This Order $ 78,911.56 Estimated Contract Total After Change $ 29,549,412.71 ALTERNATIVES: • Do not approve the change order, renegotiate work. RECOMMENDED ACTION: Discussion only - no action is being requested. City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT C COUNCIL MEETING DATE: January 24, 2011 SUBJECT: Proposed Land Use Code Amendments – Electric Vehicle Infrastructure (EVI) DEPARTMENT OF ORIGIN: Community Development – David Kuhl, Todd Hall ATTACHMENTS: 1. City Council Workshop Memo. 2. Proposed EVI amendments to Chapters 20.08, 20.40, 20.44, 20.72 and 20.98. 3. Department of Commerce guidebook – ‘Electric Vehicle Infrastructure – A Guide for Local Governments in Washington State’ EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: N/A LEGAL REVIEW: N/A DESCRIPTION: State-mandated, City-wide amendments to the Arlington Municipal Code Title 20, Land Use Code, to allow for electric vehicle infrastructure (EVI) within the city limits. Amendments are proposed for Chapters 20.08 Basic Definitions and Interpretations, 20.40 Permissible Uses, 20.44 Supplemental Use Regulations, 20.72 Parking, and 20.98 SEPA. HISTORY: This is a State-mandated proposal to amend the City’s land use code to allow for EVI within the City limits. ALTERNATIVES: No action. RECOMMENDED MOTION: None proposed at this time. Planning Commission discussed the proposed amendments at their last meeting on January 20, 2011. A public hearing will be scheduled at the February 1, 2011 Planning Commission meeting. A public hearing is expected at the February 7, 2011 City Council meeting to hear from the public and consider adoption. City Council Workshop Memo Date: January 24, 2011 To: City Council From: David Kuhl, AICP, Community Development Director Todd Hall, Associate Planner Re: Proposed Amendments to Title 20 Land Use Code, Electric Vehicle Infrastructure Summary: The State of Washington recently passed SSHB 1481 that requires the City of Arlington, among other cities within the Puget Sound metropolitan area, to provide for electric vehicle charging infrastructure (EVI) within the city. On June 28, 2010, the Governor announced a partnership between WSDOT and Department of Commerce to implement the nation’s first electric highway. Under this project, electric vehicle charging stations will be deployed along I-5 and other interurban corridors to support longer- distance travel by plug-in vehicles. Additional information regarding the State’s policy changes and guidance regarding required regulations and model ordinances may be found at the Department of Commerce “Electrification of Transportation” website at http://www.commerce.wa.gov/site/1146/default.aspx By allowing these new EVI facilities, this requires changes to a variety of regulations in the Land Use Code. Changes include on-street and off-street signage, charging station design standards, parking enforcement, accessibility, SEPA exemptions, and more. The following Chapters of Title 20 are proposed to be amended: Chapter 20.08 Basic Definitions and Interpretations, Chapter 20.40 Permissible Uses, Chapter 20.44 Supplemental Use Regulations, Chapter 20.72 Parking, Chapter 20.98 SEPA. Next Steps: Planning Commission reviewed the proposed amendments at their January 20th meeting. Staff is proposing to present the final amendments to the Planning Commission at a public hearing on February 1, 2011, and at City Council on February 7, 2011. ___________________________________________________________________________________________________ Community Development Planning Division January 24, 2011 City Council Workshop Attachments: Land Use Code Amendments - Chapter 20.08 Basic Definitions and Interpretations Chapter 20.40 Permissible Uses Chapter 20.44 Supplemental Use Regulations Chapter 20.72 Parking Chapter 20.98 SEPA Department of Commerce Guidebook – ‘Electric Vehicle Infrastructure – A Guide for Local Governments in Washington State’ Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 4 April January 201109 Appropriate. That which is compatible with a facility's natural, cultural, or recreational resources, recognizing the purpose of the established area. Aquaculture. The cultivation of aquatic plants and/or animals for human use or consumption. Aquaculture may include hatcheries, marine crop production, and other similar uses that occur in either fresh or salt water. Aquifer. A groundwater bearing geologic formation or formations that contains sufficient amounts of saturated material to yield water. Aquifer Recharge Area. A body of permeable materials that collects precipitation or surface water and transmits it to the aquifer. Arterial Street. See Street, Arterial. Awning. Any movable roof-like structure cantilevered, or otherwise entirely supported from a building, so constructed and erected as to permit its being readily and easily detached, moved, or rolled or folded back to a position flat against the building or a cantilevered projection thereof. Base Flood. The flood having a one percent chance of being equaled or exceeded in any given year. Also known as the 100-year flood. Best Management Practice (BMP). (a) When associated with stormwater management means physical, structural, and/or managerial practices that, when used singly or in combination, prevent or reduce pollution of water. (b) When associated with groundwater protection means a written plan outlining accepted practices, such as liquid containment, transfer practices, and emergency procedures whose purpose is to prevent contamination from contaminated land uses; for instance, monitoring and secondary containment for underground storage tanks. (c) When associated with Environmentally Critical Areas, BMPs are the best available conservation practices or systems of practices and management measures that: 1. Control soil loss and protect water quality from degradation caused by nutrients, animal waste, toxins, and sediment; and 2. Minimize adverse impacts to surface water and groundwater flow, circulation patterns, and to the chemical, physical, and biological characteristics of critical areas. Battery Charging Station. An electrical component assembly or cluster of component assemblies designed specifically to charge batteries within electric vehicles, which meets or exceed any standards, codes, and regulations set forth in Chapter 19.28 RCW and consistent with rules adopted under RCW 19.27.540. Battery Electric Vehicle (BEV). Any vehicle that operates exclusively on electrical energy from an off-board source that is stored in the vehicle‟s batteries, and produces zero emissions or pollution when stationary or operating. Battery Exchange Stations. A fully automated facility that will enable an electric vehicle with a swappable battery to enter a drive lane and exchange the depleted battery with a fully charged battery through a fully automated process, which meets or exceeds any standards, codes, and regulations set forth by Chapter 19.27 RCW and consistent with rules adopted under RCW 19.27.540. Billboard. An off-premises sign owned by a person, corporation, or other entity that engages in the business of selling the advertising space on that sign. Binding Site Plan. A drawing to a scale specified in this title which: (a) Identifies and shows the areas and locations of all streets, roads, improvements, utilities, open spaces, and any other matters specified herein; (b) contains inscriptions or attachments setting forth such appropriate limitations and conditions for the use of the land as are established in this title; and (c) contains provisions making any development be in conformity with the site plan. Block. A group of lots, tracts, or parcels within well-defined and fixed boundaries. Boarding House. A residential use consisting of at least one dwelling unit together with more than two rooms, but not more than four, that are rented or are designed or intended to be rented Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 6 April January 201109 when the circumstances warrant it, or the city may require that the certification be in the form of a letter or other document. Charging Levels. Means the standardized indicators of electrical force, or voltage, at which an electric vehicle‟s battery is recharged. The terms 1, 2, and 3 are the most common EV charging levels, and include the following specifications: 1. Level 1 is considered slow charging. 2. Level 2 is considered medium charging. 3. Level 3 is considered fast or rapid charging. Level 1 is present in homes and businesses and typically operates on a 15- or 20-amp breaker on a 120-volt Alternating Current (AC) circuit and standard outlet. Level 2 is expected to become the standard for home and public charging and typically operates on a 40-amp to 100-amp breaker on a 208 or 240-volt AC circuit. Level 3 is primarily for commercial and public applications (e.g., taxi fleets and charging along freeways) and typically operates on a 60-amp or higher dedicated breaker on a 480-volt or higher three-phase circuit with special grounding equipment. Note that the term “Level 3” is recommended to identify the increased power need in a numerical fashion (i.e., “3”), but the Level 3 charging level is also sometimes referred to as “Fast” charging and “Rapid” charging (see definition of Rapid Charging Station below). Child Care Home, Special Needs. A home for orphaned, abandoned, dependent, abused, or neglected children, who as a group meet the definition for a family. Child Care Institution. An institutional facility housing more than nine orphaned, abandoned, dependent, abused, or neglected children. Circulation Area. That portion of the vehicle accommodation area used for access to parking or loading areas or other facilities on the lot. Essentially, driveways and other maneuvering areas (other than parking aisles) comprise the circulation area. City. The City of Arlington. Clearing. The destruction and removal of vegetation by manual, mechanical, or chemical methods. Collector Arterial Street. See Street, Collector Arterial. Combination Use. A use consisting of a combination on one lot of two or more principal uses separately listed in the Table of Permissible Uses, §20.40.010 (Table of Permissible Uses). (Under some circumstances, a second principal use may be regarded as accessory to the first, and thus a combination use is not established. See §20.40.050 (Accessory Uses). In addition, when two or more separately owned or separately operated enterprises occupy the same lot, and all such enterprises fall within the same principal use classification, this shall not constitute a combination use.) Communication Facility, Wireless, Attached. A wireless communication facility that is affixed to an existing structure and is not considered a component of the structure to which it is attached. Community Development Director. The Director of the Department of Community Development. Compatible. For the purposes of this Title, a project may be found to be compatible with the area in which it is located in terms of design and use when it meets the following criteria: 1. Compatibility of Design—Where a project is subject to the City‟s Development Design Guidelines or design regulations within this Title it is presumed to be compatible with the neighborhood in terms of design when it is found to be in conformance with those Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 8 April January 201109 Dedication. The deliberate appropriation of land by an owner for any general and public uses, reserving to himself no other rights than such as are compatible with the full exercise and enjoyment of the public uses to which the property has been devoted. The intention to dedicate shall be evidenced by the owner by the presentment for filing of a quitclaim, deed, or a final plat or short plat showing the dedication thereon; and, the acceptance by the public shall be evidenced by Council action or the approval of such plat for filing by the appropriate governmental unit. Design Storm. A prescribed hyetograph and total precipitation amount (for a specific duration recurrence frequency) used to estimate runoff for a hypothetical storm of i nterest or concern for the purposes of analyzing existing drainage, designing new drainage facilities or assessing other impacts of a proposed project on the flow of surface water. (A hyetograph is a graph of percentages of total precipitation for a series of time steps representing t he total time during which the precipitation occurs.) Developable (e.g., land, acres). Land on which development can occur per the regulations of this and other Titles of the Arlington Municipal Code. Specifically, lands that are considered environmentally critical areas per Chapter 20.88 (Environmentally Critical Areas) are not considered developable. Developer. A person who is responsible for any undertaking that requires a permit. Development. Any construction, development, earth movement, clearing, or other site disturbance, which requires a permit, approval or authorization from the City. Diameter at breast height (dbh) means the diameter of a tree at four and one-half feet above the ground. Dimensional Nonconformity. A nonconforming situation that occurs when the height, size, floor space, lot coverage, or other dimensional requirements of a structure or the relationship between an existing building or buildings and other buildings or lot lines does not conform to the regulations applicable to the district in which the property is located. Driveway. That portion of the vehicle accommodation area that consists of a travel lane bounded on either side by an area that is not part of the vehicle accommodation area. Duplex. See Residence, Duplex. Dwelling Unit. An enclosure containing sleeping, kitchen, and bathroom facilities designed for and used or held ready for use as a permanent residence by one or more people. Easement. Land that has specific air, surface, or subsurface rights conveyed for use by someone other than the owner of the subject property or to benefit some property other than the subject property. Effective Date of this Chapter. Whenever this Title refers to the effective date of this Chapter, the reference shall be deemed to include the effective date of the chapter as originally adopted, or the effective date of an amendment to it if the amendment creates a nonconforming situation. Effective Date of This Title. Whenever this Title refers to the effective date of this Title, the reference shall be deemed to include the effective date of any amendments to this Title if the amendment, rather than this Title as originally adopted, creates a nonconforming situation. Electric Scooters and Motorcycles. Means any 2-wheel vehicle that operates exclusively on electrical energy from an off-board source that is stored in the vehicle‟s batteries and produces zero emissions or pollution when stationary or operating. Electric Vehicle. Means any vehicle that operates, either partially or exclusively, on electrical energy from the grid, or an off-board source, that is stored on-board for motive purpose. “Electric vehicle” includes: (1) a battery electric vehicle [BEV]; (2) a plug -in hybrid electric vehicle [PHEV]; (3) a neighborhood electric vehicle; and (4) medium-speed electric vehicle. Electric Vehicle Charging Station. Means a public or private parking space that is served by battery charging station equipment that has as its primary purpose the transfer of electric energy Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 9 April January 201109 (by conductive or inductive means) to a battery or other energy storage device in an electric vehicle. An electric vehicle charging station equipped with Level 1 or Level 2 charging equipment is permitted outright as an accessory use to any principal use. Electric vehicle charging station – public. Means an electric vehicle charging station that is (1) publicly owned and publicly available (e.g., Park & Ride parking, public library parking lot) or (2) privately owned and publicly available (e.g., shopping center parking, non-reserved parking in multi-family parking lots). Electric vehicle charging station – restricted. Means an electric vehicle charging station that is (1) privately owned and restricted access (e.g., single-family home, executive parking, designated employee parking) or (2) publicly owned and restricted (e.g., fleet parking with no access to the general public). Electric Vehicle Infrastructure. Means structures, machinery, and equipment necessary and integral to support an electric vehicle, including battery charging stations, rapid charging stations, and battery exchange stations. Electric vehicle parking space. Means any marked parking space that identifies the use to be exclusively for the parking of an electric vehicle. Electric vehicle waiting space. An off-street parking space where an electric vehicle, plug-in hybrid electric vehicle, electric scooters, and motorcycles wait to use a public electric vehicle charging station. Environmentally Critical Areas (ECAs). Includes critical areas or natural resource lands. Expenditure. A sum of money paid out in return for some benefit or to fulfill some obligation. The term also includes binding contractual commitments to make future expenditures, as well as any other substantial changes in position. Façade. The front of a building, particularly that part of a building facing a street or courtyard. Family. (a) Individuals consisting of two or more persons related by genetics, adoption, or marriage, or a group of five or fewer persons who are not related by genetics, adoption, or marriage and none of whom are wards of the court unless such wards are related by genetics, adoption, or marriage to all of the members of such group living in a dwelling unit. (b) The term “family” shall include: 1. State licensed adult family homes required to be recognized as residential use pursuant to RCW 70.128.175; 2. State licensed foster family homes and group care facilities as defined in RCW 74.15.180, subject to Subsection (c) below; 3. Group homes for the disabled required to be accommodated as residential uses pursuant to the Fair Housing Act amendments as the same exists or is hereafter amended. (c) The term “family” shall exclude individuals residing in halfway houses, crisis residential centers as defined in RCW 74.15.020(3)(g), group homes licensed for juvenile offenders, or other facilities, whether or not licensed by the state, where individuals are incarcerated or otherwise required to reside pursuant to a court order under the supervision of paid staff and personnel. Fen means wetlands that have the following characteristics: Peat soils sixteen inches or more in depth (except over bedrock); and vegetation such as certain sedges, hardstem bulrush and cattails; fens may have an overstory of spruce and may be associated with open water. Final Plat. The final drawing of the subdivision and dedication prepared for filing for record with the county auditor and containing all elements and requirements set forth in RCW 58.17 and in this Title. Floodplain. Any land area susceptible to be inundated by water from the base flood. As used in this title, the term generally refers to that area designated as subject to flooding from the base Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 13 April January 201109 feet and measured from the center line of joint partitions and from out side wall faces. GLA is that area on which the tenants pay rent; it is the area producing income to the landlord. GLA includes all areas less common areas. (See Common Area.) Loading and Unloading Area. That portion of the vehicle accommodation area used to satisfy the requirements of §20.72.100 (Loading and Unloading Areas). Local Access Street. See Street, Local Access. Local Collector Street. See Street, Local Collector. Lot. A fractional part of divided lands having fixed boundaries, being of sufficient area and dimension to meet minimum zoning requirements for width and area. The term shall include tracts or parcels. If a public body or any authority with the power of eminent domain condemns, purchases, or otherwise obtains fee simple title to or a lesser interest in a strip of land cutting across a parcel of land otherwise characterized as a lot by this definition, and the interest thus obtained or the road so created is such as effectively to prevent the use of this parcel as one lot, then the land on either side of this strip shall constitute a separate lot. Subject to §20.32.020 Nonconforming Lots), the permit-issuing authority and the owner of two or more contiguous lots may agree to regard the lots as one lot if nece ssary or convenient to comply with any of the requirements of this code. Lot Area. The total area circumscribed by the boundaries of a lot, except that: (i) when the legal instrument creating a lot shows the boundary of the lot extending into a public street right-of-way, then the lot boundary for purposes of computing the lot area shall be the street right-of-way line, or if the right-of-way line cannot be determined, a line running parallel to and 30 feet from the center of the traveled portion of the street (Amended by Ord. 1365, 6/13/05, Ord 1411, 2/15/07) Low-Volume Traffic Generation. See Traffic Generation, Low Volume. Macro Facility. See Wireless Communications Facility, Macro Facility. Major Trail. See Trail, Major. Medium-speed Electric Vehicle. Means a self-propelled, electrically powered four-wheeled motor vehicle, equipped with a roll cage or crush-proof body design, whose speed attainable in one mile is more than 25 miles per hour but not more than 35 miles per hour and otherwise meets or exceeds the federal regulations set forth in 49 C.F.R. Sec. 571.500. Micro Facility. See Wireless Communications Facility, Micro Facility. Mini Facility. See Wireless Communications Facility, Mini Facility. Mining. The development or extraction of a mineral from its natural occurrences on affected land. Minor Trail, See Trail, Minor. Mitigation. An action or combination of actions that avoids, minimizes, or compensates for adverse impacts to critical areas or sensitive resources. Mitigation is considered in the following order of preference: 1. Avoiding the impact altogether by not taking a certain action or parts of an action; 2. Minimizing impacts by limiting the degree or magnitude of the action and its implementation by using appropriate technology or by taking affirmative steps to avoid or reduce impacts; 3. Rectifying the impacts by repairing, rehabilitating, or restoring the affected environment; 4. Reducing or eliminating the impact over time by preservation and maintenance operations during the life of the action; 5. Compensating for the impact by replacing, enhancing, or providing substitute resources or environments; 6. Monitoring the impact and the compensation project and taking appropriate corrective measures. Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 14 April January 201109 Mobile or Manufactured Home. A dwelling unit that: (i) is not constructed in accordance with the standards set forth in the Uniform Building Code applicable to site-built homes, and (ii) is composed of one or more components, each of which was substantially assembled in a manufacturing plant and designed to be transported to the home site on its own chassis, and (iii) exceeds 40 feet in length and eight feet in width. Mobile Home, Class A. A mobile home constructed after July 1, 1976, that meets or exceeds the construction standards promulgated by the U.S. Department of Housing and Urban Development that were in effect at the time of construction and that satisfies each of the following additional criteria: 1. The home has a length not exceeding four times its width; 2. The pitch of the home‟s roof has a minimum vertical rise of one foot for each five feet of horizontal run, and the roof is finished with a type of shingle that is commonly used in standard residential construction; 3. The exterior siding consists of wood, hardboard, or aluminum (vinyl covered or painted, but in no case exceeding the reflectivity of gloss white paint) comparable in composition, appearance, and durability to the exterior siding commonly used in standard residential construction; 4. A continuous, permanent masonry foundation, un-pierced except for required ventilation and access, is installed under the home; and 5. The tongue, axles, transporting lights, and removable towing apparatus are removed after placement on the lot and before occupancy. Mobile Home, Class B. A mobile home constructed after July 1, 1976, that meets or exceeds the construction standards promulgated by the U.S. Department of Housing and Urban Development that were in effect at the time of construction but that does not satisfy the criteria necessary to qualify the house as a Class A mobile home. Mobile Home, Class C. Any mobile home that does not meet the definitional criteria of a Class A or Class B mobile home. Mobile Home Park. A residential use in which more than one mobile or manufactured home is located on a single lot. Modular Home. A dwelling unit constructed in accordance with the standards set forth in the Uniform Building Code applicable to site-built homes and composed of components substantially assembled in a manufacturing plant and transported to the building site for final assembly on a permanent foundation. Among other possibilities, a modular home may consist of two sections transported to the site in a manner similar to a mobile home (except that the modular home meets requirements of the Uniform Building Code applicable to site-built homes), or a series of panels or room sections transported on a truck and erected or joined together on the site. Mobile Sales and Delivery. Sales and delivery of goods or services from a mobile structure, either motorized or not. Mobile sales and delivery are not intended for uses set u p in one location on a semi-permanent basis, but rather for uses that frequently move from one place to another. (Added by Ord. No. 1351, 9/7/04) Monopole I. See Wireless Communications Facility, Monopole I. Monopole II. See Wireless Communications Facility, Monopole II. Net Floor Area. See Floor Area, Net. Neighborhood Electric Vehicle. Means a self-propelled, electrically powered four-wheeled motor vehicle whose speed attainable in one mile is more than 20 miles per hour and not more than 25 miles per hour and conforms to federal regulations under Title 49 C.F.R. Part 571.500. Nonconforming Lot. A lot existing at the effective date of this title (and not created for the purposes of evading the restrictions of this title) that does not meet the minimum area requirement of the district in which the lot is located. Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 15 April January 201109 Nonconforming Project. Any structure, development, or undertaking that is incomplete at the effective date of this title and would be inconsistent with any regulation applicable to the district in which it is located if completed as proposed or planned. Nonconforming Sign. See Sign, Nonconforming. Nonconforming Situation. A situation that occurs when, on the effective date of this title, any existing lot or structure or use of an existing lot or structure does not conform to one or more of the regulations applicable to the district in which the lot or structure is located. Among other possibilities, a non-conforming situation may arise because a lot does not meet minimum acreage requirements, because structures exceed maximum height limitations, because the relationship between existing buildings and the land (in such matters as density and setback requirements) is not in conformity with this title, or because land or buildings are used for purposes made unlawful by this title. Nonconforming signs shall not be regarded as nonconforming situations for purposes of Chapter 20.32 (Nonconforming Situations) but shall be governed by the provisions of §20.68.150 (Nonconforming Signs) and §20.68.160 (Amortization of Nonconforming Signs). Nonconforming Use. A nonconforming situation that occurs when property is used for a purpose or in a manner made unlawful by the use regulations applicable to the district in which the property is located. (For example, a commercial office building in a residential district may be a nonconforming use.) The term also refers to the activity that constitutes the use made of the property. (For example, all the activity associated with operating a retail-clothing store in a residentially zoned area constitutes a nonconforming use.) Non-electric Vehicle. Any vehicle not defined as an electric vehicle as defined above under ‘Electric Vehicle’. Nuisance. The use of property or course of conduct that interferes with the legal rights of others which causes damage, annoyance, inconvenience, or tends to injure the health, safety, or morals of the City‟s residents. Nursing Care Home. A facility maintained for the purpose of providing skilled nursing care and medical supervision at a lower level than that available in a hospital to not more than nine persons. Nursing Care Institution. An institutional facility maintained for the purpose of providing skilled nursing care and medical supervision at a lower level than that available in a hospital to more than nine persons. Occupied. Means containing any person or persons for any period exceeding two (2) hours in any twenty-four hour (24) period. Occupied Space. An area enclosed or covered providing a ceiling height of 7'6" or more, intended for normal use by people on an occasional or more frequent basis. Occupied space may include basements, cellars, penthouses, and interior balconies or mezzanines if the space is intended for use or habitation. Off-Premises Sign. See Sign, Off-Premises. On-Premises Sign. See Sign, On-Premises. Ordinary High Water Mark. That mark that will be found by examining the bed and banks and ascertaining where the presence and action of waters are so common and usual, and so long continued in all ordinary years, as to mark upon the soil a character distinct from that of the abutting upland, in respect to vegetation as that condition exists on June 1, 1971, as it may naturally change thereafter, or as it may change thereafter in accordance with permits issued by the City or the Department of Ecology: PROVIDED, that in any area where the ordinary high water mark cannot be found, the ordinary high water mark shall be the line of mean high water. Owner. All persons, partnerships, corporations, and other legal entities that have an ownership interest (including purchasers and sellers under a real estate contract if the contract is recorded) in the subject property. Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 16 April January 201109 Parking Area Aisles. A portion of the vehicle accommodation area consisting of lanes providing access to parking spaces. Parking Space. A portion of the vehicle accommodation area set aside for the parking of one vehicle. Pedestrian-way. A tract or easement whose function is to provide public, pedestrian access traversing property outside of a street right-of-way. In some instances, such tracts or easements may be combined with utility tracts or easements. Permit-Issuing Authority. Wherever this code refers to the “permit-issuing authority” it refers to that person, board, office, or institution having jurisdiction over the permit in question, as specified in Chapters 20.12 (Administrative Mechanisms), 20.16 (Permits & Final Plat Approval), 20.20 (Appeals, Variances, Interpretations), and 20.24 (Hearing and Pre-Hearing Procedures For Appeals and Applications). Person. An individual, trustee, executor, other fiduciary, corporation, firm, partnership, association, organization, or other entity acting as a unit. Planning Jurisdiction. The area within the city limits as well as any area beyond the city limits within which the city is authorized to plan for and regulate development, as set forth in §20.04.030 (Jurisdiction). Planning Official. The Director of the Department of Community Development or his/her designee. Plat. A map or representation of a subdivision, showing thereon the division of a tract or parcel of land into lots, blocks, streets and alleys, or other divisions and dedications. Plat, Final. The final drawing of the major subdivision and dedication prepared for filing for record with the county auditor and containing all elements and requirements set forth in this title. Plat, Preliminary, or Plat, Preliminary Short. A neat and approximate drawing of a proposed subdivision showing the general layout of streets and alleys, lots, blocks, d edications, restrictive covenants, and other elements of a subdivision consistent with the requirements of this title. The preliminary plat shall be the basis for the approval or disapproval of the general layout of a subdivision. Plug-in Hybrid Electric Vehicle (PHEV). Means an electric vehicle that (1) contains an internal combustion engine, and also allows power to be delivered to the drive wheels by an electric motor; (2) is able to recharge its battery by connecting to the grid or other off -board electrical source; and (3) has the ability to travel short distances (typically 10 miles or more) powered all, or substantially all, by electricity. Porch, Front. For the purposes of §20.48.040(f) (Building Setback Requirements) a front porch is a covered platform at an entrance to a dwelling, having a separate roof, that is not heated or cooled, and that is attached to the outside of a building. Private Alley. Means a private access or street, at least 16 feet of pavement, that provides access to residential parcels or units, and that provides principal access to garages or code- required parking areas. Alleys provide parking and service access, but are not intended for general traffic circulation. (Amended by Ord. 1454, 9/26/08) Public Alley. A public way permanently reserved as a secondary means of access to abutting property. (Amended by Ord. 1454, 9/26/08) Public Place of Adult Entertainment. Any exhibition or dance constituting “adult entertainment,” as defined in this section, which is for the use or benefit of a member or members of the adult public, or advertised for the use or benefit of a member or members of the adult public, held conducted, operated or maintained for a profit, direct or indirect. Public Water Supply System. Any water supply system furnishing potable water to two or more dwelling units or businesses or any combination thereof. Quarrying. See Mining. Rapid Charging Station. Means an industrial grade electrical outlet that allow for faster recharging of electric vehicle batteries through higher power levels, which meets or exceeds any Title 20—Land Use Code Chapter 20.08: Basic Definitions & Interpretations City of Arlington 20.08 - 17 April January 201109 standards, codes, and regulations set forth by Chapter 19.28 RCW and consistent with rules adopted under RCW 19.27.540. Receive-Only Earth Station. An antenna and attendant processing equipment for reception of electronic signals from satellites. Repair or Maintenance Activities. An action to restore the character, size, or scope of a project only to the previously authorized condition. Residence, Duplex. A two-family residential use in which the dwelling units share a common wall (including without limitation the wall of an attached garage or porch) and in which each dwelling unit has living space on the ground floor and a separate, ground floor entrance. Residence, Multi-Family. A residential use consisting of a building containing three or more dwelling units. For purposes of this definition, a building includes all dwelling units that are enclosed within that building or attached to it by a common floor or wall (even the wall of an attached garage or porch). Residence, Multi-Family Apartments. A multi-family residential use other than a multi-family conversion or multi-family townhouse. Residence, Multi-Family Conversion. A multi-family residence containing not more than four dwelling units and results from the conversion of a single building containing at least 2,000 square feet of gross floor area that was in existence on the effective date of this provision and that was originally designed, constructed and occupied as a single-family residence. Residence, Multi-Family Townhouses. A multi-family resident use in which each dwelling unit shares a common wall (including without limitation the wall of an attached garage or porch) with at least one other dwelling unit and in which each dwelling unit has living space on the ground floor and a separate, ground floor entrance. Residence, Primary with Accessory Dwelling Unit. A residential use having the external appearance of a single-family residence but in which there is located a second dwelling unit that is under the same ownership as, and subordinate to the single-family dwelling unit, and that is intended for use as a complete and independent living facility, and that comprises not more than 25 percent of the gross floor area of the building nor more than a total of 800 square feet. Residence, Single-Family Attached, One Dwelling Unit Per Lot. A residential use consisting of a single building containing two dwelling units which share a common wall (including without limitation the wall of an attached garage or porch), but located on two separate lots containing no other dwelling units in such a manner that a lot line bisects the building along the common wall and that each dwelling unit is completely on a separate lot. Residence, Single-Family Detached, More Than One Dwelling Per Lot. A residential use consisting of two or more single-family detached dwelling units on a single lot. Residence, Single-Family Detached, One Dwelling Unit Per Lot. A residential use consisting of a single detached building containing one dwelling unit and located on a lot containing no other dwelling units. Residence, Two-Family. A residential use consisting of a building containing two dwelling units. If two dwelling units share a common wall, even the wall of an attached garage or porch, the dwelling units shall be considered to be located in one building. Residence, Two-Family Apartment. A two-family residential use other than a duplex, two-family conversion, or primary residence with accessory dwelling unit. Residence, Two-Family Conversion. A two-family residence resulting from the conversion of a single building containing at least 2,000 square feet of gross floor area that was in existence on the effective date of this provision and that was originally designed, constructed and occupied as a single-family residence. Restoration means action performed to re-establish historic or pre-existing critical area functions and values in areas impacted by human activity. Restoration may include improving some functions and values beyond the historic conditions with commensurate declines in others. Title 20—Land Use Code Chapter 20.40: Permissible Uses City of Arlington 20.40 - 10 April January 201109 USE DESCRIPTIONS ZONES SR RLMD RMD RHD OTR NC OTB1 OTB2 OTB3 GC HC BP LI GI AF MS P/SP 9.160 Car wash ZS ZS ZS ZS 9.`170 Towing Operations ZS ZS 9.180 Electric Vehicle Infrastructure P24 P25 P25 P23 P23 P P P P P P P26 P P P P P24 9.200 Aviation Related Operations 9.210 Aircraft sales or rental Z11 9.220 Aircraft sales with installation of aircraft parts or accessories (e.g., propellers, tires, mufflers, etc.) Z11 9.230 Aircraft repair and maintenance, not including substantial body work Z11 9.240 Aircraft painting and body work Z11 9.250 Aviation fuel sales Z11 9.260 Aircraft wash Z11 10.000 STORAGE AND PARKING 10.100 Automobile parking garages or parking lots not located on a lot on which there is another principal use to which the parking is related ZS ZS ZS ZS ZS ZS ZS ZS ZSC10 10.200 Storage of goods not related to sale or use of those goods on the same lot where they are stored 10.210 All storage within completely enclosed structures ZS ZS ZS ZS ZS ZS ZSC10 10.220 Storage partially or fully outside completely enclosed structures ZS ZSC10 10.300 Parking of vehicles or storage of equipment outside enclosed structures where: (I) vehicles or equipment are owned and used by the person making use of lot, and (II) parking or storage is more than a minor and incidental part of the overall use made of the lot ZS ZSC10 10.400 Parking or storage of aircraft, either inside or outside completely enclosed structures Z11 11.000 SCRAP MATERIALS SALVAGE YARDS, JUNKYARDS, AUTOMOBILE GRAVEYARDS AND AUTOMOBILE RECYCLING FACILITIES ZS19 12.000 SERVICES AND ENTERPRISES RELATED TO ANIMALS 12.100 Veterinarian ZS ZS ZS ZS ZS ZS ZS 12.200 Kennel ZS ZS ZS ZS 12.300 Pet Grooming/Pet Store ZS ZS ZS ZS ZS 13.000 EMERGENCY SERVICES 13.100 Police Stations18 C C C C C S ZS ZS ZS ZS ZS ZS ZS ZS Z11 ZSC10 13.200 Fire Stations18 C C C C C S ZS ZS ZS ZS ZS ZS ZS ZS Z11 ZSC10 13.300 Rescue squad, ambulance service18 C C C C C S ZS ZS ZS ZS ZS ZS ZS ZS Z11 ZSC10 13.400 Civil defense operation ZS ZS ZS ZS ZS ZS ZS ZS ZS ZS ZS ZS ZS ZS Z11 ZSC10 14.000 AGRICULTURAL, SILVICULTURAL, MINING, QUARRYING, SOIL PROCESSING OPERATIONS 14.100 Agricultural operations, farming 14.110 Excluding livestock ZS ZS ZS10 Title 20—Land Use Code Chapter 20.40: Permissible Uses City of Arlington 20.40 - 13 April January 201109 1 Subject to §20.44.060 (Minimum Parcel Sizes for Class “A,” “B,” or “C” Mobile Homes). 2 Subject to §20.48.010 (Minimum Lot Size Requirements). 3 Subject to §20.44.080 (Mobile Sales and Delivery). 4 Subject to §20.44.048 (Temporary Public Structures). 5 Subject to §20.44.100 (Permits for Grading and Filling). 6 Subject to §20.44.010 (Solid Waste, Quarrying, Mining, and Similar Uses). 7 Subject to §20.44.070 (Homes Emphasizing Special Services, Treatment, or Supervision). 8 Subject to §20.44.034 (Wireless Communications Facilities) 9 Subject to §20.44.110 (Permits for Land Clearing) 10 Use allowed in the Public/Semi-Public district when it is conducted by a public/semi-public agency for the benefit of the general public. 11 Such uses allowed only if in compliance with the intent of the zone as established in §20.36.034 (Aviation Flightline District Established). 12 Such uses allowed only if in compliance with the intent of the zone as established in §20.36.036 (Medical Services District Established). 13 Subject to §20.44.096 (Penal and Correctional Facilities). 14 Subject to §20.44.016 (Mixed Use Developments). 15 Subject to §20.44.084 (Stand Alone Office Uses in the General Industrial Zone). 16 Subject to §20.44.062 (Trade or Vocational Schools in the OTB-1). 17 Subject to §20.38.070 (Restrictions on Certain Use Classifications on Arlington Airport Property). 18 Subject to §20.38.080 (Performance Standards and Miscellaneous Restrictions). 19 Subject to §20.44.066 (Storage Surfaces for Scrap Materials Salvage Yards, Junkyards, Automobile Graveyards and Automobile Recycling Facilities). 20 Subject to §20.44.032 (Master Planned Neighborhood Developments) 21 Subject to the requirements of AMC Chapter 3.32, and further subject to the following locational criteria: only permitted in areas south of SR 531/172nd St. and east of 51st Avenue NE, or south of 169th Pl. NE, north of 164th St. NE, and west of Smokey Point Boulevard; and not located within one thousand (1000) feet of a daycare facility, school, church, synagogue, or temple. 22 Only sales of beverages and sales of foods prepared off site and not principally in a kitchen on the premises. 23 Battery charging stations only, limited in use only to the tenants or customers of the development located on-site. 24 Level 1 and Level 2 restricted electric charging stations only. Level 3 public electric charging stations allowed in public parks. 25 Level 1 and Level 2 restricted electric charging stations only. 26 Accessory to primary use only, not to exceed twenty percent (20%) of primary use. Title 20—Land Use Code Chapter 20.40: Permissible Uses City of Arlington 20.40 - 14 April January 201109 (Amended by Ord. 1388, 3/27/06, Ord 1449, 4/7/08, Ord 1454, 9/26/08; Ord. 2010-001 1/19/10, Ord. 2011-00x 1/x/11) Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 1 April January 201109 Chapter 20.44 SUPPLEMENTAL USE REGULATIONS Sections: Part I. General Provisions 20.44.010 Solid Waste, Quarrying, Mining, and Similar Uses. 20.44.016 Mixed Use Developments. 20.44.020 Unit Lot Subdivision (ULSs). 20.44.030 Flexible Development Standards (FDSs) 20.44.032 Master Planned Neighborhood Developments (MPND). 20.44.034 Wireless Communications Facilities. 20.44.035 CUP for Homeless Encampments 20.44.037 Administrative Conditional Use Permits 20.44.040 Temporary Emergency, Construction, or Repair Residences. 20.44.042 Accessory Dwelling Units (ADU). 20.44.044 Recreational Vehicles as Temporary Dwelling Units. 20.44.046 RV/Travel Trailer Parks 20.44.048 Temporary Public Structures. 20.44.060 Minimum Parcel Sizes for Class ―A,‖ ―B,‖ or ―C‖ Mobile Homes. 20.44.062 Mobile Home Parks. 20.44.064 Trade or Vocational Schools in the OTBD-1. 20.44.066 Storage Surfaces for Scrap Materials Salvage Yards, Junkyards, Automobile Graveyards and Automobile Recycling Facilities. 20.44.070 Homes Emphasizing Special Services, Treatment, or Supervision. 20.44.080 Mobile Sales and Delivery. 20.44.084 Stand Alone Office Uses in the General Industrial Zone. 20.44.090 Outdoor Storage or Display of Retail Items. 20.44.094 Adult Entertainment Facilities. 20.44.096 Penal and Correctional Facilities. 20.44.098 Electric Vehicle Infrastrucutre. Part II. Land Clearing, Grading, Filling, and Excavation 20.44.100 Permits for Grading and Filling. 20.44.110 Permits for Land Clearing. 20.44.120 Restrictions and Requirements. Part III. Performance Standards 20.44.208 Obligation to Comply. 20.44.210 Noise. 20.44.220 Vibration. 20.44.230 Odors. 20.44.240 Smoke and Air Pollution. 20.44.250 Disposal of Liquid and Hazardous Wastes. 20.44.260 Water Consumption. 20.44.270 Electrical Disturbance or Interference. 20.44.280 Lighting. 20.44.290 Site and Building Maintenance. Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 19 April January 201109 1. Whenever the proponent of a business or other land use subject to the locational and separation requirements set forth in this Chapter feels that strict application of such requirements is not necessary to achieve an effective degree of physical separation between the proposed business or other land use and other uses in the vicinity, the proponents shall have the right to apply for a variance of the requirements upon payments of the fee for the variance application. 2. In determining when a variance should be granted, and if so, to what extent, the permit- issuing authority shall consider the following, in addition to the general criteria for variances established by this Title: a. Topographical and other features of the land which provide actual separation between the proposed business or other land use and surrounding land uses; b. Pedestrian and vehicular circulation patterns in the vicinity of the proposed activity; and c. Any other fact or circumstance that has a significant effect upon the need for the full separation distance required by this Chapter. 3. If after considering these criteria, the permit-issuing authority finds that an effective separation between the proposed business or other land use and surrounding uses can be achieved without requiring the full distance of separation provided by this section, they shall determine the degree of variance to be allowed and shall grant such variance. Otherwise, the application for variance shall be denied. 20.44.096 Penal and Correctional Facilities. All 7.400 Use Classes (Penal and Correctional Facilities) containing eleven or more cells shall be located on a parcel or parcels of at least 50 acres in size. Furthermore, such uses shall be prohibited within one thousand (1,000) feet of any residential zone, church or religious facility or institution, public or private school, training facility, or technical school that has twenty-five (25) percent or more of its students under the age of eighteen (18), public park or playground, or day care center. 20.44.098 Electric Vehicle Infrastructure. (a) Purpose. This section is to establish ―electric vehicle infrastructure‖ (EVI) regulations for the City to allow EVI and meet the intent of the Revised Code of Washington (RCW) requiring the City to allow EVI in all zones except for residential zones. (b) Electric Vehicle Infrastructure – Where Allowed. Electric vehicle infrastructure is allowed as specified in Table 20.40-1: Table of Permissible Uses, Chapter 20.44 Permitted Uses, Arlington Municipal Code (AMC). (c) Battery Charging Station or Rapid Charging Station – Retrofitting in Existing Development. 1. Required off-street parking spaces within any existing development listed within the zones listed below may be converted to battery charging station spaces or rapid charging station spaces for BEV’s and PHEV’s, subject to the restrictions cited in the Permitted Use chart (Table 20.40-1), provided that the battery charging and/or rapid charging stations are accessory to the permitted use(s) on the property. i. AMC 20.36.020(b) – Neighborhood Commercial (NC). ii. AMC 20.36.020(c) – Old Town Business District (OTBD-1,2,3). iii. AMC 20.36.020(d) – General Commercial (GC). iv. AMC 20.36.020(e) – Highway Commercial (HC). v. AMC 20.36.020(f) – Business Park (BP) vi. AMC 20.36.034 – Aviation Flightline (AF). vii. AMC 20.36.036 – Medical Services (MS). viii. AMC 20.36.040 – Public/Semi-Public (P/SP). Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 20 April January 201109 2. At least .65 spaces shall be set aside as ―electric vehicle waiting spaces‖ for each Level 3 public electric vehicle charging station provided on site. Waiting spaces for Level 1 and 2 public electric vehicle charging stations shall not be required. 3. The use of any charging station on-site shall not obstruct any vehicular or pedestrian traffic on-site (such as waiting for a charging station space within a drive-aisle or a designated pedestrian crossing) or within a public right-of-way (ROW). 4. Battery or rapid charging station spaces shall be designated for charging electric vehicles only as provided under AMC 20.44.098(g). Non-electric vehicles or non charging BEV’s of PHEV’s shall not be allowed. The type of signage designating these spaces shall be approved by the City Manager or his designee. (d) Electric Vehicle Charging Station Spaces – Allowed as Required Spaces. 1. Electric vehicle charging station spaces shall be allowed to be used in the computation of required off-street parking spaces as provided under AMC 20.44.098(c), provided; that the electric vehicle charging station/s is accessory to the primary use of the property. 2. If a publicly owned and publicly available Level 3 electric vehicle charging station/s is provided on-site, .65 ―electric vehicle waiting spaces‖ shall also be provided for each electric vehicle charging station. These spaces shall be in addition to the off-street parking spaces required under AMC 20.44.098(c). (e) Off-street Electric Vehicle Charging Station Spaces. 1. Number. No minimum number of charging station spaces is required. 2. Location and Design Criteria. The provision of electric vehicle parking will vary based on the design and use of the primary parking lot. The following required and additional locational and design criteria are provided in recognition of the various parking lot layout options. i. Where provided, parking for electric vehicle charging purposes is required to include the following: aa. Signage. Signage, as required under AMC 20.44.098(g) for each charging station space, shall be posted indicating the space is only for electric vehicle charging purposes. Days and hours of operations shall be included if time limits or tow away provisions are to be enforced. bb. Maintenance. Charging station equipment shall be maintained in all respects, including the functioning of the charging equipment. A phone number or other contact information shall be provided on the charging station equipment for reporting when the equipment is not functioning or other problems are encountered. cc. Accessibility. Where charging equipment is provided within an adjacent pedestrian circulation area, such as a sidewalk or accessible route to the building entrance, the charging equipment shall be located so as not to interfere with accessibility requirements of WAC 51-50-005. dd. Lighting. Where charging station equipment is installed, adequate site lighting shall exist, unless charging is for daytime purposes only. ii. Parking for electric vehicles should also consider the following: aa. Notification. Information on the charging station, identifying voltage and amperage levels and any time of use, fees, or safety information. bb. Signage. Installation of directional signs at the parking lot for entrance and at appropriate decision points to effectively guide motorists to t he charging station space(s). 3. Data Collection. To allow for maintenance and notification, owners of any private new electric vehicle infrastructure station that will be publicly available (see definition ―electric vehicle charging station – public‖), shall provide information on the station’s geographic Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 21 April January 201109 location, date of installation, equipment type and model, and owner contact information. This information shall be submitted to the Community Development Department. (f) Accessible Electric Vehicle Charging Stations. Where electric vehicle charging stations are provided in parking lots or parking garages, accessible vehicle charging stations shall be provided as follows: 1. Accessible electric vehicle charging stations are provided in the ratios shown in the following table. Table 20.44-1: Accessible Electric Vehicle Charging Station Requirements Number of EV Charging Stations Minimum Accessible EV Charging Stations 1-50 1 51-100 2 101-150 3 151-200 4 201-250 5 251-300 6 2. Accessible electric vehicle charging stations should be located in close proximity to the building or facility entrance and shall be connected to a barrier-free accessible route of travel. It is not necessary to designate the accessible electric vehicle charging station exclusively for the use of disabled persons. Below are two options for providing for accessible electric vehicle charging stations. Figure 20.44-1: Off-street accessible electric vehicle charging station – Option 1 Photo - Puget Sound area parking garage (Source: ECOtality North America). Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 22 April January 201109 Figure 20.44-2: Off-street accessible electric vehicle charging station – Option 2 Photo - Fashion Island Shopping Mall, Newport Beach, CA (Source: Light Moves). (g) Electric Vehicle Charging Station Spaces – Signage. 1. Off-street public electric vehicle charging station spaces shall provide the following signage. Figure 20.44-3: Directional – Off-street Parking Lot or Parking Garage 12‖ x 12‖ 12‖ x 6‖ Note: The directional sign for an on-site parking lot or parking garage should be used in the parking facility with a directional arrow at all decision points. Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 23 April January 201109 Figure 20.44-4: Off-street EV Parking – Parking Space with Charging Station Equipment 12‖ x 12‖ 12‖ x 18‖ 12‖ x 18‖ Note: Combination sign identifying space as an electric vehicle charging station, prohibiting non-electric vehicles, with charging time limits. The use of time limits is optional. The blue/white and red/black signs define that only an electric vehicle that is charging can use the spaces. The green sign defines time limits for how long an electric vehicle can be in the space during the specified hours. Outside of the specified hours, electric vehicles can charge for an indefinite period of time. Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 24 April January 201109 (h) Stacking Spaces for Electric Vehicle Battery Exchange Stations. Electric vehicle battery exchange stations shall provide three (3) stacking spaces. A stacking space shall be an area measuring eight (8) feet by twenty (20) feet with direct forward access to the battery exchange bay. A stacking space shall be located to prevent any vehicles from extending onto the public right-of-way, or interfering with any pedestrian circulation, traffic maneuvering, or other required parking areas. Stacking spaces may not be counted as required off-street parking spaces. Part II. Land Clearing, Grading, Filling, and Excavation 20.44.100 Permits for Grading and Filling. (a) Subject to §20.44.120 (Restrictions and Requirements), grading permits are issued by the Public Works Director pursuant to the provisions of UBC Appendix 33 as adopted by AMC 16.04, Building Code. (Amended by Ord. 1312, 11/17/2003) (b) The Public Works Director may temporarily suspend or revoke any permit allowing grading or filling if, in his opinion, adverse weather or other conditions so warrant. 20.44.110 Permits for Land Clearing. (a) Subject to §20.44.120 (Restrictions and Requirements), no permits are required for clearing or logging involving less than 10,000 square feet of land within any 12-month period. Nevertheless, all clearing activities must comply with all elements of this Title, regardless of whether a permit is required. (b) Zoning permits are required for all clearing and logging involving 10,000 square feet of property or more when not in conjunction with a land use permit. (c) The Public Works Director may temporarily suspend or revoke any permit allowing land clearing if, in his opinion, adverse weather or other conditions so warrant. 20.44.120 Restrictions and Requirements. All clearing, logging, grading, filling, and excavation, regardless of whether or not a permit is required, is subject to the following restrictions and requirements: (a) No clearing, logging, grading, filling, or excavation is allowed in an Environmentally Critical Area or its buffer where Chapter 20.88 (Environmentally Critical Areas) prohibits such activities. (b) No clearing, logging, grading, filling, or excavation, except that necessary for essential repairs of permitted private structures or construction of public infrastructure or facilities, is permitted outward from the shores of the Stillaguamish River or inland within its buffer, as established by Chapter 20.88 (Environmentally Critical Areas) or the Shoreline Management Act, whichever is greater. (c) Adequate Temporary Erosion and Sedimentation Control (TESC) measures shall be approved and installed per AMC 13.24, Stormwater Management, prior to any disturbance of soils. (d) All disturbed areas shall be hydro-seeded and mulched, sodded, or otherwise protected within 48 hours of disturbance. (e) All Environmentally Critical Areas and their buffers shall be fenced with construction fence prior to any disturbance of the soil. (f) The applicant shall present to the City a valid NPDES permit, where req uired by the Department of Ecology, prior to any disturbance of soil. (g) Environmental review of clearing and/or grading associated with site development may be done concurrently with the environmental review of the project (e.g., at preliminary plat stage, site plan review stage, or project development stage) allowing for clearing and/or Title 20—Land Use Code Chapter 20.44: Supplemental Use Regulations City of Arlington 20.44 - 26 April January 201109 2. Wherever WAC 173-06 speaks to the Department of Ecology enforcing said regulations, the City may also act to enforce them pursuant to Chapter 20.28 (Enforcement & Review) of this Title. 20.44.220 Vibration. (a) Except as modified by Subsection (b), no use in any zoning district may generate any ground-transmitted vibration that causes property damage or is perceptible to the human sense of touch measured at (i) the outside boundary of the immediate space occupied by the enterprise generating the vibration if the enterprise is one of several located on a lot, or (ii) the lot line if the enterprise generating the vibration is the only enterprise located on a lot. (b) No 4.000 classification use in a Light Industrial (LI) or General Industrial district (GI) may generate any ground-transmitted vibration in excess of the limits set forth in Subsection (e). Vibration shall be measured at any adjacent lot line or residential district line as indicated in the table set forth in Subsection (e). (c) The instrument used to measure vibrations shall be a three-component measuring system capable of simultaneous measurement of vibration in three mutually perpendicular directions. (d) The vibration maximums set forth in Subsection (e) are stated in terms of particle velocity, which may be measured directly with suitable instrumentation or computed based on displacement and frequency. When computed, the following formula shall be used: PV = 6.28 F x D Where: PV = Particle velocity, inches-per-second F = Vibration frequency, cycles-per-second D = Single amplitude displacement of the vibration, inches. The maximum velocity shall be the vector sum of the three components recorded. (e) Table 20.44-1Table 20.44-4 is the Table of Maximum Ground-Transmitted Vibration. (f) The values stated in Subsection (e) may be multiplied by two for impact vibrations, i.e., discrete vibration pulsations not exceeding one second in duration and having a pause of at least one second between pulses. (g) Vibrations resulting from temporary construction activity that occurs between 7 a.m. and 10 p.m. shall be exempt from the requirements of this section. Table 20.44-14: Table of Maximum Ground-Transmitted Vibration Zoning District Particle Velocity, Inches-Per-Second Adjacent Lot Line Residential District LI 0.10 0.02 GI 0.20 0.02 20.44.230 Odors. (a) For purposes of this section, the ―odor threshold‖ is defined as the minimum concentration in air of a gas, vapor, or particulate matter that is found to be overwhelming and a nuisance to the olfactory systems of a majority of a panel of five healthy observers. (b) No use in any district may generate any odor that: Title 20—Land Use Code Chapter 20.72: Parking City of Arlington 20.72 - 4 April January 201109 Use Parking Requirement — Title 20—Land Use Code Chapter 20.72: Parking City of Arlington 20.72 - 5 April January 201109 Use Parking Requirement (Amended by Ord. 1312, 11/17/2003; Ord. 2010 1/19/10; Ord 2011 1/x/11) Title 20—Land Use Code Chapter 20.98: SEPA City of Arlington 20.98 - 4 1/10/201112/2/2010January 2011 an EIS. The City adopts the following sections of WAC 197-11, as may be amended, by reference, as supplemented in this part: 300 Purpose of this Part. 305 Categorical exemptions. 310 Threshold Determination Required. 315 Environmental Checklist. 330 Threshold Determination Process. 335 Additional Information. 340 Determination of Nonsignificance (DNS). 350 Mitigated DNS. 355 Optional DNS process. 360 Determination of Significance (DS/ Initiation of Scoping). 390 Effect of Threshold Determination The City also adopts the following sections of the RCW: 43.21C.410 Battery charging and exchange station installation. 20.98.090 Flexible Thresholds for Categorical Exemptions. (a) The City establishes the following exempt levels for minor new construction under WAC 197- 11-800 (1)(b) based on local conditions: 1. For residential dwelling units in WAC 197-11-800 (1)(b)(i): Up to 9 dwelling units. 2. For agricultural structures in WAC 197-11-800 (1)(b)(ii): Up to 10,000 square feet. 3. For office, school, commercial, recreational, service or storage buildings in WAC 197-11- 800 (1)(b)(iii): Up to 4,000 square feet and up to 20 parking spaces. 4. For parking lots in WAC 197-11-800 (1)(b)(iv): Up to 20 parking spaces. 5. For landfills and excavations in WAC 197-11-800 (1)(b)(v): Up to 250 cubic yards. (b) Whenever the City establishes new exempt levels under this section, it shall send them to the Department of Ecology, Headquarters Office, Olympia, Washington, 98504, under WAC 197- 11-800 (1)(c). 20.98.100 Use of Exemptions (a) Each department within the City that receives an application for a license or, in the case of governmental proposals, the department initiating the proposal, shall determine whether the license and/or the proposal are exempt. The department’s determination that a proposal is exempt shall be final and not subject to administrative review. If a proposal is exempt, none of the procedural requirements of this chapter apply to the proposal. The City shall not require completion of an environmental checklist for an exempt proposal. (b) In determining whether a proposal is exempt, the department shall make certain the proposal is properly defined and shall identify the governmental licenses required (WAC 197-11-060). If a proposal includes exempt and nonexempt actions, the department shall determine the lead agency, even if the license application that triggers the department’s consideration is exempt. (c) If a proposal includes both exempt and nonexempt actions, the City may authorize exempt actions prior to compliance with the procedural requirements of this chapter except that: 1. The City shall not give authorization for: a. Any nonexempt action; b. Any action that would have an adverse environmental impact; or c. Any action that would limit the choice of alternatives Electric Vehicle Infrastructure A Guide for Local Governments in Washington State Model Ordinance, Model Development Regulations, and Guidance Related to Electric Vehicle Infrastructure and Batteries per RCW 47.80.090 and 43.31.970 JULY 2010 Puget Sound Regional Council PSRC TECHNICAL ADVISORY COMMITTEE MEMBERS The following people were members of the technical advisory committee and contributed to the preparation of this report: Ivan Miller, Puget Sound Regional Council, Co-Chair Gustavo Collantes, Washington Department of Commerce, Co-Chair Dick Alford, City of Seattle, Planning Ray Allshouse, City of Shoreline Ryan Dicks, Pierce County Jeff Doyle, Washington State Department of Transportation Mike Estey, City of Seattle, Transportation Ben Farrow, Puget Sound Energy Rich Feldman, Ecotality North America Anne Fritzel, Washington Department of Commerce Doug Griffith, Washington Labor and Industries David Holmes, Avista Utilities Stephen Johnsen, Seattle Electric Vehicle Association Ron Johnston-Rodriguez, Port of Chelan Bob Lloyd, City of Bellevue Dave Tyler, City of Everett CONSULTANT TEAM Anna Nelson, Brent Carson, Katie Cote — GordonDerr LLP Dan Davids, Jeanne Trombly, Marc Geller — Plug In America Jim Helmer — LightMoves Funding for this document provided in part by member jurisdictions, grants from U.S. Department of Transportation, Federal Transit Administration, Federal Highway Administration and Washington State Department of Transportation. PSRC fully complies with Title VI of the Civil Rights Act of 1964 and related statutes and regulations in all programs and activities. For more information, or to obtain a Title VI Complaint Form, see http://www.psrc.org/about/public/titlevi or call 206-464-4819. Sign language, and communication material in alternative formats, can be arranged given sufficient notice by calling 206-464-7090. TDD\TTY: 206-464-5409. This is an ARRA Funded Project, and was supported by Grant No. DE-EE0000849 awarded by US Department of Energy (USDOE). Points of view in this document do not necessarily represent the official position or policies of the US Department of Energy. Grant funds are administered by the Energy Policy Division, Washington State Department of Commerce. For additional copies of this document please contact: Puget Sound Regional Council • Information Center 1011 Western Avenue, Suite 500 • Seattle, WA 98104-1035 206-464-7532 • fax 206-587-4825 • info@psrc.org • www.psrc.org Washington Department of Commerce • Energy Policy Division 1011 Plum Street SW • Olympia, WA 98504-2525 360-725-3000 • www.commerce.wa.gov PREPARED WITH ASSISTANCE FROM: Cover photo: Nissan Leaf Model Development Regulations and Guidance 1 Table of Contents Summary ................................................................................................................................................................3 Introduction...........................................................................................................................................................5 The Purpose of These Model Provisions ...............................................................................................................................................7 Identification of Existing Codes .................................................................................................................................................................8 State Law .................................................................................................................................................................................................................8 Relationship to Other Codes and Standards ......................................................................................................................................9 Section 1. Model Ordinance .............................................................................................................................11 Section 2. Model Development Regulations and Guidance.......................................................................15 Chapter 1. Definitions .....................................................................................................................................................................................16 Chapter 2. Vehicles and Traffic ..................................................................................................................................................................20 Chapter 3. Zoning .............................................................................................................................................................................................22 Chapter 4. Streets, Sidewalks, and Public Places ............................................................................................................................28 Chapter 5. SEPA ..................................................................................................................................................................................................32 Chapter 6. State Battery, Building, and Electrical Provisions ....................................................................................................33 Section 3. Resources .........................................................................................................................................37 Resource Documents .....................................................................................................................................................................................37 Glossary of Terms .............................................................................................................................................................................................40 Footnotes ..............................................................................................................................................................................................................42 Appendices (under separate cover) Appendix A. House Bill 1481 as Codified in Revised Code of Washington Appendix B. Model Installation Guides for Charging Stations Appendix C. Model Electric Vehicle Charging Station Installation Checklist Appendix D. Research Memoranda Model Development Regulations and Guidance2 Model Development Regulations and Guidance 3 Summary Model Ordinance, Model Development Regulations, and Guidance Related to Electric Vehicle Infrastructure and Batteries per RCW 47.80.090 and 43.31.970 Electric vehicles and electric vehicle charging stations are coming to Washington State. In 2009 the Washington State Legislature recognized this as both an economic and environmental priority and with the support of the Governor, enacted a new law designed to encourage electric vehicles. To create a consistent regulatory framework that would help this industry grow across Washington State, the legislature required the Puget Sound Regional Council and Department of Commerce to develop guidance for local governments. To meet this requirement, the Puget Sound Regional Council and Department of Commerce formed a broad-based technical advisory committee made up of local governments, charging equipment vendors, utilities, ports, state agencies, and consumer interests. The state’s new electric vehicle law requires that all local governments in Washington State allow electric vehicle charging stations in most of their zoning categories. Allowing charging stations creates the need to address a number of issues beyond zoning. These include on-street and off-street signage, charging station design standards, parking enforcement, accessibility for all users, SEPA exemptions, and more. These issues are addressed in this document. The guidance includes the following: • A discussion of the context within which charging stations are provided (Introduction). • A model ordinance (Section 1). • Model development regulations and, for topics where regulations may not be required or standards do not yet exist, information that is provided as guidance (Section 2). • A set of resource documents and glossary (Section 3). • Under a separate cover, the guidance includes a set of appendices that include templates, checklists, and research findings. By addressing topics beyond allowed uses and zoning, the guidance provides options for local governments that want to go further than the minimum to support an efficient roll-out of electric vehicles and electric vehicle charging stations in their jurisdiction. Model Development Regulations and Guidance4 Model Development Regulations and Guidance 5 Introduction In 2009 the Washington State Legislature passed and the Governor signed into law House Bill 1481 an Act relating to electric vehicles.1 The law addresses electric vehicle infrastructure which are defined as the struc- tures, machinery, and equipment necessary and integral to support an electric vehicle, including battery charging stations, rapid charging stations, and battery exchange stations. The purpose of the law is to encourage the transition to electric vehicle use and to expedite the establish- ment of a convenient and cost-effective electric vehicle infrastructure that such a transition necessitates. The Legislature agreed that the development of a convenient infrastructure to recharge plug-in electric vehicles is essential to increase consumer acceptance of these vehicles. As the state agency with expertise in land use and electric vehicle infrastructure, Section 18 of HB 1481 (cod- ified as RCW 43.31.970) requires the Washington State Department of Commerce (Commerce) to distribute to local governments model ordinances, model development regulations, and guidance for local govern- ments for siting and installing electric vehicle infrastructure, in particular battery charging stations, and for appropriate handling, recycling, and storage of electric vehicle batteries and equipment. The law requires that local government development regulations allow electric vehicle infrastructure as a use in all zones except those zoned for residential, resource, or critical areas. This guidance extends the per- mitted use to these zones as well, although with some restrictions and limitations. The requirements apply to local jurisdictions as follows: • By July 1, 2010, municipalities greater than 20,000 in population in King County that are adjacent to Inter- state 5, Interstate 90, Interstate 405, or State Route 520, and all municipalities adjacent to I-5 in Pierce, Snohomish and Thurston Counties, must allow electric vehicle infrastructure (these municipalities are shown in red on the map on the following page). • By July 1, 2011, municipalities less than 20,000 in population in King County that are adjacent to these freeways, and all municipalities statewide adjacent to I-5 and I-90 statewide, are required to allow electric vehicle infrastructure (shown in yellow). • The remaining municipalities across the state are required to allow battery charging stations by July 1, 2011 (shown in green). • For unincorporated county lands, the law imposes similar 2010 and 2011 deadlines for electric vehicle in- frastructure, but only within a 1-mile buffer around these freeways (shown in red and yellow hatch-marks). For battery charging stations, the entire area of the county is affected — except those zoned for residen- tial, resource, or critical areas — by 2011. For both cities and counties, the law allows jurisdictions to adopt incentives programs as well as other devel- opment regulations that do not have the effect of precluding the siting of electric vehicle infrastructure in areas where that use is allowed. Comment: For the jurisdictions required to allow electric vehicle infrastructure, the definition includes Battery Charging Stations (referred to as Level 1, Level 2, and Rapid charging), Rapid Charging Stations (referred to as Level 3 or Fast charging), and Battery Exchange Stations. For the jurisdictions required to allow Battery Charging Stations, the definition does not include Battery Exchange Stations (see Section 2, Chapter 1: Definitions). Model Development Regulations and Guidance6 Figure 1. Electric Vehicle Infrastructure Requirements for Cities and Towns (per RCW 35.63.126, 35A.63.107, 36.70A.695) and for Counties (per RCW 36.70.695, 36.70A.695, 35.63.127) An additional requirement under Section 7 (codified as RCW 43.19.648) is that by June 2015 local govern- ments and state agencies must satisfy 100% of their fuel usage for operating publicly owned vessels, vehicles, and construction equipment from electricity or biofuel, to the extent determined practicable by rules adopted by Commerce (RCW 43.325.080). An interim requirement of 40% is set for state agencies for June 2013. Commerce has not yet initiated this rulemaking; however, Commerce is considering strategies to implement Section 7 as part of the State Energy Strategy (SES) update currently underway.2 To assist local jurisdictions in meeting the requirements set for them under the law, Section 2 (codified as RCW 47.80.090) requires that the Puget Sound Regional Council, in collaboration with representatives from the Department of Ecology, the Department of Commerce, local governments, and the Office of Regulatory Assistance, seek federal or private funding for the planning for, deployment of, or regulations concerning electric vehicle infrastructure. In particular, Section 2 of 47.80.090 includes the development of model ordi- nances and guidance for local governments for siting and installing electric vehicle infrastructure, in particu- lar battery charging stations, and appropriate handling, recycling, and storage of electric vehicle batteries and equipment. When completed, PSRC is to submit the guidance to the state legislature, local jurisdictions within its jurisdiction, and to Commerce for distribution statewide. In the fall of 2009, Commerce identified Energy Efficiency Community Block Grant (EECBG) funds to be- gin planning for deployment of and regulations for electric vehicle infrastructure. With the assistance of a consultant team, a Technical Advisory Committee representative of key stakeholders and jurisdictions from across the state (see inside of front cover for a list of committee members), and input from a broader set of Model Development Regulations and Guidance 7 public and private entities in the electric vehicle industry and state agencies including the Department of Transportation, Department of Ecology, State Building Code Council, and Labor & Industries, PSRC and Com- merce prepared model guidance. The model ordinance, model development regulations, and guidance is written so that individual sections can be lifted out and modified to suit local government needs while still meeting the requirements of the new law. The Purpose of These Model Provisions Several car manufacturers are preparing to commercialize electric-drive vehicle models. By 2012, an esti- mated 10 to 12 models of highway capable electric vehicles (EVs) will be available to consumers. Electric vehicle infrastructure (EVI) is necessary to serve this growing consumer base, and HB 1481 recognizes this need by requiring that local governments allow EVI. A review of local government codes indicates that there does not currently seem to be prohibitions to EVI. However, there is a need for local governments to adopt regulations to provide for consistency in the installation of EVI across the state to assist in quicker transition to electric vehicle use. In addition to development regulations, local governments may want to consider the use of guidance documents and other written materials that explain EVs and EVI (see Appendix B. Model Installation Guides for Charging Stations). To assist local governments in meeting the purpose and requirements of the new law, the model provisions in this document include three key sections. These sections, and the use of “Comments” within each of these sections, are explained further below. • Model Ordinance (Section 1). This section provides language that jurisdictions may include in their adopting ordinances for electric vehicle infrastructure. This language can be used unchanged or may be modified to suit local government needs. The model ordinance includes “Whereas” findings for both “fully planning” and “partially planning” jurisdictions.3 • Model Development Regulations and Guidance (Section 2). These regulations and guidance include and build on provisions in statute (see Appendix A for where the sections of HB 1481 have been codified in the RCW). The model regulations and guidance are summarized in Table 1 and include regulations that are designed to ensure that a local jurisdiction is consistent with the required provisions in RCW. In some cases, they include options which jurisdictions may choose to include in their development regulations that provide for additional allowance of EVI (for example, allowing for EVI in areas including those zoned for residential and some critical areas). Table 1. Suggested Model Regulations and Guidance CHAPTER REGULATION GUIDANCE Definitions EV and EVI related terms None Vehicles and Traffic EV Enforcement None Zoning Allowed Uses Accessibility Off-street Parking Design Off-street Signage Street, Sidewalks and Public Places On-street Parking Design On-street Signage Buildings and Utilities None Battery Recycling and Handling State EVI Rules SEPA Categorical exemptions None Model Development Regulations and Guidance8 • Comments. The guidance also includes a variety of comments that provide supporting information and serve as a resource to local government for consideration in the adoption of development regulations and guidance for EVI. The comments generally provide information as to why the model development regula- tion and/or guidance are necessary and what the source is (e.g., best practice or regulation from another jurisdiction which has EVI). • Resources (Section 3). This section contains a listing of all the supporting resource documents, a glossary of terms, and the footnotes. • Appendices. These support the model ordinance, model development regulations, and guidance. It includes the research documents, including a code compilation and listing of practices for local, re- gional, and state agencies identified from the code compilation, interview results, battery research, and a web-based EV driver survey. Appendix B includes EVI Model Installation Guides for single family and commercial parking lots that local jurisdictions can use at their permit counters. Identification of Existing Codes The consultant team researched codes, ordinances, incentives, state laws, standards, white papers, and other guiding documents from past efforts of jurisdictions and other agencies across the country, as well as some international, national, and local jurisdictions. The task included examining the known universe of ordinances, regulations, and guidance and evaluating which aspects of the research would be most useful for inclusion in the models and guidance.4 Part of this research also included identification of those codes that would provide the highest value for follow-up with agencies to discuss and document best practices and lessons learned.5 Once this research was completed, PSRC and Commerce convened a meeting with a Technical Advisory Committee to review the results of the research and begin the process of identifying what to include in the model ordinance, model development regulations, and guidance. The TAC included representatives of local governments, charging station vendors, utilities, state agencies, ports, and consumer groups working on deployment of electric vehicles in Washington State. State Law The consultant team also assessed any unique provisions of planning laws and regulations in states or provinces identified from the document research described above and compared them to Washington’s planning statutes. This assessment included identification of any necessary adaptations statewide, given Washington’s planning statutes. Based on a review of the documents, the consultant team concluded that none of the adopted or draft codes poses major conflicts with Washington planning statutes, such as the various planning enabling acts (including the Growth Management Act (GMA), and the State Environmental Policy Act (SEPA). However, as discussed, these statutes contain procedural requirements for the adoption of development regulations. Growth Management Act The legislation applies to all local governments in Washington State, including those planning under Washington’s GMA, and those planning under other statutes. For GMA “Fully Planning” jurisdictions, the development regulations must be consistent with its comprehensive plan,6 and therefore GMA’s procedural requirements for comprehensive plans may affect the timing of a jurisdiction’s adoption of development regulations for EVI. Model Development Regulations and Guidance 9 Local governments planning under GMA should ensure that their comprehensive plans include policies that support the adoption of the proposed regulations. EVI considerations could affect several different elements of the comprehensive plan, including land use, capital facilities, utilities, and transportation. If the compre- hensive plan already includes such policies or the policies are broadly stated to support EVI, the jurisdiction can adopt the proposed regulations at any time. However, if the comprehensive plan does not include such policies, the plan may need to be amended before the adoption of development regulations. Because the GMA generally allows comprehensive plan amendments to be adopted only once a year,7 jurisdictions should plan ahead and evaluate the need for a comprehensive plan amendment well in advance of the adoption of development regulations for EVI. In the situation where a jurisdiction wishes to implement the regulations outside the annual cycle, GMA allows amendments or revisions whenever an emergency exists or to resolve an appeal.8 It is possible that an amendment outside the regular annual cycle could be justified by an “emergency” need to ensure consistency between the comprehensive plan, development regulations, and the requirements imposed by RCW 36.70A.695. In declaring such an emergency, the jurisdiction should be sure to adopt findings explaining the reasons for its declaration. State Environmental Policy Act SEPA requires state and local agencies to give proper consideration to environmental matters before taking major actions. If the initial environmental review of a proposed action (the “threshold determination”) indi- cates that the action will have probable and significant adverse environmental impacts, a detailed environ- mental impact statement (EIS) must be prepared.9 SEPA’s procedural requirements, including the require- ment to prepare a threshold determination, apply to “proposals for legislation and other major actions.” 10 “Actions” include “[n]ew or revised agency rules, regulations, plans, policies, or procedures.” 11 Thus, before adopting development regulations for EVI, jurisdictions must first prepare a threshold determination under SEPA. Given the limited scope of the suggested model regulations and anticipated minor impacts associ- ated with the adoption of such regulations, SEPA review would not likely require the preparation of an EIS. Rather, it is anticipated jurisdictions would complete a non-project SEPA checklist that results in a Determi- nation of Non-Significance or Mitigated Determination of Non-Significance. It should also be noted that SEPA amendments (RCW 43.21C.410) provide that battery charging stations and battery exchange stations will not lose their categorically exempt status under the SEPA rules as a result of their being part of a larger proposal. This amendment regarding exemption status will be relevant when jurisdictions review proposals to construct projects that include battery charging stations and battery ex- change stations. Model development regulations are provided in this document in regard to this categorical exemption (see Section 2, Chapter 5: SEPA). Relationship to Other Codes and Standards As noted above, the model ordinance, model development regulations, and guidance are written so that individual sections can be tailored to the particular needs and characteristics of a community, while still pro- viding for cross-jurisdictional consistency for some standards (e.g., signage) to provide for the establishment of convenient, cost-effective electric vehicle infrastructure. Additionally, the code structure of local govern- ments varies and the model development regulation text may need to be modified for local government use (for example, some jurisdictions have permitted uses in table format, others utilize text format, while others use a combination of both formats. Additionally, some public works standards are contained within code or in a separate design manual, or a mix of both). For development and construction permit reviews, local jurisdictions also rely upon state and national standards (see Section 2, Chapter 6: State Battery, Build- ing and Electrical Provisions). Model Development Regulations and Guidance10 In regard to incentives for electric vehicles and infrastructure, potential conflicts with the constitutional pro- hibition against the gifting or lending of public funds could be raised,12 for example in the context of various incentives offered to encourage the use of EVs, such as providing free parking spaces to EV users. Washing- ton courts have held, however, that if public funds are being expended to carry out a fundamental purpose of the government, then no gift of public funds has been made.13 The Legislature addressed a component of this issue in 2007 with the passage of Engrossed Second Substitute Bill 1303, section 206 (codified at RCW 43.01.250), which specifically authorizes the state to purchase electric power for the purpose of charg- ing electric vehicles at state office locations for state vehicles or private vehicles of those conducting busi- ness with the state. The potential impact of the regulatory authority of the Washington State Utilities and Transportation Com- mission, which has broad authority to regulate the rates, services, and practices of companies providing electricity service in Washington was also assessed.14 This regulatory authority could be implicated by cer- tain aspects of EVI and incentives. For example, private companies that charge customers for electricity provided at EV charging stations could be subject to the UTC’s jurisdiction. UTC staff indicated verbally that they have not yet addressed this issue, which could require rulemaking by UTC or legislation in order to clar- ify that operators of EVI are not subject to UTC jurisdiction. Other states, such as Hawaii and California, have addressed this issue by passing laws that exclude operators of EVI from the definition of “public utility.” 15 Electric utilities that are subject to UTC jurisdiction may be constrained in their ability to charge preferential rates or subsidies for electricity used by EVs. In an analogous context, the UTC has previously ruled that elec- tric utilities may not impose a surcharge on its users to subsidize construction costs for compressed natural gas vehicle refueling stations.16 This issue may also require clarification through UTC rulemaking or legisla- tion. It should be noted that the UTC recently adopted rules (WAC 480-100-505) requiring electric utilities to submit periodic reports evaluating certain “smart grid” technologies, including EVs.17 These reports will assist the UTC in evaluating EVI issues and provide additional information that may be helpful to local and state government entities attempting to encourage EV use. Model Development Regulations and Guidance 11 Section 1. Model Ordinance Regarding Electric Vehicle Infrastructure and Batteries Purpose of this Section. This section provides ordinance language that jurisdictions may utilize for their adopting ordinances. The language from the model ordinance can be used unchanged or modified to suit local government needs. The model ordinance includes “Whereas” findings for both “fully planning” and “partially planning” jurisdictions. Proposed Ordinance No.___________________________________________________ Revisions to Title [Insert List of Amended Titles] for the Purpose of Compliance with [Insert RCW Sections Applicable to Jurisdiction] and the Development of Electric Vehicle Infrastructure. Comment: See Appendix A for list of RCWs affected under HB 1481. “Whereas” text for jurisdictions to use in their adopting ordinances is suggested in the language shown below. Local governments may also choose to add language from the following original bill finding: “The legislature finds the development of electric vehicle infrastructure to be a critical step in creating jobs, fostering economic growth, reducing greenhouse gas emissions, reducing our reliance on foreign fuels, and reducing the pollution of Puget Sound attributable to the operation of petroleum-based vehicles on streets and highways. Limited driving distance between battery charges is a fundamental disadvantage and obstacle to broad consumer adoption of vehicles powered by electricity. In order to eliminate this fundamental disadvantage and dramatically increase consumer acceptance and usage of electric vehicles, it is essential that an infrastructure of convenient electric vehicle charging opportunities be developed. The purpose of this act is to encourage the transition to electric vehicle use and to expedite the establishment of a convenient, cost-effective, electric vehicle infrastructure that such a transition necessitates. The state’s success in encouraging this transition will serve as an economic stimulus to the creation of short-term and long-term jobs as the entire automobile industry and its associated direct and indirect jobs transform over time from combustion to electric vehicles.” Whereas, During the 2009 session the Washington State Legislature passed House Bill 1481 (HB 1481), an Act relating to electric vehicles. The Bill addressed electric vehicle infrastructure includ- ing the structures, machinery, and equipment necessary and integral to support an electric vehicle, including battery charging stations, rapid charging stations, and battery exchange stations. Whereas, The purpose of HB 1481 is to encourage the transition to electric vehicle use and to expe- dite the establishment of a convenient and cost-effective electric vehicle infrastructure that such a transition necessitates. The Legislature agreed that the development of a convenient infrastructure to recharge electric vehicles is essential to increase consumer acceptance of these vehicles. The State’s success in encouraging this transition will serve as an economic stimulus to the creation of short-term and long-term jobs as the entire automobile industry and its associated direct and indirect jobs transform over time from combustion to electric vehicles. Model Development Regulations and Guidance12 Whereas, Greenhouse gas emissions related to transportation constitute more than fifty percent of all greenhouse gas emissions in the State of Washington. Whereas, The use of electricity from the Northwest as a transportation fuel instead of petroleum fuels results in significant reductions in the emissions of pollutants, including greenhouse gases, and reduces the reliance of the state on imported sources of energy for transportation. Whereas, With the potential emerging market for plug-in electric vehicles, new industry standards have been adopted to ensure universal compatibility between vehicle manufacturers. Broad-based installation of new universally compatible charging stations is intended to en- sure that plug-in electric vehicles will be a viable alternative to gasoline-powered vehicles. Whereas, This ordinance regarding electric vehicle infrastructure and batteries, revising [Local gov- ernment to insert list of amended Titles], contains [Local government to insert # of sections, as applicable to jurisdiction standard practice] sections of findings, as follows: Section I — Procedural and Substantive Findings Comment: Text below to be modified by local governments, as applicable. For example, not all jurisdictions that are required to allow EVI are fully planning GMA jurisdictions so the “Whereas” findings related to GMA are not applicable to those jurisdictions. Also, some jurisdictions, after evaluating their Comprehensive Plans, may determine that no amendments to their comprehensive plans are required in order to adopt development regulations to implement EVI. For those jurisdictions, a “Whereas” finding in that regard would be provided. Additionally, jurisdictions may choose to provide text regarding regional and state coordination (e.g., countywide planning policies and development regulations that implement these policies). Last, while the statute provides an exception for areas zoned for residential or resource use or critical areas, allowing electric vehicle infrastructure in these zones may be appropriate and beneficial. As such, these “Whereas” statements can be revised to identify the zones in which the infrastructure will be allowed. Whereas, [insert section of RCW] requires that [insert jurisdiction name] must allow electric vehicle in- frastructure as a use in all areas except those zoned for residential or resource use or critical areas by [insert deadline for compliance with RCW]; and Whereas, because most of the recharging for private electric vehicles will be done in residential settings, which includes residences in residential as well as some resource areas or critical areas, and therefore allowing electric vehicle infrastructure in these areas is in the public interest; and Whereas, because businesses in resource areas and in some critical areas may want to install electric vehicle infrastructure and therefore allowing this infrastructure in these areas is in the pub- lic interest; and Whereas, pursuant to [Insert section of RCW], this ordinance proposes to amend development regula- tions found in [insert Title(s) and Chapter(s) of local code containing development regulations] to allow electric vehicle infrastructure as a use in [local government to insert where EVI is allowed]; and Model Development Regulations and Guidance 13 Whereas, an amendment to the [insert GMA jurisdiction name] Comprehensive Plan is required in order to ensure consistency with the proposed development regulations, as required by RCW 36.70A.040; and Whereas, RCW 36.70A.130(2)(b) authorizes the adoption of comprehensive plan amendments outside the normal annual cycle for such amendments “whenever an emergency exists,” after ap- propriate public participation; and Whereas, [jurisdiction name] finds that the need to amend the [insert GMA jurisdiction name] Compre- hensive Plan to ensure consistency with the proposed development regulations constitutes an emergency under RCW 36.70A.130(2)(b); Comment: It should be noted that an “emergency” under RCW 36.70A.130(2)(b) is not the same as other types of emergencies that may be declared by cities and counties, such as “public” emergencies under RCW 35A.12.130 or “nondebatable” emergencies under RCW 36.40.180. A finding of “emergency” under RCW 36.70A.130(2)(b) allows local government to amend the comprehensive plan outside of the normal annual cycle and to limit public participation to what is “appropriate” under the circumstances. For example, see Clark Revocable Living Trust v. City of Covington, WWGMHB Case No. 02-3-005 (September 27, 2002) (holding that amendments within the exception of RCW 36.70A.130(2)(b) are not subject to normal GMA process requirements). However, unlike a finding of “public” emergency under RCW 35A.12.130 or a finding of “nondebatable” emergency under RCW 36.40.180, a finding of “emergency” under RCW 36.70A.130(2)(b) does not make the ordinance effective upon adoption or automatically allow action to be taken without a hearing or public notice. Section II — Attachments [Local government to add amended or new sections of code, as applicable] Now, Therefore, be it Ordained as Follows: Adopted this __________day of _________________________, 2010, at _____________________. [Insert local government signature block] Model Development Regulations and Guidance14 Model Development Regulations and Guidance 15 Section 2. Model Development Regulations and Guidance Regarding Electric Vehicle Infrastructure and Batteries Purpose of this Section. Except for RCW 43.19.648 which addresses usage of electricity as a fuel source, public agencies or private entities are not required to install EVI. Instead, these model regulations and guidance are provided to assist jurisdictions to efficiently and effectively allow EVI. In some cases, they include and go beyond “must allow” for EVI by including development regulations that provide for ad- ditional allowance of EVI (see Chapter 3: Zoning: allow for EVI in areas including those zoned for residential and some critical areas, such as aquifer recharge areas). Some provisions also provide options for local governments. For example, if a jurisdiction wishes to utilize an enforcement mechanism that prevents internal combustion engine cars from parking in electric vehicle charging stations, regulations are provided. And, in some chapters, a section of guidance is pro- vided. These are topics where either there may not be clearly defined standards (such as accessibility) or there are clear standards (such as signage) and there is nothing a local jurisdiction needs to adopt in their development regulations. Chapters: Chapter 1. Definitions Chapter 2. Vehicles and Traffic Chapter 3. Zoning Chapter 4. Streets, Sidewalks, and Public Places Chapter 5. SEPA Chapter 6. State Battery, Building, and Electrical Provisions Model Development Regulations and Guidance16 Chapter 1. Definitions Definitions. This Chapter ensures that terms are defined consistently with the RCW and with other regu- latory documents. Additionally, local governments may choose to develop user-friendly written materials that explain EVI (see Appendix B: “Model Installation Guides for Charging Stations”). All such documents should utilize the definitions and terminology below for consistent understanding. To improve consistency across jurisdictions, these definitions should also be considered for adoption at the state level. A. Regulations 1.1: “Battery charging station” means an electrical component assembly or cluster of component assem- blies designed specifically to charge batteries within electric vehicles, which meet or exceed any standards, codes, and regulations set forth by chapter 19.28 RCW and consistent with rules adopted under RCW 19.27.540. Comment: As defined in HB 1481 (codified as RCW 35.63.126(5)(a), RCW 35.63.127(5)(a), RCW 35A.63.107(5)(a), RCW 36.70.695(5)(a), RCW 36.70A.695(5)(a) and RCW 47.80.090(3)(a). Battery charging stations include Level 1, Level 2, and Level 3 charging stations (see definition 1.4). 1.2: “Battery electric vehicle (BEV)” means any vehicle that operates exclusively on electrical energy from an off-board source that is stored in the vehicle’s batteries, and produces zero tailpipe emissions or pollution when stationary or operating. Comment: Definition is a subcategory of electric vehicles (see “Electric Vehicle” below). 1.3: “Battery exchange station” means a fully automated facility that will enable an electric vehicle with a swappable battery to enter a drive lane and exchange the depleted battery with a fully charged battery through a fully automated process, which meets or exceeds any standards, codes, and regulations set forth by chapter 19.27 RCW and consistent with rules adopted under RCW 19.27.540. Comment: As defined in HB 1481 (codified as RCW 35.63.126(5)(b), RCW 35.63.127(5)(b), RCW 35A.63.107(5)(b), RCW 36.70.695(5)(b), RCW 36.70A.695(5)(b) and RCW 47.80.090(3)(b). 1.4: “Charging levels” means the standardized indicators of electrical force, or voltage, at which an electric vehicle’s battery is recharged. The terms 1, 2, and 3 are the most common EV charging levels, and include the following specifications: • Level 1 is considered slow charging. • Level 2 is considered medium charging. • Level 3 is considered fast or rapid charging. Comment: Definitions provided for consistent use and understanding of various charging levels and are modified from definitions and usage in various resource documents.18 Level 1 is present in homes and businesses and typically operates on a 15- or 20-amp breaker on a 120-volt Alternating Current (AC) circuit and standard outlet. Level 2 is expected to become the standard for home and public charging and typically operates on a 40-amp to 100-amp breaker on a 208 or 240-volt AC circuit. Level 3 is primarily for commercial and public applications (e.g., taxi fleets and charging along freeways) and typically operates on a 60-amp or higher dedicated breaker on a 480-volt or higher three-phase circuit with special grounding equipment. Note that the term “Level 3” is recommended to identify the increased power need in a numerical fashion (i.e., “3”), but the Level 3 charging level is also sometimes Model Development Regulations and Guidance 17 referred to as “Fast” charging,19 and “Rapid” charging (see definition of Rapid Charging Station below). Use of “Level 3” also appears in other EVI documents (e.g., see page 25 of the “Report of the Alternative Fuel Vehicle Infrastructure Working Group”).20 It is important to note that only the terms “Level 1” and “Level 2” are consistently used between industry and consumers. The use of “Level 3” is not consistently used at this time. Once a consistent term is defined, local governments should adopt amendments to adopted definitions. Opportunities for amendments to development regulations include a jurisdiction’s annual evaluation and amendment process or as part of the required GMA periodic update process (RCW 36.70A.130). 1.5: “Electric scooters and motorcycles” means any 2-wheel vehicle that operates exclusively on electri- cal energy from an off-board source that is stored in the vehicle’s batteries and produces zero emissions or pollution when stationary or operating. Comment: These vehicles are defined as being distinct from “electric vehicle” to enable local governments to treat parking and charging locations for them separately. 1.6: “Electric vehicle” means any vehicle that operates, either partially or exclusively, on electrical energy from the grid, or an off-board source, that is stored on-board for motive purpose. “Electric vehicle” includes: (1) a battery electric vehicle; (2) a plug-in hybrid electric vehicle; (3) a neighborhood electric vehicle; and (4) a medium-speed electric vehicle. Comment: This definition provides for inclusion of a variety of electric vehicles and is modeled after a definition used in the State of Minnesota21 and is designed for regulatory purposes, so that factors such as signage are not required to call out detailed differences among BEVs, PHEVs, NEVs, and MSEVs. Note that extended range electric vehicles (EREV) are not separately defined but are included in the definitional components for PHEV (i.e., runs on electricity from its battery, and then it runs on electricity it creates from gas). Other terms, such as Grid Enabled Vehicle (GEV), are also sometimes used when referring to PHEVs and EVs together. 1.7: “Electric vehicle charging station” means a public or private parking space that is served by battery charging station equipment that has as its primary purpose the transfer of electric energy (by conductive or inductive means) to a battery or other energy storage device in an electric vehicle. An electric vehicle charg- ing station equipped with Level 1 or Level 2 charging equipment is permitted outright as an accessory use to any principal use. Comment: This definition is modeled after a definition for “electric vehicle parking space” used in the City of Davis.22 The Davis definition has been modified to combine the parking and battery charging characteristics into one definition as these features are functionally related. As the electric vehicle charging station facility is not a parking facility, its interaction with accessibility provisions is different from that of a parking space (see Section 3.3). Regarding allowed uses, Level 1 and Level 2 charging are expected to be a secondary use, not the principal use. However, Level 3 (i.e., Rapid or Fast) may be a primary use given their size and scale, as well as their potential to generate traffic and vehicle queuing, and therefore the need to mitigate the associated impacts. As such, Level 3 is to be permitted differently (see section 3.1). The inclusion of permitted uses in the definition is meant to allow a jurisdiction to add EV charging stations categorically to existing allowed uses tables (see Section 3.1, Option 2). If a jurisdiction adds a new Allowed Uses table for the different types of Electric Vehicle Infrastructure (see Section 3.1, Option 1), inclusion of permitted uses in the definition may not be necessary. Model Development Regulations and Guidance18 1.8: “Electric vehicle charging station — restricted” means an electric vehicle charging station that is (1) privately owned and restricted access (e.g., single-family home, executive parking, designated employee parking) or (2) publicly owned and restricted (e.g., fleet parking with no access to the general public). Comment: This definition is provided to clarify that the off-street parking requirements Chapter 3: Zoning, do not apply to “restricted” EV charging stations. (See subsection 3.2.01A). 1.9: “Electric vehicle charging station — public” means an electric vehicle charging station that is (1) publicly owned and publicly available (e.g., Park & Ride parking, public library parking lot, on-street park- ing) or (2) privately owned and publicly available (e.g., shopping center parking, non-reserved parking in multi-family parking lots). Comment: This definition is provided to clarify the variety of charging stations that are anticipated to be publicly available. 1.10: “Electric vehicle infrastructure” means structures, machinery, and equipment necessary and inte- gral to support an electric vehicle, including battery charging stations, rapid charging stations, and battery exchange stations. Comment: As defined in HB 1481 (codified as RCW 35.63.126(5)(c), RCW 35.63.127(5)(c), RCW 35A.63.107(5)(c), RCW 36.70.695(5)(c), RCW 36.70A.695(5)(c) and RCW 47.80.090(3)(c). Per these definitions, this term is broader than Electric Vehicle Service Equipment (ESVE) which refers to the charging equipment, cable and connector. 1.11: “Electric vehicle parking space” means any marked parking space that identifies the use to be exclusively for the parking of an electric vehicle. Comment: While this term is not used other than in this chapter, it provides the potential for a space to be designated, perhaps as an incentive by a private company, for electric vehicles even if charging equipment is not provided. 1.12: “Medium-speed Electric Vehicle” means a self-propelled, electrically powered four-wheeled motor vehicle, equipped with a roll cage or crush-proof body design, whose speed attainable in one mile is more than 25 miles per hour but not more than 35 miles per hour and otherwise meets or exceeds the federal regulations set forth in 49 C.F.R. Sec. 571.500. Comment: Definition of a subcategory of electric vehicles (see “Electric Vehicle” above). Definition from RCW 46.04.295, as amended in 2010 by SSB 6346. 1.13: “Neighborhood Electric Vehicle” means a self-propelled, electrically powered four-wheeled motor vehicle whose speed attainable in one mile is more than 20 miles per hour and not more than 25 miles per hour and conforms to federal regulations under Title 49 C.F.R. Part 571.500. Comment: Definition of a subcategory of electric vehicles (see “Electric Vehicle” above). Definition from RCW 46.04.357. 1.14: “Non-Electric Vehicle” means any motor vehicle that does not meet the definition of “electric vehicle.” 1.15: “Plug-in hybrid electric vehicle (PHEV)” means an electric vehicle that (1) contains an internal com- bustion engine and also allows power to be delivered to drive wheels by an electric motor; (2) charges its battery primarily by connecting to the grid or other off-board electrical source; (3) may additionally be able to sustain battery charge using an on-board internal-combustion-driven generator; and (4) has the ability to travel powered by electricity. Comment: Definition of a subcategory of electric vehicles (see “Electric Vehicle” above). Model Development Regulations and Guidance 19 1.16: “Rapid charging station” means an industrial grade electrical outlet that allows for faster recharging of electric vehicle batteries through higher power levels and that meets or exceeds any standards, codes, and regulations set forth by chapter 19.28 RCW and consistent with rules adopted under RCW 19.27.540. Comment: As defined in HB 1481 (codified as RCW 35.63.126(5)(d), RCW 35.63.127(5)(d), RCW 35A.63.107(5)(d), RCW 36.70.695(5)(d), RCW 36.70A.695(5)(d) and RCW 47.80.090(3)(d). Model Development Regulations and Guidance20 Chapter 2. Vehicles and Traffic Vehicles and Traffic. This Chapter provides model regulations for when a local jurisdiction chooses to authorize enforcement for non-electric vehicles that park in electric vehicle charging station spaces or for electric vehicles parked out of compliance with posted days and hours of charging operation. These model regulations are only for electric vehicle charging station spaces located in publicly owned and/ or operated parking areas (e.g., on-street parking, municipal garages, park-and-ride lots, etc.). Signage for enforcement is included in Chapter 4: Street, Sidewalks and Public Places. A. Regulations Section 2.1: Electric Vehicle Charging Stations — Generally 2.1.01: Electric vehicle charging stations are reserved for parking and charging electric vehicles only. 2.1.02: Electric vehicles may be parked in any space designated for public parking, subject to the restric- tions that would apply to any other vehicle that would park in that space. Comment: The purpose of adopting enforcement provisions for electric vehicle charging station spaces is to maximize the use of limited EV public infrastructure. Section 2.2: Prohibitions 2.2.01: Pursuant to Section 2.4, when a sign authorized under Section 2.3 provides notice that a space is a designated electric vehicle charging station, no person shall park or stand any non-electric vehicle in a designated electric vehicle charging station space. Any non-electric vehicle is subject to fine or removal. Comment: The purpose of adopting enforcement provisions for non-electric vehicles parking in electric vehicle charging station spaces is to ensure that the space is available for EV drivers. As found in a recent EV driver survey, 22% of the problems encountered at public charging stations were attributed to EV spaces being occupied by non-EVs.23 2.2.02: Pursuant to Section 2.4, any electric vehicle in any designated electric vehicle charging station space and not electrically charging or parked beyond the days and hours designated on regulatory signs posted at or near the space, shall be subject to a fine and/or removal. For purposes of this subsection, “charging” means an electric vehicle is parked at an electric vehicle charging station and is connected to the charging station equipment. Comment: In regard to assessing whether an electric vehicle is not charging, being plugged in and connected to the charging station equipment serves as the charging indicator. Section 2.3: Noticing of Electric Vehicle Charging Stations 2.3.01: Upon adoption by the [insert jurisdiction], the [insert jurisdiction] engineer shall cause appropriate signs and marking to be placed in and around electric vehicle charging station spaces, indicating prominently thereon the parking regulations. The signs shall define time limits and hours of operation, as applicable, shall state that the parking space is reserved for charging electric vehicles and that an electric vehicle may only park in the space for charging purposes. Violators are subject to a fine and/or removal of their vehicle. Comment: Wherever possible, MUTCD signage standards should be used.24 Also, see signage guidance in Chapter 4: Streets, Sidewalks and Public Places. Note that these signage recommendations are included as guidance as they contain a combination of MUTCD and non-recognized MUTCD signs. Also, adopting time limits will be a local choice. Jurisdictions may define time limits for reasons other than just charging (e.g., for turnover of parking adjacent to businesses, such as retail). Model Development Regulations and Guidance 21 Section 2.4: Violations-Penalties 2.4.01: Violations of this chapter shall be punishable as infractions. Punishment shall be by a fine not to exceed the fine prescribed in accordance with section _________ of the [insert jurisdiction] code. Each day such violation is committed shall constitute a separate offense and shall be punishable as such. 2.4.02: In addition to a fine, a person who has parked or left a vehicle standing upon a street, alley, or [insert jurisdiction] parking lot or garage in violation of this article is subject to having the vehicle removed from the street, alley, or [insert jurisdiction] parking lot or garage by any member of the police department authorized by the police chief or designated law official in the manner and subject to the requirements of the __________ . [insert] Comment: All of the above sections are modeled after regulations adopted by the City of Davis. (See footnote 22.) Model Development Regulations and Guidance22 Chapter 3. Zoning Zoning. This Chapter ensures that local governments meet the requirements in HB 1481 to allow electric vehicle infrastructure as a “use” in all areas, except those zoned for residential or resource use or criti- cal areas. It also includes regulations for when they choose to also to allow Level 1, Level 2, and Level 3 charging stations (with some limitations) in residential and resource zones and critical areas, given that the statute contains no prohibition on allowing this infrastructure in any zones. This chapter also contains guidance related to accessible use of EV charging stations for all users, and clari- fies how these stations are different than typical parking spaces in terms of accessibility regulations. Addi- tionally, this Chapter includes model development regulations and guidance that a jurisdiction may impose to provide guidance when a private property owner chooses to provide electric vehicle charging stations. A. Regulations Section 3.1: Allowed Uses OptiOn 1: Comment: As many local governments list their use regulations in a table format, this format is provided below. While the reference to the specific applicable types of zones will vary in comparison to the broad zone category listed below, the zones in which the use must be allowed and the related development standard should be common across jurisdictions. The table below includes highlighting for purpose of quickly identifying where EVI must be allowed (i.e., as a use in all areas except those zoned for residential or resource use or critical areas, consistent with the statute. Jurisdictions should also consider adopting the other provisions in the table below to support efficient and effective transition to electric vehicles. An example, as noted in a number of Resource documents at the end of this Guidance, the majority of charging will occur in homes. This is why electric vehicle infrastructure in residential and mixed-use areas is included in the allowed uses table. EVI TYPE ZONING DISTRICT LOW-DENSITY HIGH-DENSITY RESIDENTIAL RESIDENTIAL MIXED-USE COMMERCIAL INDUSTRIAL INSTITUTIONAL RESOURCE EV Charging Station 1, 2 P3 P3 P P P P P3 Rapid Charging Station 4 P5 P5, 6 P or P6 P P P P3 Battery Exchange Station P P P P: Use is permitted. Absence of “P”: Use is not allowed in the given zoning district. DEVELOPMENT STANDARDS 1. Level 1 and Level 2 charging only. 2. Level 1 and Level 2 charging are permitted in aquifer recharge areas and in other critical areas when serving an existing use. 3. Allowed only as accessory to a principal outright permitted use or permitted conditional use. 4. The term “Rapid” is used interchangeably with Level 3 and Fast Charging. 5. Only “electric vehicle charging stations - restricted” as defined in Chapter 1, subsection A.1.8. 6. Local governments may choose to allow Level 3 charging stations as an outright permitted use or may determine that it is appropriate to adopt development standards applicable to the mixed-use or high density residential zoning districts. For example, there may be instances where this type of charging station would require screening or placement within a parking garage to meet other objectives of the mixed-use zone (e.g., a pedestrian friendly environment) or high-density residential zone. Model Development Regulations and Guidance 23 OptiOn 2: Comment: Add battery exchange stations and rapid charging stations (also known as Level 3 charging and Fast charging) as an allowed use in all zones, except those zoned for residential or resource use or critical areas. Note that installation of these uses must be consistent with the rules for EVI requirements adopted by the State Building Code Council, and the rules adopted by the Department of Labor and Industries for the installation of EVI, including all wires and equipment that convey electric current and any equipment to be operated by electric current, in, on, or about buildings or structures (RCW 19.27.540 and RCW 19.28.281) — see Chapter 6: State Battery, Building and Electrical Provisions. Local governments may choose to modify the suggested Allowed Use model regulations below and adopt development regulations which reference this consistency requirement. Note that Level 1 and Level 2 battery charging stations, defined as “electric vehicle charging station” in Chapter 1: Definitions, are not listed as an allowed use in this Allowed Uses option. This is because these types of charging stations are similar to other building and street infrastructure (e.g., parking meters) and do not function as a separate land use. However, since the statute states, in part, that jurisdictions “must allow electric vehicle infrastructure as a use,” and the definition of EVI includes battery charging stations, the definition of “electric vehicle charging station” in Chapter 1 provides that these types of battery charging stations are allowed as accessory to the specific principal use that they serve. 3.1.01: Rapid Charging Stations Rapid charging stations in Vacaville, California. Photos: Darell Dickey. 3.1.02: Battery Exchange Stations To view a video of a battery exchange station, follow this link to Better Place: http://www.betterplace.com/global-progress-japan Battery Exchange Station in Tokyo. Photo: Better Place. Model Development Regulations and Guidance24 Section 3.2: Off Street Parking — Electric Vehicle Charging Stations To ensure an effective installation of electric vehicle charging stations, the regulations in this subsection provide a framework for when a private property owner chooses to provide electric vehicle charging stations (also, see Appendix C: Model Electric Vehicle Charging Station Installation Checklist). 3.2.01: Electric Vehicle Charging Station Spaces A. Purpose. For all parking lots or garages, except those that include restricted electric vehicle charging stations. B. Number. No minimum number of charging station spaces is required. C. Minimum Parking Requirements. An electric vehicle charging station space may be included in the calculation for minimum required parking spaces that are required pursuant to other provisions of code. D. Location and Design Criteria. The provision of electric vehicle parking will vary based on the design and use of the primary parking lot. The following required and additional locational and design criteria are provided in recognition of the various parking lot layout options. 1. Where provided, parking for electric vehicle charging purposes is required to include the following: a. Signage. Each charging station space shall be posted with signage indicating the space is only for electric vehicle charging purposes. Days and hours of operations shall be included if time limits or tow away provisions are to be enforced. b. Maintenance. Charging station equipment shall be maintained in all respects, including the functioning of the charging equipment. A phone number or other contact information shall be provided on the charging station equipment for reporting when the equipment is not function- ing or other problems are encountered. c. Accessibility. Where charging station equipment is provided within an adjacent pedestrian circula- tion area, such as a sidewalk or accessible route to the building entrance, the charging equipment shall be located so as not to interfere with accessibility requirements of WAC 51-50-005. d. Lighting. Where charging station equipment is installed, adequate site lighting shall exist, unless charging is for daytime purposes only. 2. Parking for electric vehicles should also consider the following: a. Notification. Information on the charging station, identifying voltage and amperage levels and any time of use, fees, or safety information. b. Signage. Installation of directional signs at the parking lot entrance and at appropriate decision points to effectively guide motorists to the charging station space(s). E. Data Collection. To allow for maintenance and notification, the local permitting agency will require the owners of any private new electric vehicle infrastructure station that will be publicly available (see defi- nition “electric vehicle charging station — public”) to provide information on the station’s geographic location, date of installation, equipment type and model, and owner contact information. B. Guidance Section 3.3: Accessible Electric Vehicle Charging Stations Comment: Accessibility standards specific to electric vehicle infrastructure are not currently established in the WAC. As such, this guidance is provided to assist local jurisdictions in establishing compliance with the Americans with Disabilities Act and its enactment through the WAC, as appropriate to the unique characteristics of this infrastructure given their function as charging facilities. Generally, as Electric Vehicle Charging Stations are provided where ADA accessible parking is already provided, a key issue is for the equipment itself to have accessible heights, controls, and operating mechanisms that allow Model Development Regulations and Guidance 25 NUMBER OF MINIMUM ACCESSIBLE EV CHARGING STATIONS EV CHARGING STATIONS 1-50 1 51-100 2 101-150 3 151-200 4 201-250 5 251-300 6 the disabled to use it. For local jurisdictions, the responsibility is for permitting agencies to ensure the equipment meets the requirements and, in on-street and off-street environments, to ensure that there be an accessible route from the electric vehicle charging stations to the building or path of travel. The accessibility guidance below is comparable to accessibility provisions that require that some percent- age of hotel rooms be accessible (i.e., an accessible hotel room can be used by anyone, but is located and designed for persons with disabilities). Similarly, some percentage of EV charging stations should be acces- sible to all users because they offer a service to the general public. The percentage is shown below, as are provisions describing different options for siting accessible EV charging stations. Until such time as the state amends WAC 51-50-005 with regard to barrier-free access for EVI (see RCW 19.27.540), this guidance will assist local governments in ensuring that reasonable accommodation is provided for EV drivers with disabilities. 3.3.01: Quantity and Location Where electric vehicle charging stations are provided in parking lots or parking garages, accessible electric vehicle charging stations shall be provided as follows: A. Accessible electric vehicle charging stations shall be provided in the ratios shown on the following table. Comment: Recognizing that an ADA accessible stall will already be available in the parking lot or garage, the table at right reflects the approach of some of the federally-funded electric vehicle infrastructure projects, the currently limited market penetration rates of electric vehicles, current information regarding automakers plans for vehicle types and sizes that will be publicly available in the next few years, and information from the survey of current EV drivers regarding accessibility. As the market share grows for electric vehicles and as new vehicles are made available, the ratio of stations shown in the table above should be re-evaluated. As previously noted, this guidance exists until and unless the state amends WAC 51-50-005 to specifically address EVI. B. Accessible electric vehicle charging stations should be located in close proximity to the building or facility entrance and shall be connected to a barrier-free accessible route of travel. It is not necessary to designate the accessible electric vehicle charging station exclusively for the use of disabled persons. Below are two options for providing for accessible electric vehicle charging stations. Figure: Off-Street Accessible Electric Vehicle Charging Station — Option 1 Puget Sound area parking garage. Photo: Ecotality North America. Model Development Regulations and Guidance26 Figure: Off-Street Accessible Electric Vehicle Charging Station — Option 2 Fashion Island Shopping Mall, Newport Beach, CA. Photo: Lightmoves. Comment: The illustrations and photos above show two options for providing accessible EV charging stations. Option 1 is a likely scenario for installation in existing parking lots. By using an existing wider end parking stall or restriping, an accessible EV charging station may be more cost effectively installed. Where feasible, a wider clear area around the equipment (60”) is preferable. Additionally, this location away from the near building prime parking has a better likelihood of being available for disabled persons, since the accessible charging station is not exclusively reserved for disabled persons. Option 2 provides a location that has a shorter travel distance for disabled persons and can be easily installed in a new parking lot. This option may allow the installer to provide a wider, more fully-compliant aisle. While other options, depending on the specific layout of the new or reconfigured parking area, are likely, at a minimum, an accessible EV charging station must be located within accessible reach of the barrier-free access aisle (minimum 44-inch width) and the electric vehicle and connect to a barrier-free route of travel. However, because the charging station facility is not a parking facility, the accessible charging station does not need to be located immediately adjacent to the building entrances or reserved exclusively for the use of disabled persons. 3.3.02: Definitions A. Designated Accessible Space. A WAC 51-50-005 required accessible parking space designated for the exclusive use of parking vehicles with a State Disabled Parking Permit. B. Accessible Electric Vehicle Charging Station. An electric vehicle charging station where the battery charging station equipment is located within accessible reach of a barrier-free access aisle (minimum 44-inch width) and the electric vehicle. Model Development Regulations and Guidance 27 Section 3.4: Signage 3.4.01: Directional — Off-street Parking Lot or Parking Garage Comment: The directional sign for an on-site parking lot or parking garage should be used in the parking facility with a directional arrow at all decision points. Section 3.4.02: Off-street EV Parking — Parking Space with Charging Station Equipment Comment: Combination sign identifying space as an electric vehicle charging station, prohibiting non-electric vehicles, with charging time limits. The use of time limits is optional. The blue/ white and red/black signs define that only an electric vehicle that is charging can use the spaces. The green sign defines time limits for how long an electric vehicle can be in the space during the specified hours. Outside of the specified hours, electric vehicles can charge for an indefinite period of time. 12” X 12” 12” X 6” 12” X 12” 12” X 18” 12” X 18” Model Development Regulations and Guidance28 Chapter 4. Streets, Sidewalks, and Public Places Streets, Sidewalks, and Public Places. This Chapter provides model regulations for when a jurisdiction chooses to install electric vehicle charging station stations in publicly owned and/or operated parking areas (e.g., on-street parking, municipal garages, park-and-ride lots, etc.). Signage for way-finding (i.e., directional signage), and regulatory and general service signage for the EV charging space is also provided. Note that use of the directional signage that identifies the level of charg- ing available at the charging station is not an approved sign and is subject to future FHWA approval. A. Regulations Section 4.1: On-street Electric Vehicle Charging Stations — Generally A. Purpose. Curbside electric vehicle charging stations adjacent to on-street parking spaces are reserved for charging electric vehicles. B. Size. A standard size parking space may be used as an electric vehicle charging station. C. Location and Design Criteria. 1. Where provided, parking for electric vehicle charging purposes is required to include the following: a. Signage. Each charging station space shall be posted with signage indicating the space is only for electric vehicle charging purposes. Days and hours of operations shall be included if time limits or tow away provisions are to be enforced. b. Maintenance. Charging station equipment shall be maintained in all respects, including the functioning of the charging equipment. A phone number or other contact information shall be provided on the charging station equipment for reporting when the equipment is not function- ing or other problems are encountered. c. Accessibility. Charging station equipment located within a sidewalk shall not interfere with acces- sibility requirements of WAC 51-50-005. d. Clearance. Charging station equipment mounted on pedestals, light posts, bollards or other devices shall be a minimum of 24 inches clear from the face of curb. e. Lighting. Where charging station equipment is installed, adequate site lighting shall exist, unless charging is for daytime purposes only. f. Charging Station Equipment. Charging station outlets and connector devices shall be no less than 36 inches or no higher than 48 inches from the top of surface where mounted, and shall contain a retraction device and/or a place to hang permanent cords and connectors sufficiently above the ground or paved surface. g. Charging Station Equipment Protection. When the electric vehicle charging station space is per- pendicular or at an angle to curb face and charging equipment, adequate equipment protection, such as wheel stops or concrete-filled steel bollards shall be used. Appropriate signage indicating if backing in is allowed or not shall be posted. Model Development Regulations and Guidance 29 2. Parking for electric vehicles should also consider the following: a. Notification. Information on the charging station identifying voltage and amperage levels and any time of use, fees, or safety information. b. Signage. Installation of directional signs at appropriate decision points to effectively guide motor- ists to the charging station space(s). c. Location. Placement of a single electric vehicle charging station is preferred at the beginning or end stall on a block face. D. Data Collection. To allow for maintenance and notification, the local permitting agency will require the owners of any private new electric vehicle infrastructure station that will be publicly available (see defi- nition “electric vehicle charging station — public”) to provide information on the station’s geographic location, date of installation, equipment type and model, and owner contact information. Figure: Electric Vehicle Charging Station — On Street Comment: On-street EV charging stations should first be installed at either end of a row of regular on-street parking spaces. Subsequent EV charging stations should be installed adjacent to existing EV charging stations. Several factors that suggest an end-stall as the preferred location include, but are not limited to: proximity to electrical service, adjacency to existing no-parking zone, better accessibility for all users, higher lighting levels and less clearance and obstruction issues with existing parking spaces. The charging station equipment should be installed in a well-lit area, on a hard surface, near the front of the designated space, and have adequate clearance from the face of curb (24”) and leave a barrier-free sidewalk clearance (36” or other applicable distance). Signage shall be at or near the charging station. All regulatory signs shall comply with visibility, legibility, size, shape, color and reflectivity requirements contained within the Federal Manual on Uniform Traffic Control Devices. On-street charging near end of block. Model Development Regulations and Guidance30 B. Guidance Section 4.2: Signage. 4.2.01: Directional — Highways and Freeways Comment: The directional sign (MUTCD D9-11b) for highways and freeways should be installed at a suitable distance in advance of the turn-off point or intersecting highway. If used at an intersection or turn-off point, it shall be accompanied by a directional arrow. As the symbol on the sign at right appears to be a gasoline pump, this sign may also be supplemented with the sign below (MUTCD D9-11bP) to avoid confusion with liquid fuel stations for early EV drivers. 30” X 30” 30” X 12” 30” X 24” Figure: New Experimental Electric Vehicle Signs Under Consideration Comment: To address some of the limitations of the existing approved sign, and to provide for clearer direction to EV drivers, WSDOT and the City of Seattle are considering Federal Highway Administration experimentation 25 of a new International iconic white/blue sign. Oregon is already undergoing a sign experimentation process as well and, as these experiments move forward, efforts will be made to coordinate such that consistent signage is provided (see signs above). The long-term objective of the revised iconic sign is to have a consistent symbol from the federal highway, to state highways, to local streets, and finally at the charging station. Use of one federal symbol is the simplest way to accomplish this end. A current federal study of a symbol for EV charging stations should have preliminary results in September. Recognizing that the experimentation process may result in revisions to the signs shown below, the currently approved federal iconic signage shown on the previous page should be utilized by local government and installers during the experimentation period. One potential revision that may be proposed from Washington State is that the sign include information on the charging level (i.e., Level 1, Level 2, and Level 3) provided at the station. Model Development Regulations and Guidance 31 4.2.02: Directional — Local Street Comment: The directional sign for local streets should be installed at a suitable distance in advance of the intersection or charging station facility. If used at an intersection or parking lot entrance, it shall be accompanied by a directional arrow. As the symbol on the sign at right appears to be a gasoline pump, this sign may also be supplemented with the sign below (MUTCD D9-11bP) to avoid confusion with liquid fuel stations for early EV drivers. 24” X 24” 24” X 9” 24” X 18” 12” X 12” 12” X 18” 12” X 18” 4.2.03: On-Street Parking Space with Charging Station Equipment Comment: Combination sign identifying space as an electric vehicle charging station, prohibiting non-electric vehicles, with charging time limits. The use of time limits is optional and is included to allow the charging equipment to be available for more than one use during the day. For example, a jurisdiction may want to utilize time limits in areas where the on-street charging station spaces would turn over consistent with whatever time limits might otherwise be posted on a block (e.g., 2-hour time limits). The design of the time limit charging sign is modeled after the existing R7-108 sign in the federal MUTCD. If time limits are used, suggested enforcement regulations are provided in Chapter 2: Vehicles and Traffic. If the jurisdictions wishes to allow dual use of the space (i.e., the spaces is for electric vehicles only during a certain period of time, but then allow all vehicles to park after specified hours), the time limits would need to be added to the red/black/white sign rather than the green sign. Model Development Regulations and Guidance32 Chapter 5. SEPA SEPA. This Chapter ensures that local government SEPA regulations include the SEPA categorical ex- emption language contained in RCW 43.21C.410. This model document includes two alternative ways to accomplish this. One is for the jurisdiction to simply add the reference to RCW 43.21C.410 in the same way that many jurisdictions adopt by reference other RCW and WAC categorical exemptions. The second alternative is to interpret RCW 43.21C.410 and add the following as a new categorical exemption category. A. Model Regulations OptiOn 1: Comment: Add the reference to RCW 43.21C.410 in the “Categorical Exemptions and Threshold Determinations” section of local government SEPA rules in the same way that many jurisdictions adopt by reference other RCW and WAC categorical exemptions. See existing SEPA regulations below with RCW 43.21C.410 added. Section 5.1: Categorical Exemptions and Threshold Determinations — Purpose of This Part and Adoption by Reference This part contains the rules for deciding whether a proposal has a “probable significant, adverse environ- mental impact” requiring an environmental impact statement (EIS) to be prepared. This part also contains rules for evaluating the impacts of proposals not requiring an EIS. The [insert jurisdiction] adopts the follow- ing sections by reference, as supplemented in this part: RCW 43.21C.410 Battery charging and exchange station installation. WAC 197-11-300 Purpose of this part. WAC 197-11-305 Categorical exemptions. OptiOn 2: Comment: The second alternative is to interpret RCW 43.21C.410 and add the following as a new categorical exemption category. Definitions for “Battery charging station” and “Battery exchange station” are included, but if these are adopted elsewhere in the local government code, these could be deleted. Section 5.1: Categorical Exemptions for Battery Charging and Exchange Station Installation 5.1.01: The construction of an individual battery charging station or an individual battery exchange station, that is otherwise categorically exempt shall continue to be categorically exempt even if part of a larger proposal that includes other battery charging stations, other battery exchange stations, or other related utility networks. 5.1.02: The definitions in this subsection apply throughout this section unless the context clearly requires otherwise. A. “Battery charging station” means an electrical component assembly or cluster of component assemblies designed specifically to charge batteries within electric vehicles, which meets or exceeds any standards, codes, and regulations set forth by Chapter 19.28 RCW and consistent with rules adopted under RCW 19.27.540. B. “Battery exchange station” means a fully automated facility that will enable an electric vehicle with a swappable battery to enter a drive lane and exchange the depleted battery with a fully charged battery through a fully automated process, which meets or exceeds any standards, codes, and regulations set forth by chapter 19.28 RCW and consistent with rules adopted under RCW 19.27.540. Model Development Regulations and Guidance 33 Chapter 6. State Battery, Building, and Electrical Provisions State Battery, Building and Electrical Provisions. This Chapter provides guidance for appropriate handling, recycling, and storage of electric vehicle batteries and equipment. This Chapter also provides guidance regarding the applicability of existing rules and regulations for the installation of EVI, including battery exchange stations. A. Guidance Section 6.1: Battery Recycling and Handling Provisions Lithium-ion Battery. Batteries in electric vehicles differ from batteries currently used with internal combus- tion engine (ICE) vehicles. ICE vehicles utilize a battery (normally 12V) to provide cranking power to start the engine as well as to deliver low voltage to accessories such as the lights and ignition. The ICE battery is recharged with the aid of an alternator when the engine is running. The much more powerful battery in an electric vehicle (EV) or plug-in hybrid electric vehicle (PHEV) serves as the source of power and propulsion for the vehicle. Lithium-ion batteries are currently the accepted next-generation of energy storage for EVs and PHEVs. They are lighter, more compact and more energy dense than nickel-metal hydride and other batteries currently available. Batteries used in EVs and PHEVs discharge energy during vehicle use and are primarily recharged by connecting to the grid or other off-board electrical source, and in some cases are able to sustain a charge using an on-board internal-combustion-driven generator. Because an electric motor powered by a battery pack is about three times as energy efficient as an internal combustion engine, an EV can travel much farther than a conventional gas-powered car on the energy equivalent of one gallon of gasoline. Lithium-ion batteries also provide the benefit of multiple reuse options and high recyclability. Battery Chemical Composition. The lithium-ion cells in new electric vehicles meet the requirements set forth by the Directive on the Restriction of the Use of Certain Hazardous Substances in Electrical and Elec- tronic Equipment 2002/95/EC (commonly referred to as the Restriction of Hazardous Substances Directive or RoHS). In contrast to lead acid batteries used in ICE vehicles, lithium-ion batteries do not contain lead, mer- cury, cadmium, or any heavy metals or federally defined toxic materials. However, as potentially dangerous waste, businesses seeking to dispose of batteries must go through the EPA designation process before they may be safe for landfill disposal. Also, as described below, Washington Department of Ecology regulations may be more stringent than EPA regulations. Battery Recycling. In terms of recycling, the parts, chemicals and components of lithium-ion batteries are highly recyclable. Given the toxicity of lead acid batteries, state law (RCW 70.95) and state regulations (WAC 173-331) tightly regulate the recycling and disposal of lead acid batteries. As described more fully in the Department of Ecology section below, these laws and regulations do not apply to lithium-ion batter- ies. Once a lithium-ion battery reaches its ultimate end of life, it can be processed at a commercial facility by being shredded and separated into its recyclable components. Metals and other compounds can be sold and the lithium may either be recycled back to battery manufacturers or disposed of as a nonhazard- ous material. Efforts are underway by industry groups and the federal government to develop increased capabilities for recycling lithium from EV batteries. The U.S. Department of Energy recently issued a grant to Toxco, a California company, to build the first recycling facility for lithium-ion batteries in the U.S.. Toxco has been recycling single-charge and rechargeable lithium batteries used in other devices at a facility in Trail, British Columbia. Battery Re-use. When an electric vehicle battery reaches the end of life in its primary application, it may be possible to use it for a time in other purposes. These include standby power and utility load leveling where battery performance is not as demanding as a vehicle application. As such, opportunities for the reuse of Model Development Regulations and Guidance34 lithium-ion batteries after the end of their normal vehicle life are expected to be widely established in the near future. Automobile manufacturers will determine when a battery is no longer able to carry a sufficient charge to be used in the vehicle. It is anticipated that, at that point, lithium-ion batteries will still retain 70-80% of their residual capacity and could be reused for energy storage. In October 2009, Nissan Motors and Sumitomo Corporation announced joint plans for a new company, expected to be operational by late 2010 in Japan and the United States, to create a market for second-life EV batteries in such applications as back-up energy storage for solar photovoltaic systems, back-up power supplies, uninterruptable power sup - plies and load leveling for the electric grid. It has been reported that General Motors is studying similar reuse business models for EV batteries. Battery Handling and Storage. As an identified nonhazardous material (as noted previously), handling and storage of EV batteries will likely fall under typical fire and safety codes established by the State Building Code Council (see below). One unique EV battery concept is battery exchange stations, which are intended to be strategically located automated facilities that can enable an EV with a swappable battery to quickly exchange a depleted battery with a fully charged battery. These have been identified as providing possible EV consumer opportunities in addition to battery charging stations. If battery exchange stations are imple- mented, those stations would presumably remove from the exchange pool any batteries that are beyond their useful life and would find opportunities for reuse and recycling of these batteries as noted above. Rules and regulations for the handling and storage of batteries, in settings such as car dealerships that may have multiple charged batteries on site, automotive parts stores, and in the context of a battery exchange station, are described below. Section 6.2: State Department of Ecology Existing Rules and Regulations. RCW 70.95 and WAC 173-331 address vehicle batteries. The WAC was last updated in 1991 and, as defined in WAC 173-331-100 (14), this code does not apply to electric/hybrid bat- teries as the core does not consist of a lead element. WAC 173-331-100 (14) states: “Vehicle battery means any battery used or capable of use, without modification, in any vehicle, truck, mobile home, recreational vehicle, boat, airplane, or utility vehicle, having a core of elemental lead, with the capability to produce six or more volts. For purposes of application of the core charge only, a vehicle battery shall be a replacement bat- tery and the core charge shall not apply to original battery installations.”(Emphasis added). RCW 70.95.610(4) also defines batteries as including a core of elemental lead. All batteries can be managed as a universal waste under WAC 173-303, Dangerous Waste Regulations, and under Federal Regulations. Electric/hybrid batteries may or may not be a dangerous waste (DW). Such a de- termination would be made through the designation process described below. At this time, the only appar- ent outlets that are likely to accept batteries are the vehicle dealerships/manufacturers. These outlets could be designated as a universal waste destination facility, a universal waste handler, a recycler, or a regulated generator, depending on how they manage the batteries. For example, when a car is brought to a dealer, and the dealer replaces the battery, the dealer becomes the generator of the spent battery taken out of the car. The dealer can manage that battery as a fully regulated DW or can manage the battery as a condition- ally regulated DW battery under a process that the state (and EPA) calls universal wastes. There are advantages to the generator to managing batteries as universal waste. They can become what are referred to as a universal waste handler, which has fewer regulations to follow than a dangerous waste generator. Under the universal waste regulations the battery can be recycled or disposed. With regard to transportation of the battery material, no hazardous waste manifest is required. However the battery may be regulated under Department of Transportation regulations as a hazardous material if it meets the criteria for one or more hazard classes specified in 40 Code of Federal Regulations 173.2. Below is a link to the EPA website which discusses batteries. http://www.epa.gov/osw/hazard/wastetypes/universal/batteries.htm Model Development Regulations and Guidance 35 Designation Process for Businesses Handling Batteries. Businesses in Washington State (whether in this case a battery recycler, vehicle dealership, or auto repair shop taking back or replacing batteries) are re- sponsible for knowing what and how much dangerous waste they generate. The Dangerous Waste Regula- tions (Chapter 173-303 WAC) describe the characteristics/properties (e.g., flammable, corrosive) that cause a waste to be considered dangerous and what amounts of waste would cause a business to be regulated as a dangerous waste generator. The designation process leads the business through the steps to take to make the determination on whether they generate a dangerous waste that would be subject to special handling requirements. There are exclusions for certain waste streams. The link below provides a tool that would help a business go through the designation process. http://www.ecy.wa.gov/programs/hwtr/reg_comp_guide/pages/des_intro.html Prior to making a determination that the battery is safe for landfills, a business must go through the des- ignation process. They may be safe for landfill disposal after treatment, but more information is needed. Also, Washington State Regulations may be more stringent than EPA regulations. Section 6.3: State Building Code Council Section 16 of HB 1481 (codified as RCW 19.27.540) requires the State Building Code Council to adopt rules for electric vehicle infrastructure (EVI) requirements. Such rules must consider applicable national and inter- national standards and be consistent with rules adopted under RCW 19.28.281 (Department of Labor and Industries, discussed in next section). Battery charging stations and rapid charging stations are likely to be freestanding facilities that are adjacent to a building but are not inside a building, and therefore would be regulated under Labor and Industry rules. Battery exchange stations, on the other hand, will be inside buildings and therefore are regulated under the rules set by the State Building Code Council. In recognition of the directive in the RCW, the State Building Code Council has reviewed the existing rules in Chapters 51-50, 51, 52 and 54 of the WAC and determined that the rules provide for the regulation of EVI. With regard to building construction, current building codes and building occupancy classifications would allow for the installation of battery exchange stations, as discussed further below. As with any commercial building, a building permit application for a battery exchange station would be accompanied with building plans designed by a registered professional and would include a proposed applicable occupancy classification. This occupancy classification would be reviewed and confirmed by the responsible Building Official and Fire Code Official. The Building Official must classify by occupancy group the intended use of a proposed new or existing building as the first step to determine applicable technical requirements. The building code defines each occupancy and provides a list of specific included uses with the caveat “but not limited to” giving the building official flexibility to interpret inclusion of similar unstated uses. A battery exchange station would most likely to be classified as a Group S-1 use (motor vehicle repair garages complying with the maximum allowable quantities of hazardous materials). However, given the rela- tive size of possible associated occupancies such as Group B (motor vehicle showrooms) or Group M (motor fuel dispensing facilities), it could be deemed an accessory occupancy to one of these two. All three of these general occupancies (Storage Group S-1, Mercantile Group M and Business Group B) are often co-located in “mixed use” buildings and, as such, the building code deems them to be of similar fire hazard resulting in no need for physical fire separations between them. In this regard, building code requirements can be determined for proposed battery exchange stations un- der existing code language. Current understanding of the operational scope of these stations indicates that they can most likely be constructed within the hazardous material thresholds allowed for the occupancy groups noted above and therefore would not be subject to the costly requirements of high-hazard Group H occupancies. Model Development Regulations and Guidance36 Simply stated, under the current building code, battery exchange stations can be introduced and readily accommodated in a new or existing commercial “strip” development, or as a stand-alone facility, at a rea- sonable cost. As a general rule, any proposed change of occupancy classification in existing buildings will require compliance with current technical requirements of the building code. Section 6.4: State Department of Labor and Industries Section 17 of HB 1481 (codified as RCW 19.28.281) requires the director of Labor and Industries to adopt rules for the installation of EVI. The rules must be consistent with rules adopted under RCW 19.27.540 (State Build- ing Code Council, discussed previously). Labor and Industries has reviewed the existing electrical laws in Chapter 19.28 RCW, rules in WAC 296-46B, and requirements in NFPA 70 (National Electrical Code), including Article 625 that specifically covers Elec- tric Vehicle Charging Stations, and determined that these standards are comprehensive and applicable to the installation of electric vehicle charging systems as written. They meet the intent of RCW 19.28.281 and therefore there is no need for additional rule writing at this time. If any future rule revisions are needed and can be substantiated, the department has an established process which is consistent with the requirements of RCW 34.05 Administrative Procedure Act. The local building official, fire protection authority or other building authority having jurisdiction (AHJ) will classify the occupancy and conditions of use in the environment where the charging equipment is installed. Once classified, the property owner or licensed electrical contractor (employing certified electricians) will purchase an electrical work permit from the electrical inspection AHJ, and install the electrical equipment in compliance with the appropriate wiring standards for the location. The electrical inspection will verify the electrical installation conforms to the applicable wiring standards for the designated environment. Manufacturers who provide equipment in Washington must ensure that it is properly identified or labeled as conforming to appropriate safety standards to be approved by an electrical inspector. This means that the equipment will have a mark from an approved testing laboratory that has been applied at the factory or by a laboratory employee who performs an onsite field evaluation. Ultimately it is the responsibility of the equipment owner, however, to ensure that electrical equipment is properly identified and approved prior to energizing the equipment. A list of laboratories approved in Washington State can be found at: http://lni.wa.gov/TradesLicensing/Electrical/Install/ProdTest/defau lt.asp Model Development Regulations and Guidance 37 Section 3. Resources Regarding Electric Vehicle Infrastructure and Batteries Resource Documents • City of Austin, Texas, Resolution No. 050301-48 (04-12-94). “Buy Green, Drive Clean Program.” • City of Austin, Texas, Electric Vehicle Incentives — Guidelines, Dealerships, and Vehicles (2008). • City of Boise, Idaho Administrative Services Manager (John Eichmann) Memorandum to Mayor and Council recommending approval of Zero Emission Vehicle (ZEV) Parking Ordinance amending Boise City Code 10-17 to enable limited free parking at parking meters for Zero Emission Vehicles (2008). • City of Davis, California Municipal Code 22.16.0 Electric Vehicles. • City of Houston, Texas, Project Get Ready: Preparing Cities for the Plug-in Electric Vehicle: Power of the Plug-in Program (11-17-09). • City of Indianapolis, Indiana, Project Get Ready: Preparing Cities for the Plug-in Electric Vehicle — Indianapolis Region: Project Plug-IN (2010). • City of Minneapolis, Minnesota, John Bailey, David Morris, Electric Vehicle Policy For the Midwest — A Scoping Document. Prepared for the RE-AMP Network, New Rules Project (12-09). • City of New York, PlaNYC Exploring Electric Vehicle Adoption in New York City (01-10). • City of Sacramento, California, Resolution No. 94189 of the Sacramento City Council Supporting Electric Vehicle Readiness Program (04-12-94). • City of San Diego, California, Council Policy 600-27 Affordable Housing/In-Fill Housing and Sustainable Building Expedite Program (05-20-03); Council Policy 900-14, Sustainable Building Policy (05-20-03); Resolution No. 715-00 (07-28-00). • City and County of San Francisco, California, Resolution No. 715-00, File No. 001399; Resolution encouraging California Governor Gray Davis to uphold the existing California Air Resources Board zero emission vehicle mandate, which requires that at least four percent of the 2003 model year passenger cars and light duty trucks offered for sale in California be zero emission vehicles (08-07-00). • City of San Jose, California, Resolution No. 74769 — A Resolution of the Council of the City of San Jose Amending the Master Parking Rate Schedule to Increase Flexibility in Setting Parking Rates at the Convention Center and Almaden/Woz Parking Lots for Events at the Convention Center; and Repeal Resolution No. 74210 Effective on July 1, 2009 (01-27-09). • City of Tacoma, Washington, Community and Economic Development Dept., Annual Amendment Application No. 2010-08, Electric Vehicle Infrastructure (01-25-10). • City of Toronto, Ontario, Canada, The Toronto Atmospheric Fund — Fleetwise Program (1998-2010). • City of Vacaville, California, City of Vacaville’s Electric Vehicle (EV) Program (2004). • City of Vancouver, British Columbia, Canada, Building By-Law No. 9936 amending Building By-law No. 9419 §13.2.1 Electric Vehicle Charging; §13.2.1.1 Parking Stalls; §13.2.1.2 Electrical Room (04-20-11). Model Development Regulations and Guidance38 • City of Vancouver, British Columbia, Canada, Policy Report Development and Building Report on Electric Vehicle Charging (06-22-09). • County of Sonoma, California, Building Green Policy, Resolution No. 08-0947 (11-04-08). Draft Resolution Adopting Guidelines, Rating Systems and Compliance Thresholds for the Sonoma County Green Building Program proposed to be adopted 02-2010. • David Diamond, Ph.D., LMI Research Institute, Impact of High Occupancy Vehicle (HOV) Lane Incentives for Hybrids in Virginia (2008). • Don Chandler, Past President, Vancouver Electric Vehicle Association, Pulling the Copper (November 2009). • Electric Transportation Engineering Corporation, sponsored by Natural Resources Canada, Electric Vehicle Charging Infrastructure Deployment Guidelines British Columbia (July 2009). • eTec, an ecotality company, Electric Vehicle Charging Infrastructure Deployment Guidelines for The Central Puget Sound Area (April 2010). • Great London Authority, London’s Electric Vehicle Infrastructure Strategy (December 2009). • Kelly Sims Gallagher and Erich J. Muehlegger, John F. Kennedy School of Government, Harvard University, Giving Green to Get Green? Incentives and Consumer Adoption of Hybrid Vehicle Technology (October 2007). • National Electrical Code Handbook, Article 625, Electric Vehicle Charging System (2008). • Oregon Advisory Team, The EV Project, Summary of Localization Findings (02-05-10). • Plug In America, Charged Up & Ready to Roll, The Definitive Guide to Plug-In Electric Vehicles, 1st Edition (January 2010). • State of California Department of General Services Division of the State Architect: DSA — California Access Compliance Policy 97-03 Interim Disabled Access Guidelines for Electrical Vehicle Charging (06-05-97). • State of California Public Utilities Commission, Policy and Planning Division, Staff White Paper Light-Duty Vehicle Electrification in California: Potential Barriers and Opportunities (05-22-09). • State of California Public Utilities Commission, Order Instituting Rulemaking to Consider Alternative-Fueled Vehicle Tariffs, Infrastructure and Policies to Support California’s Greenhouse Gas Emissions Reductions Goals (08-24-09). • State of California, San Francisco Bay Area Mayors, Mayor News Release Mayors Aim to Make San Francisco Bay Area the Electric Vehicle Capital of the U.S. (11/20/08). • State of California Vehicle Code § 22511, Zero-Emission Vehicles: Display of Decal (01-01-03). • State of Delaware, Senate Bill No. 153 An Act to Amend Title 26 of the Delaware Code Relating to Customer Sited Energy Resources (06-09-09). • State of Florida, draft Electric Automobile Incentives Bill, (3) Tax Credits for Installation of Public Charging Stations (2010). • State of Florida, draft Electric Vehicle Incentives Bill (Proposal) (2009). • State of Hawaii, Act 290 (S.B. 1160), A Bill for an Act Relating to Electric Vehicles (07-01-97). • State of Hawaii, Revised Statutes §291-71 Designation of parking spaces for electric vehicles; charging units and §291-72 Parking spaces reserved for electric vehicles; penalties (2009) (effective 01-01-12). • State of Hawaii, S.B. No. 1202, A Bill for an Act relating to Transportation Energy Initiatives (2009). Model Development Regulations and Guidance 39 • State of Hawaii, S.B. 2231 § 196 Placement of electric vehicle charging system (2010). • State of Minnesota, Chapter 134-H.F. No. 1250, An act relating to transportation; regulating electric vehicle infrastructure; amending Minnesota Statutes 2008, sections 16C.137, subdivision 1; 169.011, by adding subdivision; 216B02, subdivision 4; 216B-241, subdivision 9; Laws 2006, chapter 245, section 1; Laws 2008, chapter 287, article I, section 118; proposing coding for new law in Minnesota Statutes, chapter 325F (05-21-09). • State of Oregon, Building Codes Division, Statewide Alternate Method No. OESC 09-01 (Ref: ORS 455.060) Approval of the use of a demand factor table for calculating Electric Vehicle charging equipment services and feeders (09-04-09). • State of Oregon, Department of Consumer and Business Services, Building Codes Division, Division 311, Miscellaneous Electrical Rules (Effective 10-01-09). • State of Oregon, Department of Consumer and Business Services Press Release New building codes standards support electric vehicle growth (10-14-08). • State of Oregon, Dennis Clements, Chief Electrical Inspector, Building Codes Division, Expediting the permit process for installation of EVSE (02-12-10). • State of Oregon, Alternative Fuel Vehicle Infrastructure Working Group, Report of the Alternative Fuel Vehicle Infrastructure Working Group (January 2010). • Teal Brown, John Mikulin, Nadia Rhazi, Joachim Seel, and Mark Zimring, Goldman School of Public Policy, University of California, Berkeley, Renewable & Appropriate Energy Laboratory (RAEL) Policy Brief, Bay Area Electrified Vehicle Charging Infrastructure: Options for Accelerating Consumer Access, (June 2010). • The Massachusetts Division of Energy Resources, Installation Guide for Electric Vehicle Charging Equipment (September 2000). • The Royal Academy of Engineering, London, England, Electric Vehicles: charged with potential (May 2010). Model Development Regulations and Guidance40 Glossary of Terms • AC — Alternating Current, an electric current which changes direction with a regular frequency. • AFV — Alternative Fuel Vehicle. • AHJ — Authority Having Jurisdiction, a term used in National Electric Code to denote lead jurisdiction on electrical matters. • BEV — Battery Electric Vehicle (see definitions Chapter in Model Regulations). • Circuit Breaker — A device designed to open and close a circuit by non-automatic means and to open the circuit automatically on a pre-determined overcurrent without damage to itself when properly applied within its rating. • Commerce — Washington State Department of Commerce. • Continuous Load — A load where the maximum current is expected to continue for 3 hours or more. • Current — The flow of electricity commonly measured in amperes. • DC — Direct Current, an electric current that moves in one direction from anode to cathode. • DOE — United States Department of Energy. • DOT — United States Department of Transportation. • DW — Dangerous Waste, under Ecology rules. • Ecology — Washington State Department of Ecology. • EPRI — Electric Power Research Institute, a utilities industry-based research group. • EREV — Extended Range Electric Vehicle (see PHEV). • EV — Electric Vehicle (see definitions Chapter in Model Regulations). • EVI — Electric Vehicle Infrastructure (see EVSE). • EVSE — Electric Vehicle Supply Equipment, industry acronym for charging hardware located at charging stations provided for the purpose of charging electric vehicle batteries. • FHWA — US Federal Highways Administration. • GHG — Greenhouse Gases. • GMA — Washington State Growth Management Act. • HB 1481 — Second Substitute House Bill 1481, from the 2009 session of the Washington State Legislature. • ICE — Internal Combustion Engine. • Inverter — An electrical device which is designed to convert direct current into alternating current. • J1772 — Industry-wide standard EV connector. • JARI — Japan Automobile Research Institute. • kWh — Kilowatt hour, a unit of energy commonly used for measuring the energy capacity of a battery. This is the normal quantity used for metering and billing electricity customers. • Lithium-ion — The type of chemistry used in a majority of modern electric vehicles. Lithium-ion batteries are lighter in weight and have higher energy density than previous types of batteries designed Model Development Regulations and Guidance 41 to power these vehicles. Unlike prior generations of rechargeable batteries, lithium-ion batteries lose very little energy when stored or not in use, and are considered to be highly recyclable due to their construction with generally non-hazardous materials. • L&I — Washington State Department of Labor and Industries (also, LNI). • MUTCD — Manual on Uniform Traffic Control Devices, maintained by the U.S. Department of Transportation (Federal Highway Administration). • NEC — National Electrical Code. A code/guideline used for the safeguarding of people and property from hazards related to the use of electricity. It is sponsored and regularly updated by the National Fire Protection Association. • NEV — Neighborhood electric vehicle, largely synonymous with LSV, for low speed vehicle. • NiMH — Nickel metal hydride, a popular battery type for hybrid electric vehicles. • NREL — National Renewable Energy Laboratory, a Colorado-based unit of the U.S. Department of Energy. • Phase — Classification of an AC circuit, usually single-phase, two wire, three wire, or four wire; or three- phase, three wire, or four wire. • PHEV — Plug-in hybrid electric vehicle (see definitions Chapter in Model Regulations). • PSRC — Puget Sound Regional Council. • RCW — Revised Code of Washington. • SAE — SAE International, formerly the Society of Automotive Engineers. • SEPA — Washington State Environmental Policy Act. • TEPCO — Tokyo Electric Power Company. • TOU — Time of Use, an electricity billing method with rates based upon the time of usage during the day. • UTC — Washington State Utilities and Trade Commission. • VMT — Vehicle Miles Traveled. • Volt — The electrical potential difference or pressure across a one ohm resistance carrying a current of one ampere. • Volt Ampere — A unit of apparent power equal to the mathematical product of a circuit voltage and amperes. Here, apparent power is in contrast to real power. On AC systems the voltage and current will not be in phase if reactive power is being transmitted. Usually abbreviated VA. • V2G — Vehicle-To-Grid, the concept of using electric vehicles as energy storage devices for the electric grid. • Watt — A unit of power equal to the rate of work represented by a current of one ampere under a pressure of one volt. • WAC — Washington Administrative Code. • WEVA — World Electric Vehicle Association, a group with local affiliates including the Seattle and Tacoma Electric Vehicle Associations. • WSDOT — Washington State Department of Transportation. • ZEV — Zero Emission Vehicle. Model Development Regulations and Guidance42 Footnotes 1 Washington State Legislature, 61st Legislature, 2009 Regular Session, Chapter 459, Laws of 2009, Electric Vehicles, (07/26/09). 2 State of Washington Department of Commerce, State Energy Strategy, update due December 2010, http://www.commerce.wa.gov/site/1327/default.aspx. 3 State of Washington Department of Commerce, Local Government Division, Growth Management Services, Keeping Your Comprehensive Plan and Development Regulations Current, “A Guide to the Periodic Update Process under the Growth Management Act,” (April 2010). 4 March 22, 2010 Memorandum from Plug In America on Electric Vehicle Infrastructure Code Research. 5 March 22, 2010 Memorandum from LightMoves on Local Government Electric Vehicle Infrastructure Phone Interviews. 6 RCW 36.70A.130(1)(d). 7 RCW 36.70A 130(2)(a). 8 RCW 36.70A.130(2)(b). 9 RCW 43.21C.031. 10 RCW 43.21C.030(2)(c). 11 WAC 197-11-704(1). 12 The Washington Constitution prohibits state and local governments from giving or loaning public funds to private individuals, companies, or associations. Const. art. VII, §§ 5, 7. 13 Citizens Protecting Resources v. Yakima County, 152 Wn. App. 914, 920, 219 P.3d 730 (2009) and RCW 40.01.250(1). 14 Washington State Attorney General’s Office v. Washington Utilities, 128 Wn. App. 818, 116 P.3d 1064 (2005). 15 See Resource Documents in Section 3. 16 Washington Utilities and Transportation Commission v. Washington Natural Gas Company, Third Supplemental Order Granting Motion to Dismiss Public Refueling Station Schedule, Docket No. UG-920840 (March 12, 1993). 17 WAC 480-100-505 (Adopted February 25, 2010. Commission filed its Adoption Order with the Code Reviser on March 24, 2010. Effective April 24, 2010.). 18 eTec, Final Electric Vehicle Charging Infrastructure Deployment Guidelines for The Central Puget Sound Area (April 2010). Also See Plug In America, Charged Up & Ready to Roll, The Definitive Guide to Plug-In Electric Vehicles, 1st Edition (January 2010). 19 See sources cited at note 18. 20 State of Oregon, Alternative Fuel Vehicle Infrastructure Working Group, Report of the Alternative Fuel Vehicle Infrastructure Working Group (January 2010). 21 State of Minnesota, Chapter 134-H.F. No. 1250, An act relating to transportation; regulating electric vehicle infrastructure; amending Minnesota Statutes 2008, sections 16C.137, subdivision 1; 169.011, by adding subdivision; 216B02, subdivision 4; 216B-241, subdivision 9; Laws 2006, chapter 245, section 1; Laws 2008, chapter 287, article I, section 118; proposing coding for new law in Minnesota Statutes, chapter 325F (05-21-09). 22 City of Davis, California Municipal Code 22.16.0 Electric Vehicles. Model Development Regulations and Guidance 43 23 May 4, 2010 Memorandum from Plug In America on Web-based Electric Vehicle Consumer Survey. 24 U.S. Department of Transportation, Manual on Uniform Traffic Control Devices for Streets and Highways: 2009 Edition, http://mutcd.fhwa.dot.gov/pdfs/2009/mutcd2009edition.pdf (2009). 25 Federal Highway Administration Transportation Pooled Fund Program TPF-5(065) Traffic Control Device (TCD) Consortium http://www.pooledfund.org/projectdetails.asp?id=281&status=4 (Jan-Mar 2010) Washington Department of Commerce Energy Policy Division 1011 Plum Street SW Olympia, WA 98504-2525 360-725-4000 • www.commerce.wa.gov Puget Sound Regional Council PSRC Puget Sound Regional Council 1011 Western Avenue, Suite 500 Seattle, WA 98104-1035 206-464-7532 • www.psrc.org City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT D COUNCIL MEETING DATE: January 24, 2011 SUBJECT: Proposed Comprehensive Plan Amendments – Stormwater Management (PLN20080025), Sewer (PLN20080024) and Water Comprehensive Plans (PLN20080023); Graafstra Comprehensive Plan Amendment and Concurrent Rezoning (PLN20080006 and PLN20080007) DEPARTMENT OF ORIGIN: Community Development – David Kuhl, Todd Hall ATTACHMENTS: 1. City Council Workshop Memo. 2. Comp Plan Text Amendments to Chapter 11 – Public Services and Capital Facilities Element. 3. Comp Plan Text Amendments to Chapter 12 – Other Related Plans Adopted by Reference. 4. Proposed UGA Land Use Map Amendments and Zoning Map Amendments - Graafstra EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: N/A LEGAL REVIEW: N/A DESCRIPTION: Updates to the City’s Stormwater Management Plan, Sewer Comprehensive Plan, Water Comprehensive Plan, and Stormwater Management Comprehensive Plan, as well as Comprehensive Plan Amendments to Chapter 11 – Public Services and Capital Facilities Element and Chapter 12 – Other Related Plan Adopted by Reference. The Graafstra property is proposed to be amended on the City’s land use and zoning maps from Low/Moderate Density Residential (RLMD) to Public/Semi-Public (P/SP) to allow for future park and recreational uses. HISTORY: The City’s Stormwater Management Plan and Water Comprehensive Plan have all been updated since the last editions were published, 1995 for the Stormwater Comp Plan and 2004 for the Water Comp Plan. The Sewer Comprehensive Plan was last updated in 2008. The Graafstra property was purchased by the City in 2010, with the intention of constructing a public recreational area adjacent to the Stillaguamish River. ALTERNATIVES: No action. RECOMMENDED MOTION: None proposed at this time. Planning Commission discussed the proposed amendments at their public hearing on January 20, 2011. A public hearing will be scheduled at the February 7, 2011 City Council meeting to hear from the public and consider adoption. City Council Workshop Memo Date: January 24th, 2011 To: City Council From: David Kuhl, AICP, Community Development Director Todd Hall, Associate Planner Re: 2008 Comprehensive Plan Amendments; Graafstra, Sewer, Stormwater, & Water Summary: The Graafstra Lowlands Comprehensive Plan Amendment (CPA) and Concurrent Rezone; Stormwater Management Comprehensive Plan CPA; Sewer Comprehensive Plan CPA, and; Water Comprehensive Plan CPA are City-initiated projects that are amendments to the City of Arlington Comprehensive Plan and Zoning Map. CPA’s also include Chapters 11 and 12 of the Comprehensive Plan. The CPA’s are submitted under the 2008 Comprehensive Update docket cycle. Graafstra CPA & Rezone: The amendment includes changing the prezoning and land use designation from RLMD to Public/Semi-Public (P/SP) to allow for the future desired uses of the property. Sewer CPA: The Sewer Comprehensive Plan is being updated to describe the existing sewer system and service area, a forecast of future sewer demands, policies and design criteria, operations and maintenance program, staffing requirements, schedule of improvements and financial plans. Water CPA: The Water Comprehensive Plan is being updated per Washington State Department of Health regulations, which requires water services to update their plans every six years. Stormwater Management CPA: The Stormwater Management Comprehensive Plan is being updated to provide information regarding the protection of the city’s surface waters and groundwater. Community Development Planning Division January 24, 2011 City Council Workshop Chapters 11 & 12: Text amendments to both chapters to update information on Sewer, Water, and Stormwater Management Plans.. Next Steps: Staff presented the CPAs at the January 20th Planning Commission public hearing. A public hearing is scheduled for February 7 at City Council for consideration of adoption. ___________________________________________________________________________________________________ Attachments:  DRAFT Chapter 11 – Public Services and Capital Facilities Element  DRAFT Chapter 12 – Other Related Plans Adopted by Reference  Proposed UGA Land Use Amendments and Zoning Map Amendments for Graafstra Property CD:  2008 Sewer Comp Plan, 2010 Water Comp Plan, 2010 Stormwater Comp Plan Chapter 11: Public Services & Capital Facilities Element 11.1 PURPOSE OF THIS CHAPTER ......................................................................................... 11-1 11.2 UTILITIES AND THE URBAN GROWTH AREA .......................................................... 11-2 11.3 FEDERAL AND STATE UTILITY LAWS AND REGULATIONS ....................................... 11-2 11.3.1 Washington Administrative Code (WAC) and Washington Utilities and Transportation Commission .......................................................................................................................... 11-2 11.3.2 Federal Energy Regulatory Commission ............................................................. 11-2 11.3.3 Natural Gas Policy Act of 1978 ............................................................................ 11-2 11.3.4 Northwest Power Planning Council ...................................................................... 11-3 11.3.5 1991 Clean Air Amendments ............................................................................... 11-3 11.4 EXISTING CONDITIONS ....................................................................................... 11-3 11.4.1 Municipal Services .............................................................................................. 11-3 11.4.2 Contracted Services .......................................................................................... 11-29 11.4.3 Other Utilities ..................................................................................................... 11-30 11.4.4 Public Schools ................................................................................................... 11-32 11.4.5 Snohomish Public Hospital District No. 3 ........................................................... 11-34 11.5 PROJECTED NEEDS ......................................................................................... 11-34 11.5.1 Municipal Services ............................................................................................ 11-34 11.5.2 Contracted Services .......................................................................................... 11-45 11.5.3 Other Utilities ..................................................................................................... 11-45 11.5.4 Public Schools ................................................................................................... 11-47 11.5.5 Snohomish Public Hospital District No. 3 ........................................................... 11-48 11.6 WHAT W E WOULD LIKE TO ACHIEVE ................................................................. 11-48 11.6.1 Municipal Services ............................................................................................ 11-48 11.6.2 Contracted Services .......................................................................................... 11-51 11.6.3 Public Schools ................................................................................................... 11-52 11.6.4 Levels of Service ............................................................................................... 11-52 11.6.5 Capital Facilities Plan ........................................................................................ 11-53 City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 6 7 January 2011 volunteers (seniors against crime, citizens on patrol, explorer scouts and reserve po- lice officers). An effective volunteer pro- gram would provide public education, crime prevention, crime analysis, and di- rect assistance to employees in the per- formance of their duties d. Add a Police Property and Evidence Spe- cialist (civilian employee) to handle the work of crime scene processing, evidence identification and property accountability. e. Create a Police Cadet program to in- crease the pubic services offered at the Police Station. This 50 hour a week pro- gram would employ a number of part-time college students majoring in criminal jus- tice who would also receive work expe- rience. In August of 2005 the Police Department moved into an 18,000 square foot Police Station/Council Chamber building. This fa- cility was designed to accommodate a Po- lice Department of 50 employees. In addi- tion, there are two essential police facilities in different locations. The Police Impound Lot and Property Building are part of the Public Works shop compound leased from the Arlington Municipal Airport. This building has the storage capacity the new police sta- tion does not have. It also has the capability to process vehicles that are seized for evi- dence. The security lot has the capability to store 12 vehicles. 11.4.1.4 Utilities The Utilities Division of the City‘s Public Works Department operates water, waste- water, and stormwater utilities through three component departments. (Utility Administra- tion also oversees the garbage and recy- cling contract with Waste Management NW.) 11.4.1.3.111.4.1.4.1 Water Utility Service Area. Through its Water Depart- ment, the City provides water to a retail ser- vice area of approximately 25 square miles, much greater than the 9.2 square miles within City limits. Generally, the service area extends 1 to 2 miles beyond City limits in the east, southeast, north, and west di- rections. The Water System Plan (WSP), which governs water utility operations, is prepared and approved by the state De- partment of Health (DOH) every 6 years. The 2010 WSP expanded the service area from its previous 22.5 square miles, primari- ly through westward expansion of its west boundary from approximately Interstate 5 to the BNSF railroad. The service area ex- cludes the Smokey Point neighborhood (within City limits) south of 180th Street and West of 43rd and 51st Avenues, which is served by the City of Marysville. In 2008, the utility served 5,147 customer accounts, including 15,417 persons within the water service area. Water Sources. Three primary sources supply water to the utility. Arlington produc- es most of its water from wells at two loca- tions. The Haller well field naturally filters Stillaguamish River water by drawing it through the riverbank. The Airport well field draws groundwater from a deep aquifer. The water the City produces is blended within ourthe City‘s water mains with water the City purchases wholesale from itsa third source—Public Utility District No. 1 of Sno- homish County (PUD). The source of ourthe City‘s purchased volume is the City of Everett‘s Spada Reservoir near the headwaters of the Sultan River. Water Quality. Water from the Haller well field is filtered and disinfected by the City‘s water treatment plant, built in 2001. DOH records indicate that the plant has few peers in the consistent production of clear, high quality water. Water is disinfected at the Airport Well. Water from the PUD is fully treated before it is delivered to the City of Arlington. The quality of water delivered to the customers‘ taps is high quality and compliant with all state and federal drinking water laws. Manganese sometimes exceeds standards for aesthetic concerns, turning water a reddish brown color which can stain clothing but is without heatlh effects. City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 7 7 January 2011 Water Rights. The City seeks to secure water supplies from the three sources using water rights and wholesale purchase agreements. The Stillaguamish River and Quilceda Creek basins are closed to the development of new water supplies (unless they are mitigated) by instream flow rules, so additional water can be obtained primari- ly through the purchase and transfer of wa- ter rights, or the purchase and transmission of out-of-basin water. The City has an active water right acquisition program. State water right records currently support the City‘s use of up to 3,692 acre-feet/year (afy) of water from the Haller well field at up to 4,079 gal- lons per minute (gpm). The Airport well field supports up to 320 afy at up to 580 gpm. The agreement with PUD allows the use of up to 1,000 gpm; used continuously, this totals1,613 afy. The City has a 1992 application for new wa- ter rights at the airport for 900 gpm and 850 afy. It has pending applications for the transfer of three rights to the Haller well field totaling up to 471 gpm and up to 215 afy. Fire Protection. The Future LOS for fire pro- tection is listed in . Table 11-3: Fire Protection LOS for Water Residential Single-Family (including duplexes) 1,000 gpm for 2 hours Medium-Density Residential 1,750 gpm for 2 hours High Density Residential 2,500 gpm for 2 hours Commercial & Business Park 3,000 gpm for 3 hours Industrial/Schools 3,500 gpm for 3 hours Demand for Water. The City evaluates two types of water supply capacity to under- stand the demand on the water system and to assure that future population can be served with potable water supply. Average Day Demand is the total amount of water delivered to the system in a year divided by the number of days in a year, and Peak Day Demand is the maximum amount of water delivered to the system during a 24-hour time period of a given year. Peak Day De- mand requires a greater quantity of gallons of water per minute to be delivered than does Average Day Demand, so for capacity planning purposes Peak Day Demand is the benchmark used to determine the volume of water capacity that must be supplied. The 2010 WSP shows that the City has suf- ficient capacity to meet both Peak Day De- mand and Average Day Demand for its 6- and 20-year planning horizions. With con- servative growth estimates out to the 50- year horizon, the City would still have ade- quate capacity to meet Average Day De- mand. However, it cannot meet its Peak Day Demand in 50 years, even with aggres- sive conservation efforts, and will require water rights it is currently pursuing. Water Use Efficiency. City water custom- ers have continuously decreased their an- nual water use since 1994, largely due to water conservation practices. Per capita demand for water has declined from 101 gallons per day in 2002 to 90 gallons per day in 2008, which is relatively low com- pared to other systems in the Puget Sound area. The City aims to continue these de- mand-side reductions in water use of 2 per- cent by 2014, and 5 percent by 2018 over 2008 levels. The City‘s supply-side goal is to maintain distribution system losses at 5 to 7 percent of total production, well below the State‘s 10 percent requirement. Staffing and Facilities. The Water De- partment operates and maintains the water system with a staff of ten full time em- ployees. Duties include: inspection, testing, installation and repair of system facilities, routine operation and preventive mainten- ance, water quality sampling, water quality program administration, regulatory com- pliance monitoring, record keeping, adminis- trative tasks, general clerical, and response to emergencies. Facilities include:  Administrative Offices (3,300 sq.ft.)  Water Treatment plant (1,100 sq.ft.)  Potable Water Offices (1,188 sq ft) City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 8 7 January 2011  Shop (1,584 sq.ft.)  Four Well Buildings  Booster Pump Station  Three Reservoirs, two with support structures The department has a broad range of ve- hicles and equipment, including two light- duty trucks, five heavy-duty trucks, two vans, , two enclosed utility trailers, one open utility trailer, one backhoe, and one dump truck. 1 The Water Division operates and maintains the City‘s water system. There are ten full time employee positions in the department currently. The department performs a wide range of duties required to operate and maintain the City‘s water system, including: inspection, testing, installation and repair of system facilities, routine operation and pre- ventive maintenance, water quality sam- pling, water quality program administration, regulatory compliance monitoring, record keeping, administrative tasks, general cleri- cal, and response to emergencies.  The Department has 3,300 sq ft of ad- ministrative offices. The other buildings associated with the department include:  Water Treatment plant (1,100 sq.ft.)  Potable Water Offices (1,188 sq ft)  Shop (1,584 sq.ft.)  Four Well Buildings  Booster Pump Station  Three Reservoirs, two with support structures The department has a broad range of ve- hicles and equipment, including four light- duty trucks, two heavy-duty trucks, two vans, two Sport Utility Vehicles, two en- closed utility trailers, one open utility trailer, one backhoe, and one dump truck. 2 1 See City of Arlington Comprehensive Water System Plan, RH2 Engineering, Inc., November 2010, page 8-5 for a complete listing of vehicles and equipment. 2 See City of Arlington Comprehensive Water System Plan, RH2 Engineering, Inc., August The source of the City‘s drinking water is one groundwater well and one groundwater well field. The Snohomish County PUD pro- vides additional supply under a wholesale water supply agreement. The City‘s water quality has been good; it has met or ex- ceeded drinking water standards with the exception of manganese levels at the Air- port Well, which have been slightly higher than allowable. Water from the Haller Park Well Field is filtered by the City‘s water treatment plant. Water is disinfected at the Airport Well and 520 Zone Pump Station. Snohomish County PUD wholesale water is fully treated before it is delivered to the City of Arlington. The City serves approximately 4,735 cus- tomer accounts within the water service area. The water service area encompasses 14,420 acres, extending beyond the City‘s corporate limits. The City has experienced a trend of de- creasing water demands since 1993, due most probably to water conservation prac- tices. The City‘s per capita demand for wa- ter was approximately 100 gallons per capi- ta per day in 2002 – fairly standard for the Puget Sound area. Level of Service for Fire Protection. The Future LOS for fire protection is listed in Table 11-3: Fire Protection LOS for Water. Existing LOS for water storage is 1,240 gallons per residential equivalent served or 935 gallons per resident. Table 11-3: Fire Protection LOS for Water Residential Single-Family (including duplexes) 1,000 gpm for 2 hours Medium-Density Residential 1,750 gpm for 2 hours High Density Residential 2,500 gpm for 2 hours Commercial & Business Park 3,000 gpm for 3 hours Industrial/Schools 3,500 gpm for 4 hours 2004, page 8-5 for a complete listing of vehicles and equipment. City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 9 7 January 2011 Future water demand projections show that the City of Arlington does not have sufficient water capacity to provide service to ex- pected future population growth in the City‘s Coordinated Water System Plan (CWSP) and Urban Growth Area (UGA) water ser- vice areas. There are two types of capacity the City‘s water utility evaluates to assure that future population can be served with potable water supply; one is Average Day Demand capac- ity and the other is Peak Day Demand ca- pacity. Average Day Demand is the total amount of water delivered to the system in a year divided by the number of days in a year, and Peak Day Demand is the maxi- mum amount of water delivered to the sys- tem during a 24-hour time period of a given year. Peak Day Demand requires a greater quantity of gallons of water per minute to be delivered than does Average Day Demand, so for capacity planning purposes Peak Day Demand is the benchmark used to deter- mine the volume of water capacity that must be supplied. The City of Arlington 2004 Water Compre- hensive Plan shows that the City has suffi- cient Average Day Demand water capacity until 2040, and Peak Day Demand water capacity until 2014 for the current CWSP and Urban Growth Area (UGA) boundaries. Recently proposed additions to the UGA shorten the capacity timelines to 2019 for Average Day Demand and 2007 for Peak Day Demand. However, given the actual time it would likely take to develop land after it is added to the City‘s UGA, we expect the Peak Day Demand capacity is more likely to be reached around 2010. Projected new water capacity that needs to be obtained to meet anticipated Peak Day Demand in 2023 is 500 gallons per minute (gpm) in the current UGA and 2,680 gpm in the proposed expanded UGA. New water capacity can be secured by ex- panding the City‘s current water rights using opportunities to apply for new or purchase and transfer existing water rights, or by pur- chasing extra wholesale water supply ca- pacity. The City filed an application for new water rights with the Department of Ecology in 1987, however it is not likely that the ap- plication will be granted given the results of recently adopted or in-progress water quali- ty and quantity studies of the Stillaguamish River such as Total Maximum Daily Loading and In-stream Flow Rule. The City is dili- gently pursuing all other options to ensure future growth can be provided with potable water. 11.4.1.3.211.4.1.4.2 SewerWastewater Utility Service Area. Through its Wastewater De- partment, the City provides sewer and water reclamation services to its 9.0 square mile service area. The service area generally follows the City‘s UGA boundary. The Smo- key Point neighborhood (within City limits) south of 180th Street and West of 43rd Ave- nue, however, is served by the City of Ma- rysville. As of April 2008, the City provided service to approximately 4,338 customer connections within the City‘s sewer service area. A number of parcels within the service area are not connected and remain on sep- tic systems. Treatment Facility. The City‘s sewer sys- tem, comprised of 68 miles of gravity collec- tion and force main pipes and 12 lift sta- tions, delivers wastewater to a state-of-the- art water reclamation facility. Substantially complete in December 2010 (with comple- tion anticipated March 2011), the new and upgraded facility includes many advanced treatment processes: membrane bioreactor (MBR) with an effective pore size of 0.1 mi- cron; biological nutrient removal (BNR) of nitrogen and phosphorus; sludge digester to reduce the volume of biosolids produced; biological odor control; and ultraviolet disin- fection Reclaimed Water Quality. The upgrade in treatment technology from the previous se- quencing batch reactor (SBR) plant built in 1998 allows the plant to produce effluent of City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 10 7 January 2011 Class A or Class B Reclaimed Water Quali- ty. Initially, the City will continue to dis- charge reclaimed water to the Stillaguamish River to augment instream flows. The City is also constructing a treatment wetland adja- cent to the water reclamation facility and can use it as an adaptive management measure for temperature and metals polish- ing when river water quality may require it. Reclaimed water is also a resource that, with distribution, can replace and reduce demand on potable water drawn from the Stillaguamish basin. Compost Facility. Solids processing con- sists of solids dewatering at the water rec- lamation facility, and then transporting the dewatered solids to either the City‘s bioso- lids composting facility (BCF) or an eastern Washington landfill. The BCF uses biosolids and other materials to create Class A quality compost that is used as a soil amendment in City parks and open spaces. Capacity. The City‘s existing average daily flow of influent to the treatment plant in 2007 was 1.10 million gallons per day (MGD), or about 72 gallons per capita per day for a service population of about 15,278. The water reclamation facility ex- panded treatment capacity 2.7 MGD, which should serve the service area population of nearly 29,000 by 2025. To meet regulatory requirements, the City anticipates expand- ing the facility to 4.0 MGD prior to 2025. This can be easily done simply by the pro- curement and installation of additional membranes when warranted by growth. Staffing and Facilities. The Wastewater Department operates and maintains the sewer collection and water reclamation sys- tem with a current staff of nine full time em- ployees. Duties include: inspection, testing, installation and repair of system facilities, routine operation and preventive mainten- ance, compliance sampling and testing, pre- treatment program administration, regulato- ry compliance monitoring, record keeping, administrative tasks, general clerical, and response to emergencies. Facilities include:  Administrative Offices (3,300 sq. ft.)  Water Reclamation Facility and Support Structures (>42,000 sq. ft.)  Wastewater Offices and Laboratory (2,560 sq. ft.)  Shop/Tool Room (2,604 sq. ft.)  Compost Facility (20,000 sq. ft.)  Twelve Lift Stations The utility has a broad range of vehicles and equipment, including one backhoe, six light- duty trucks, 3 vans, five heavy-duty trucks, two dump trucks, two sport utility vehicles, one front-end loader, confined space entry gear, and sampling equipment. 2 The City limits comprise an area of approx- imately 8.2 square miles and the sewer ser- vice area encompasses approximately 9.4 square miles. The 2004 population within the City limits was approximately 14,700. As of April 15, 2005, the City provided service to approximately 4,629 customer connec- tions within the City‘s sewer service area. The City‘s sewer system is comprised of one treatment plant, 12 sewer pump sta- tions and approximately 50 miles of collec- tion pipes. A summary of sewer system data is provided in Table 11-4: 2004 Sewer Sys- tem Data. 2 See City of Arlington Sewer Comprehensive Plan, RH2 Engineering, Inc., September 2008, page 8-4 for a complete listing of vehicles and equipment. City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 11 7 January 2011 Table 11-4: 2004 Sewer System Data Description Data Population (City)14,700 Sewer Service Area (acre)6,020 Total Connections (4/15/05)4,629 Gallons Per Capita Day 91 gpcd Average Daily Flow 1.02 mgd Number of Pump Stations 12 Total Length of Sewer Main ~ 50 miles The Wastewater Division operates and maintains the City‘s sequencing batch reac- tor (SBR) wastewater treatment plant and collection system for the treatment of sanita- ry sewage and liquid wastewater. Solids processing consists of solids dewatering at the wastewater treatment plant, and then transporting the dewatered solids to the City‘s biosolids composting facility resulting in an end product that is sold locally for beneficial reuse as an agronomical product. There are nine full time employees in the department currently. The department per- forms a wide range of duties requires to op- erate and maintain the City‘s sanitary sewer system, including: inspection, testing, instal- lation and repair of system facilities, routine operation and preventive maintenance, compliance sampling and testing, pretreat- ment program administration, regulatory compliance monitoring, record keeping, administrative tasks, general clerical, and response to emergencies.  The Department has 3,300 sq ft of ad- ministrative offices. The other buildings associated with the department include:  Wastewater Treatment Plant and Sup- port Structures  Wastewater Offices (sq ft)  Laboratory (sq. ft.)  Compost Facility (sq. ft.)  Shop/Tool Room (sq ft)  Storage Building (sq. ft.)  Twelve Lift Stations The division has a broad range of vehicles and equipment, including two light-duty trucks, four heavy-duty trucks, one dump truck, one front-end loader, confined space entry gear, and sampling equipment. 3 The wastewater system is experiencing maximum capacity in the solids handling portion of the wastewater treatment plant and Public Works is currently in the midst of evaluating methods to increase solids han- dling capacity and optimize treatment plant performance. Studies will also be conducted to evaluate the best method to comply with future NPDES permit requirements, likely requiring a change in the type of treatment utilized at the City‘s wastewater treatment plant. The City serves approximately 4,629 cus- tomer accounts within the sewer service area. The sewer service area encompasses 6,016 acres, extending beyond the City‘s corporate limits. 11.4.1.3.311.4.1.4.3 Stormwater Utility Drainage Service Area. Through its Stormwater and other supporting Departments, the City pro- vides stormwater management within the 9.2 square mile service area. Unlike its peer utilities, the Stormwater service area is coincident with the City limits, including the Smokey Point neighborhood. The service area excludes areas within the City‘s UGA. As of January 2011, the City charged ap- proximately 5,745 customer accounts for stormwater services. Only undeveloped parcels within the City are exempt. Drainage Infrastructure. The infrastructure within the City of Arlington is an urban com- ponent of natural drainages which convey water north to the Stillaguamish River through Portage Creek and other tributaries, or south to Quilceda Creek. The Municipal 3 See City of Arlington Comprehensive Water System Plan, RH2 Engineering, Inc., August 2004, page 8-5 for a complete listing of vehicles and equipment. City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 12 7 January 2011 Separate Storm Sewer System (MS4) within Arlington includes: collection features (3,253 catch basins); conveyances such as storm sewers (48 miles of pipes), ditches (18 miles), and culverts (2.9 miles); flood control or water quality facilities such as reten- tion/detention ponds, vaults, and infiltration systems (at least 114), sediment basins (6 count), and biofiltration swales; nine natural drainage basins; and outfalls to natural sys- tems (at least 86). Management Issues. The September 2010 Comprehensive Stormwater Plan identified five issue areas driving stormwater man- agement within the City of Arlington. First is local flooding and traditional drainage is- sues. Second is the City‘s roles in imple- mentation of water clean-up plans (TMDLs) for numerous water quality impairments (particularly fecal coliform, dissolved oxy- gen, and temperature) in numerous stream and river segments. Third is the regulatory requirement to develop stormwater man- agement programs to comprehensively ad- dress and minimize the impacts of stormwa- ter discharges through public education, public participation, illicit discharge detec- tion and elimination, runoff design and con- struction standards, inspections of public and private facilities in light of enforceable maintenance standards, and pollution pre- vention at municipal facilities. Fourth is pro- tection of the City‘s drinking water sources, including: aquifers subject to contamination by stormwater through infiltration galleries, rain gardens, and underground injection wells; and surface waters draining to the mainstem and South Fork of the Stillagua- mish River, whose waters are drawn through the river bank into shallow wells. Fifth is the recovery of fish and aquatic spe- cies listed as threatened under the Endan- gered Species Act, including Chinook sal- mon and bull trout, and other declining sal- monid populations. Treatment Facilities. The key to high quali- ty stormwater is to, as much as is practica- ble, minimize surface flows and maximize treatment, and doing both of these close to the source. Arlington is fortunate to have approximately 50% of its area in soils that generally facilitate infiltration. In addition, the City promotes Low Impact Development (LID) practices such as: rain gardens, per- meable pavements, vegetation mainten- ance, and other source reduction tech- niques; and bioswales, wetands, and other natural treatment techniques. The City‘s largest basins which discharge untreated stormwater to the Stillaguamish River are the 284-acre Butler and 67-acre Talcott subbasins draining Old Town Arlington. The City has designed and has secured funding and permits for the construction of a treatment wetland for the Butler basin in 2011. Target parameters are sediment, nu- trients, bacteria, and to a lesser degree, temperature. Staffing and Facilities. The Stormwater Utility was officially created in September 2001, but was not funded by a utility rate until five years later. Other City departments provided stormwater services, including: plan reviews and project inspections (Engi- neering Dept.); maintenance (Street Dept and contract vendors); monitoring (Natural Resources, Water, and Wastewater Depts); illicit discharge response and stream and drainage basin investigations (Natural Re- sources), and public education and out- reach (Natural Resources). In 2008 the City hired its first Stormwater Department em- ployee, a technician, to administer the regu- latory provisions of the NPDES Phase II Municipal Stormwater Permit, including education, infrastructure inventories, outfall screening, private and public storm facility inspections, implementation of pollution prevention plans for City facilities, mainten- ance scheduling, and monitoring. City staff continue to coordinate stormwater functions across departmental lines. Facilities include:  Administrative Offices (3,300 sq. ft.)  Stormwater Treatment Wetland (8.7 acres.)  M & O facilities, shared (see 11.4.1.5) City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 13 7 January 2011  Numerous detention and infiltration facil- ities within public areas The utility has a single sport utility vehicle and a vactor truck it shares with the other utilities. It also has confined space entry gear and sampling equipment. It has the benefit of backhoes, loaders, trucks, and other equipment within the other utilities and Public Works divisions. The existing urban, city-maintained drai- nage system within the city of Arlington consists of conveyance features, including storm sewers (piped conveyances) and open ditches, and flood control or water quality facilities, including reten- tion/detention ponds and vaults, infiltration systems (ditches and galleries), catch ba- sins, sediment basins, natural drainages, and biofiltration swales. The inventory of these features should be updated and in- corporated into a GIS database to promote planning. Storm Sewer System – The piped con- veyance system is comprised of an esti- mated 138,000 linear feet of pipe. Most of the piped stormwater conveyance system occurs in the Downtown Arlington drainage basin. The downtown system was shown in the 1995 SCP. Three outfalls from the Downtown drainage system currently dis- charge to the Stillaguamish River. Infiltration Systems - Some parts of the city are underlain by very permeable soils with high infiltration capacities. Thus, infiltra- tion systems such as dry wells or infiltration ditches or galleries are being used for stormwater disposal in some areas. Dry wells are in common use at private facilities near the Arlington Municipal Airport. Ap- proximately 4,000 linear feet of infiltration ditch occur in the City. Design guidance for infiltration facilities will need to be reviewed in light of proposed Ecology guidance on implementation of the underground injection control program. Biofiltration Swales – Swales are used in a variety of situations in the City. When the City expands roadways they usually attempt to retrofit swales into the right-of-way to provide runoff treatment. Large planned de- velopments may dedicate one or two lots toward installation of a larger swale to serve the entire development. In other neighbor- hoods, individual homeowners may have small swales in front of their homes (in park- ing strips) to handle local road runoff.4 A number of City departments currently conducts or contracts for the City‘s storm- water utility maintenance including pipes, catch basins, inlets, ditches, outfalls, and infiltration swales, and operation including water quality monitoring and sampling, regulatory oversight, and administrative as- sistance. Funding for maintenance currently comes from the current expense (general) fund. In the future, funding will be through a stormwater utility rate to be adopted in the near future. While the Stormwater Utility was officially created by Ordinance No. 1266 in September, 2001, it has not been staffed nor has it been funded by a storm- water utility rate as was earlier anticipated. The stormwater system consists of seven stormwater drainage basins, 28 miles of conveyance pipe, four miles of infiltration ditch, three outfalls that discharge to the Stillaguamish River, and numerous reten- tion/detention ponds and vaults, infiltration systems, catch basins, and biofiltration swales. The Stormwater Utility does not presently have dedicated personnel or equipment. Various City departments handle specific functions of the utility and use their respec- tive departments‘ personnel and equipment to perform their stormwater duties. Two primary concerns exist with the City‘s present stormwater utility and infrastructure. First, the present stormwater system does 4 Draft Technical Memorandum, City of Arlington Stormwater CIP Update, Preliminary System Characterization Report, June 2003 City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 14 7 January 2011 not contain sufficient capacity to handle stormwater events; consequently we see local urban flooding and associated dam- age. Second, the quality and quantity of wa- ter being discharged from the City‘s storm- water system into local streams, creeks, and rivers exceeds allowable limits and con- tributes to water quality and fish habitat problems. Because the regulatory environment has changed since 1995, particularly with re- spect to endangered species and the NPDES Phase II stormwater discharge permit for small cities, the City is obligated to re-visit its stormwater management. Preparation of a stormwater comprehensive plan is currently underway. The stormwater service area encompasses the city limits and the UGA, totaling approx- imately 5,815 acres. 11.4.1.411.4.1.5 Maintenance & Operations The Public Works Maintenance & Opera- tions division provides maintenance servic- es for many elements of the City‘s infra- structure, including:  Airport  Cemetery  Equipment (except for police and fire)  City Facilities (except for water and wastewater)  Parks, athletic fields, and public spaces  Storm drainage system  Streets and sidewalks The buildings associated with the mainten- ance functions of the City include:  Maintenance Shop (6,840 sq.ft.)  Outbuilding (2,372 sq.ft.)  Equipment Storage Building (2,832 sq.ft.) 11.4.1.511.4.1.6 Airport The Arlington Municipal Airport is part of the national system of airports, as well as of the transportation infrastructure serving the City of Arlington, Snohomish County, and the northern portion of the Seattle- Tacoma Metropolitan Area. The Airport is located north of the Seattle- Tacoma Metropolitan Area, approximately three (3) miles southwest of the Arlington Central Business District (CBD), approx- imately one-third (0.3) of a mile from the Highway Commercial District, and twelve (12) miles north of the City of Everett. It is owned and operated by the City of Arlington and is contained within the corporate boun- daries of the City.3 The airport is 1,189 acres and includes in- dustrial, commercial, and public land uses, in addition to the aviation operations. The majority of the existing general aviation fa- cilities are located along the east side of Runway 16/34, between 59th Avenue NE and Taxiway ―A‖. This part of the airport is developed with aircraft storage facilities, including over 400 T-hangars and apron area to accommodate over eighty tiedown spaces. The City of Arlington owns 108 of the existing T-hangars. There are also many Fixed Base Operator (FBO), maintenance, and individually owned aircraft storage han- gars throughout this area. Additional general aviation facilities are de- veloping along the south side of Runway 11/29, adjacent to the east end of the run- way. These facilities include tiedown apron space for approximately 30 aircraft and complexes of several new business-related aircraft storage hangars. The existing ultra- light hangar complex is in the northwest qu- adrant of the airport and has storage for ap- proximately 62 aircraft. There are approximately 475 aircraft based at the airport (including 6 helicopters, 5 glid- ers, and 61 ultralights). The airport‘s hangar occupancy rate is 100 percent currently. There is significant demand for the addi- tional aircraft storage facilities (approximate- 3 Airport Layout Plan, June 2002 p. A-17. City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 35 7 January 2011 11.5.1.2 Fire New station facilities will be needed to ac- commodate the growth expected in population and city boundaries during the planning pe- riod. Additional personnel would need to be hired to meet LOS requirements. One facility would be located within the City‘s perimeter and would need to meet the five-minute re- sponse requirement. New equipment would need to be purchased, in addition, and per- sonnel would be needed to staff a new station. Funding strategies need to be identified to build two Stations, one in Old Town and one in the Smokey Point area. 11.5.1.3 Police As the City grows over the next twenty years, the long-term plan is to include a high visibility police services office within the Smokey Point community. This could poten- tially be incorporated into the proposed Fire Station and would have a workstation, inter- view room, and public reception services. To continue to meet the performance stan- dards that are the department‘s LOS, es- sential supplemental accompanying servic- es would be necessary, including:  A patrol vehicle for every two patrol of- ficers (including the equipment, wea- pons, investigative tools and information technology that make up these highly capable and equipped vehicles).  Civilian support staff at the ratio of one to six officers to provide the essential support work that moves information and work product through the depart- ment to meet its mission and legal re- quirements. 11.5.1.4 Utilities 11.5.1.4.1 Water Utility Projection. As the City and the surrounding water service area grow, the City‘s water demand is expected to increase. Depending on actual growth rates, water conservation programs, and operational efficiencies with- in the utility, peak day demands are pro- jected to increase approximately: 20 to 23 percent within the next six years; 82 to 91 percent within the next 20 years, and 231 to 249 percent within the next 50 years, rela- tive to 2008 levels. The City‘s goal is to assure: water supplies and treatment and distribution infrastructure is adequate to meet peak day demands and in place before it is needed; water quality regulations are met or exceeded; distribu- tion system infrastructure is managed and maintained as assets; and water quality programs foster consumer confidence and operational efficiencies. Deficiencies. As described earlier, water supplies are adequate to meet both average and peak day demands on the 6- and 20- year horizons, though peak day demands at 50 years will require additional water rights. Nevertheless, a number of deficiencies are identified in the 2010 WSP which are impe- diments to the delivery of water to customer taps. Wells in both the Haller and Airport well fields are older and in need of refur- bishing to assure maximum production. Treatment facilities need to be expanded (Haller) or constructed (Airport) to maximize production and remove manganese, a sec- ondary contaminant with aesthetic effects. Service pressures and fire flow require- ments for some existing and proposed de- velopments (such as the Brekhus-Beach annexation on Burn Hill) will require addi- tional creation of additional pressure zones, including a reservoir, pump station, mains, and valves. A number of mains could bene- fit from replacement either because of their age and construction (older asbestos- concrete mains) or their size (larger diame- ters for fire flows). Maintenance programs such as the exercising of valves should be expanded, and source water protection and water conservation programs should be fully implemented. Staffing. Approximately ten full-time per- sonnel would be required to operate the wa- ter utility and comply with the minimum re- quirements of the Department of Health, so City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 36 7 January 2011 the Water Department is adequately staffed. It is anticipated that operational efficiencies may be achieved to facilitate greater imple- mentation of maintenance and outreach programs described above. Capital Projects. The 2010 WSP identifies a number of capital improvement projects to assure sound management of the Water Utility. Selected projects include:  New and transferred water rights for Haller and Airport well fields.  Rehabilitation of the existing, aging Air- port Well, and construction of one or mor additional wells.  Testing and rehabilitation of the existing Haller well field for flow rate, pump eff i- ciency and water aesthetic improve- ments.  Construction of a treatment facility at the airport for iron and manganese removal.  Expansion of the Haller WTP and addi- tional treatment for iron and manganese removal.  Demolition of the Burn Road Reservoir and the old WTP.  Additional 2.0 million gallon reservoir for storage is needed for system redundan- cy and future store requirements.  General structural (roof) and ventilation improvements are needed at the Gle- neagle Reservoir.  Existing water mains will require re- placement in several areas due to low fire flows, aging and undesirable mate- rials.  An additional pressure reducing station is needed to improve fire flow in a loca- lized area.  Development and implementation of numerous water quality programs. Costs for improvements through 2016 are estimated at approximately $16M. Im- provements needed for 2017 through 2030 are estimated at approximately $21M. 11 0-27 WAC: Provided, That current or projected enrolled students shall not be designated as un- The City‘s 2010 WSP provides a financial plan for funding and scheduling many of these projects. Implementation schedules have been developed for these facilities based on the growth expectations lined out in the plan. However, the actual completion dates are recognized to be flexible in that they are linked to the actual rate of growth. As growth occurs it will be required to share in whatever costs are required for the utility to support that growth. As the City and UGA grow, the City‘s water demand is expected to increase approx- imately 16 to 24 percent within the next six years; it is expected to increase 42 to 58 percent within the next 20 years, depending on water conservation programs. During that period, the City‘s goal for sup- plying water is to exceed the peak day de- mand requirements by twenty percent, meet water quality regulations, and begin or en- large water quality programs and distribu- tion system maintenance. Taking into account the City‘s water treat- ment plant, groundwater wells and whole- sale water supply, the City has sufficient water supply to meet demand requirements until approximately 2014. During this period the City plans to obtain additional water rights and/or wholesale water supply to meet demand as well as improve reliability within the system. The above water supply demand require- ment was forecast prior to action by the Ar- lington City Council to include approximately 10,000 additional population into the City's housed for a high school district of application which has a student enrollment of four hundred or less in grades nine through twelve, if the stu- dents involved or affected can be served without undue inconvenience in a neighboring school, or schools of larger size and the neighboring school district has indicated a willingness to serve, and has the capacity to house the apply- ing district high school students. (WAC 180-25- 045) City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 37 7 January 2011 UGA. If we take into account the additional population and update the forecast, the City has sufficient water supply to meet demand requirements until 2007. However, it is likely that time will be extended by a couple of years since the new population won't be immediately added to Arlington's UGA. Based on expressed interest in the pro- posed UGA addition and anticipated length of development time, the water supply de- mand could be sufficient until 2010. Approximately ten full-time personnel would be required to operate the water utility alone in the future according to the Water System Plan. It states, ―At the current staffing level, the City is capable of adequately operating the water system and complying with the minimum requirement of the Department of Health. However, the preventive mainten- ance tasks…have not been accomplished at the desired frequency…due to the staff shortage. As the water system expands in the future, the need for additional staff will become even greater…‖ 12 There will be a need to improve the water system to resolve existing system deficien- cies as well as to accommodate the in- creased demands created by growth.13 To meet the criteria mandated by the Depart- ment of Health as well as City policies and r a high school district of application which has a student enrollment of four hundred or less in grades nine through twelve, if the students in- volved or affected can be served without undue inconvenience in a neighboring school, or schools of larger size and the neighboring school district has indicated a willingness to serve, and has the capacity to house the ap- ing district high school students. (WAC 180-25- 045) ades nine through twelve, if the students in- volved or affected can be served without undue inconvenience in a neighboring school, or schools of larger size and the neighboring school district has indicated a willingness to serve, and has the capacity to house the ap- ing district high school students. (WAC 180-25- 045) design criteria, the following measures are needed:  Based on forecasted population growth, additional water supply will be needed as early as 2014 to meet projected de- mands.  The existing Airport Well needs rehabili- tation to address aging and general safety issues. The capacity of the well will be increased if the City can obtain additional water rights. The water will require iron and manganese treatment, in addition.  Additional reservoir for storage is needed for system redundancy and fu- ture store requirements.  The Burn Road Reservoir has reached its design life and is surrounded by steep slopes. It needs to be abandoned.  General structural and ventilation im- provements are needed at the Gle- neagle Reservoir.  Existing water mains will require re- placement in several areas due to low fire flows, aging and undesirable mate- rials.  An additional pressure reducing station is needed to improve fire flow in a loca- lized area.  The existing remote telemetry units should be upgraded to a radio-based or fiber-optic based telemetry system.  Property acquisition for future expansion of water facilities.  Development and implementation of numerous water quality programs.  Construct shop, storage, and operation- al facilities Costs for improvements through 2009 are estimated at approximately $14,317,000. Improvements needed for 2010 through 2015 are estimated at approximately $11,516,000. 14 d without undue inconvenience in a neighboring school, or schools of larger size and the neigh- boring school district has indicated a willingness to serve, and has the capacity to house the ap- plying district high school students. (WAC 180- 25-045) City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 38 7 January 2011 The City‘s Water Comprehensive Plan de- tails and funds the additional water supply needed to accommodate the anticipated growth. Should these plans be delayed, a temporary moratorium would be likely until the supply was acquired and the levels of service preserved. Implementation schedules have been de- veloped for these facilities based on the growth expectations lined out in the plan. However, the actual completion dates are recognized to be flexible in that they are linked to the actual rate of growth. The in- tention is acceleration if growth occurs fast- er, and delay if growth is slow. As growth occurs it will be required to share in what- ever costs are required for the utility to sup- port that growth. 11.5.1.4.2 SewerWastewater Utility Projection. A projected increased demand for water capacity will have a somewhat di- rect correlation to demand for sewer capaci- ty. The sewer service area is smaller than the water service area, yet most of the pro- jected growth within the water service area is expected to receive sewer service as well. Consequently, we expect demand for wastewater capacity to generally follow the demand presented under Water Utility Pro- jection above. The City‘s goal for providing treatment of wastewater during this period is to operate without violating any conditions of the wastewater utility NPDES permit, to reduce inflow and infiltration into the collection sys- tem to preserve and extend system capaci- ty, and to expand maintenance of the collec- tion system. Deficiencies. The new wastewater recla- mation facility (WRF) was designed to ac- comm odate a peak day flow of 4.3 MGD by 2025 (with membrane expansion when needed), an increase of 130% over 2005 levels. Compared with the projected in- crease in water demand of about 91%, the WRF should not require significant up- grades. Upgrades are required, however, for replacement of nearly 10 miles of 40 year old sewer pipe. Many of the lift sta- tions will require rehabilitation or replace- ment given current conditions or anticipated increases in demand. New telemetry at 10 of the 12 lift stations is also desired. Staffing. It is estimated that approximately 10 full-time personnel would be required to operate the wastewater utility in the future. The single additional staff person would primarily focus on WRF operation, but would also facilitate expansion of: the pre- treatment program, collection system main- tenance, and laboratory analysis to keep up with compliance sampling for the Wastewa- ter Department as well as the Stormwater Departmen. Capital Projects. The 2008 Comprehensive Sewer Plan identifies a number of capital improvement projects beyond the upgrade and expansion of the WRF to assure sound management of the Wastewater Utility. Se- lected projects include:  Lift Station upgrade at #11 and #3  Force main rehabilitation or replacement at Lift Station #11  Replacement or rehabilitation of Old Town collection system  Telemetry system upgrades at all Lift Stations except #1 and #12  Other Lift Station upgrades when re- quired by growth Costs for improvements (excluding the WRF Phase 1 costs) through 2013 are estimated at approximately $3.1M. Improvements needed for 2014 through 2020, including the purchase and installation of additional membranes, are estimated at approximately $8.5M. Improvements needed for 2020 through 2025 are estimated at approximate- ly $3.4M. 15 school district has indicated a willingness to serve, and has the capacity to house the apply- ing district high school students. (WAC 180-25- 045) City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 39 7 January 2011 The City‘s 2008 Comprehensive Sewer Plan provides a financial plan for funding and scheduling many of these projects. Imple- mentation schedules have been developed for these facilities based on the growth ex- pectations lined out in the plan. However, the actual completion dates are recognized to be flexible in that they are linked to the actual rate of growth. Growth in the City and UGA is expected to increase the demand for wastewater capaci- ty. Although a recent wastewater capacity analysis has not been completed, it can be assumed that the projected increased de- mand for water capacity will have a some- what direct correlation to demand for water capacity. The sewer service area is smaller than the water service area, yet most of the projected growth within the water service area is expected to receive sewer service as well, hence we expect demand for wastewater capacity to increase approx- imately 16 to 24% within the next six years, and 42 to 58% within the next 20 years. During that period, the City‘s goal for provid- ing treatment of wastewater is to operate without violating any conditions of the wastewater utility NPDES permit, to reduce inflow and infiltration into the collection sys- tem to preserve and extend system capaci- ty, and to expand maintenance of the collec- tion system. The City‘s wastewater treatment plant was constructed to process two million gallons per day (2 MGD) of wastewater, with the ability to expand the wastewater treatment plant capacity to three million gallons per day (3 MGD) with upgrades to the existing structures. Because not all aspects of de- mand on the wastewater treatment plant have grown at an equal rate, some compo- nents of the wastewater treatment facility have reached or exceeded the 2 MGD ca- pacity. Demand for dissolved oxygen re- quired that the aeration system for the SBR‘s be upgraded from 2 MGD to 3 MGD. This was done in September 2004. Present solids capacity limitations have also caused the City to hire an engineering firm to con- duct a study of short and long term solids handling improvements, and long term up- grades to the wastewater treatment plant to assure compliance with new NPDES permit limits16. It is estimated that approximately 13 full- time personnel would be required to operate the wastewater utility in the future. Addition- al personnel will allow the wastewater utility to expand the wastewater pretreatment pro- gram, increase the levels of maintenance performed within the collection system, in- crease laboratory analysis to keep up with compliance sampling for the Wastewater Department as well as the Stormwater De- partment and possibly the Natural Re- sources and Water Departments, and pro- vide sufficient staffing to operate the waste- water treatment plant when it is upgraded and expanded. While the wastewater comprehensive plan is not yet complete and a detailed analysis of future capital projects has not been com- pleted, a rough estimate of the total capital expenditures through 2011 could exceed 45 million dollars. Those projects include:  Wastewater Treatment Plant Upgrade and Expansion, including headworks, secondary treatment, UV disinfection, effluent pump, outfall, aerobic digestion, solids handling, laboratory/office, civ- il/piping, and electrical/instrumentation.  Odor Control at the Headworks, Sludge Storage Tanks, and Lift Stations  Structure Upgrades  Lift Station Upgrade at #11 and #3  Force Main Rehabilitation or Replace- ment at Lift Station #11  Replacement or Rehabilitation of Collec- tion System  GIS Modeling and Data Collection rict high school students. (WAC 180-25-045) ients that are in the effluent to address the high limits that were identified during the TMDL anal- ysis process. The fixes for nutrients will require educational as well as capital investments. City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 40 7 January 2011  SCADA System Upgrade  Comprehensive Plan Update The City has completed preliminary esti- mates to provide adequate sewer treatment for the projected growth. Similar to the water system, should these plans not come to frui- tion a temporary moratorium would be likely until the treatment capacity was developed and the levels of service preserved. Implementation schedules have been de- veloped for these facilities based on the growth expectations lined out in the plan. However, the actual completion dates are recognized to be flexible in that they are linked to the actual rate of growth. The in- tention is acceleration if growth occurs fast- er, and delay if growth is slow. As growth occurs it will be required to share in what- ever costs are required for the utility to sup- port that growth. 11.5.1.4.3 Storm DrainageStormwater Utility Projection. The growth and densification of the City, coupled with water quality com- mitments under receiving water clean-up plans and new stormwater regulations antic- ipated in NPDES II stormwater permits to be reissued in 2012, will increase the need for infrastructure retrofits, tighter design stan- dards, increased maintenance, and ex- panded programmatic efforts in stormwater. The City‘s goal for managing stormwater during this period is to eliminate local flood- ing to the maximum extent practicable, meet the conditions of the City‘s NPDES II Munic- ipal Stormwater Permit, and contribute to the restoration of rivers and streams with impaired water quality and at-risk fish popu- lations. Deficiencies. As indicated in the 2010 Comprehensive Stormwater Plan, the Stormwater Utility has relatively minor local flooding issues, but more extensive con- cerns with the off-site or downstream effects of stormwater on water quality, natural re- sources, and the regulatory environment. Consistent with the dispersed or ―non-point‖ nature of stormwater, many of the capital projects and program developments identi- fied in the Plan focus on projects and efforts that are not merely an infrastructure def i- ciency. Staffing. The 2010 Comprehensive Storm- water Plan estimated utility staff and regula- tory compliance requirements totaling 2.8 full-time equivalents (FTEs), and provided for one additional staff person in 2011. Until the utility is fully staffed, the City intends to meet permit conditions using existing staff in various city departments (Engineering, Nat- ural Resources, Utilities, M&O). Programmatic efforts required under the NPDES II permit include, but are not limited to:  Water quality monitoring of eight or more stream reaches with impaired wa- ter quality, and characterization of stormwater quality from selected out- falls.  Development and administration of a Stormwater Management Program with annual updates to create a city-wide work plan to achieve permit compliance.  Public education and outreach efforts to the general public, schools, businesses, streamside landowners, property man- agers, contractors, developers, etc.  Public involvement and participation in the development of the City‘s stormwa- ter management programs, including advisory councils, watershed commit- tees, participation in developing rate structures, and environmental steward- ship programs.  Detection, removal, and prevention of illicit connections, discharges, and im- proper disposal, including spills, into the municipal stormwater system.  Develop, implement, and enforce a pro- gram, to reduce pollutants in stormwater runoff to a regulated stormwater system City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 41 7 January 2011 from new development, redevelopment and construction site activities.  Develop and implement an operations and maintenance (O&M) program that includes a training component and has the ultimate goal of preventing or reduc- ing pollutant runoff from municipal oper- ations. Capital Projects. The 2010 Comprehensive Stormwater Plan identifies a number of capital improvement projects to assure sound management of the Stormwater Utili- ty. Selected projects include:  Construction of the Old Town Stormwa- ter treatment wetland.  Preparation of a regional stormwater plan for the recently annexed Island Crossing neighborhood, which includes some parcels within the 100-year flood- plain of the Stillaguamish River.  Permanent gaging and monitoring sta- tions on Portage and Prairie Creeks.  Replace culvert on Prairie Creek at BNSF RR and 69th Avenue.  Replace culvert on Kruger Creek at Burn Road.  Preparation of a regional stormwater plan for the recently annexed Brekhus- Beach neighborhood, which includes numerous critical areas requiring protec- tion.  Development of a detailed hydrography (stream and wetland) inventory for the city.  Replace the Butler outfall draining 280 acres of Old Town and the pending stormwater wetland.  Replace numerous other culverts on Portage, Prairie, Kruger, Eagle, Indian, and Edgecomb Creeks which are con- strict flows and/or are barriers to fish passage. . Costs for all capital improvements total nearly $19M. Costs for the selected imple- mentation alternative total $1M through 2016, another $8M from 2017 through 2030, and $7M beyond 2030. 17 The City‘s 2010 Comprehensive Stormwater Plan provides a financial plan for funding and scheduling many of these projects. Im- plementation schedules have been devel- oped for these facilities based on the growth expectations lined out in the plan. However, the actual completion dates are recognized to be flexible in that they are linked to the actual rate of growth. The last stormwater comprehensive plan prepared by the City of Arlington was adopted in 1995. In 2003, the City had a preliminary system characterization report prepared along with an update of the 1995 Capital Improvement Program cost esti- mates. In 2005 the City began the process of composing a stormwater comprehensive plan. As indicated in the 2003 system characteri- zation report, the City‘s stormwater goals are to address the following areas in the forthcoming stormwater comprehensive plan: identify city functions that may be af- fected by the stormwater comprehensive plan, assess all pertinent regulatory pro- grams that influence the stormwater utility, prepare a physical system description, es- tablish general planning and policies related to stormwater management, and identify key issues to consider when developing the City‘s stormwater management plan. Initial consideration of the stormwater capi- tal improvement projects identified in 1995 and updated in 2003 total a little over 8 mil- lion dollars. The projects identified in 1995 include:  Prairie Creek Dikes, SR9 to confluence  Prairie Creek Bank Stabilization East Branch, SR9 to 191st Avenue  Krueger Creek Bank Stabilization, Burn Road from 204th to 196th 17 City of Arlington Comprehensive Stormwater Plan. October 2010, page 165. City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 42 7 January 2011  Replace Culvert – Portage Creek at 69th Avenue  Replace Culvert – Portage Creek at SR9  Replace Culvert – Portage Creek at 186th Avenue  Replace Culvert – Portage Creek up- stream of Jensen Business Park  Detention Facility – Prairie Creek below SR9  Detention Facility – Krueger Creek at 196th  Detention Facility – Portage Creek at 186th  Downtown Drainage System Improve- ments  Downtown Outfall Trunk Line Improve- ments  67th Avenue Drainage System Improve- ments  172nd Street Regional Drainage System Improvements  Downtown Water Quality Facility  Comprehensive Plan Update  Smokey Point Improvements – seven projects that are scheduled for construc- tion in 2005. NPDES II Permitting – Department of Ecology is in the final stages of implement- ing a Municipal Stormwater NPDES General Permit for Western Washington Phase II Stormwater Systems. When the permit re- quirement is executed, the City of Arlington will assume a variety of responsibilities and will be required to develop and employ a number of compliance activities. Those ac- tivities are:  Develop and implement a TMDL moni- toring Quality Assurance Project Plan (QAPP).  Include in the Annual Report a TMDL Summary Implementation Report.  New stormwater discharges must comp- ly with all applicable surface water, ground water and sediment manage- ment standards.  Develop a comprehensive long-term wa- ter quality monitoring program.  Include water quality monitoring-related implementation actions in the Annual Report.  Develop and implement a Stormwater Management Program. The Stormwater Management Program shall include the following: o Design the program to reduce the discharge of pollutants and to pro- tect water quality. o Develop and implement a public education and outreach program. o Include ongoing opportunities for public involvement through advisory councils, watershed committees, participation in developing rate struc- tures, stewardship programs, envi- ronmental activities, and other simi- lar activities. o Include an ongoing program to detect, remove, and prevent illicit connections, discharges, and impro- per disposal, including spills, into the municipal stormwater system. o Develop, implement, and enforce a program, to reduce pollutants in stormwater runoff to a regulated stormwater system from new devel- opment, redevelopment and con- struction site activities. o Develop and implement an opera- tions and maintenance (O&M) pro- gram that includes a training com- ponent and has the ultimate goal of preventing or reducing pollutant ru- noff from municipal operations.  Prepare and submit an Annual Report to Department of Ecology. 11.5.1.5 Maintenance Additional staff, equipment, and buildings will be needed to accommodate the growth expected in population and city boundaries during the planning period. The current facil- ities are all expected to remain in the same locations. Expansion is expected propor- tional to population growth. A step in this process was the recent acquisition of the lease on the parcel directly west of the ex- isting shop. In addition to the needs for ex- City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 48 7 January 2011 and zoning changes by the city of Marysville will likely produce more students sooner than expected and result in a change to their CFP. They expect the facility needs timeline to be moved ahead from these ac- tivities, but have not made any decisions at this point.29 11.5.5 Snohomish Public Hos- pital District No. 3 The hospital has experienced dramatic growth in the past few years. Patient visits have grown from 33,400 in 1998 to 60,100 in 2004. The Hospital Commissioners are in the process of evaluating present and future facility needs with the expectation of a major remodel and expansion in 2007. 11.6 WHAT WE WOULD LIKE TO ACHIEVE 11.6.1 Municipal Services 11.6.1.1 City Hall/Government As discussed in §11.5.1.1, the most critical need for next 20 years will be to provide adequate workspace for City staff to meet the needs and expectations of the Arlington community. This will most likely be a new City Hall that will once again join all of the administrative, financial, community devel- opment, and engineering functions of the City into one building. In addition, this facility will need to include a permanent meeting facility for the City Council, the City‘s boards and commissions, and other various com- munity organizations. 11.6.1.2 Fire In addition to the general need for facilities, the Fire department has the following goals:  Build two additional fire stations  Increase apparatus inventory 29 Fred Owyen, Assistant Superintendent, Lake- wood School District, August 2005  Replace equipment and increase overall inventory to accommodate two new sta- tions  Increase staffing level  Provide fire suppression to the Smokey Point facility  Build Training Facility 11.6.1.3 Police In addition to the facility and personnel needs discussed above, the police depart- ment has the following goals:  Keep up with the evolving information technology and combine more specialty services with other regional police part- ners.  Meet the levels of service as adopted by the city council  Add a volunteer component that in- cludes Seniors, Citizen Patrol, Explorer Scouts and internships  Maintain the agency‘s professional ac- creditation status 11.6.1.4 Utilities 11.6.1.4.1 Water Utilities Besides the capital construction projects, staffing needs, and water capacity needs discussed earlier, the Water Utility has the following goals:  Meet the minimum levels of service for water system maintenance as identified in the Water Comprehensive Plan.  Continue to earn annual recognition un- der the Department of Health‘s Treat- ment Optimization Program for high quality water.  Implement a water main cleaning pro- gram to reduce ―brown water‖ com- plaints due to manganese in the distri- bution system.  Increase water conservation levels through an education program and by providing water conservation kits.Decrease per capita water demand by 2 percent in 2014, and by 5 percent in 2018, relative to 2008 levels, through City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 49 7 January 2011 education, rebate, conservation kit dis- tribution, and other conservation efforts.  Reduce water lost through leakage by enacting a leak detection program and repairing discovered leaks.Maintain dis- tribution system losses at 5 to 7 percent of total production, well below the State‘s 10 percent requirement, by enacting leak detection and other con- servation efforts. Seek grants, loans, and other low-cost funding opportunities for capital im- provement projects.  Make substantial progress annually in Cross Connection Control Program site surveys. Demonstrate program progress in the annual cross connection control reports submitted to the Department of Health.  Implement an improved source water protection program to protect the City‘s investments in the Haller and Airport well fields.  Promote integrated water management principles in all of the City‘s functions to assure the stewardship and sustainabili- ty of our water resources.  Implement new monitoring requirements and treatment techniques and conduct studies and such as required by the Safe Drinking Water Act.  Assess forthcoming regulatory changes, develop necessary programs and pro- cedures, and implement activities as needed.  Initiate conceptual planning for extend- ing water distribution infrastructure into the recently expanded (to the west) wa- ter service area. Make substantial progress annually in Cross Connection Control Program site surveys as required by Department of Health. Demonstrate program progress in the annual cross connection control report that we are required to submit to Department of Health.  Seek grants, loans, and other low-cost funding opportunities for capital im- provement projects.  Ensure sufficient reserves are main- tained for emergencies and other unex- pected conditions. 11.6.1.4.2 SewerWastewater Utility Personnel needs and capital construction projects are discussed earlier in this docu- ment. In addition to those needs, the Wastewater Utility‘s goals are:  Continue to earn Department of Ecolo- gy‘s annual Clean Water Award for op- erating the wastewater utility with no vi- olations.  Continue the wastewater pretreatment program to assist in the reduction of plant upsets, collection system troubles, and NPDES permit violations. Seek grants, loans, and other low-cost funding opportunities for capital im- provement projects.  Begin developing a market, and subse- quent distribution system, for reclaimed water. Take full advantage of the re- source created with the construction of the water reclamation facility (WRF).  Implement new monitoring require- ments, and treatment techniques and conduct studies and such as required by the studies operating permit, and other state and federal regulations such as Total Maximum Daily Loads and the, In- stream Flow Rule, or other state and federal regulations.  Cooperate in a USGS study investigat- ing emerging contaminants in the Stilla- guamish basin, and the treatment effi- ciency of the WRF with these parame- ters.  Seek grants, loans, and other low-cost funding opportunities for capital im- provement projects.  Ensure sufficient reserves are main- tained for emergencies and other unex- pected conditions. 11.6.1.4.3 Storm DrainageStormwater Utility The City‘s Stormwater Utility is presently in the process of being developed fully. Staff- ing needs have not been completely as- City of Arlington Comprehensive Plan Public Services & Capital Facilities Element 11 - 50 7 January 2011 sessed at this time and a preliminary evalu- ation of capital construction projects is dis- cussed earlier, along with a list of items that must be accomplished according to the NPDES II permit rules. The capital construc- tion projects and staffing needs of the Stormwater Utility are discussed earlier in this document. In addition, the Stormwater Utility has the following goals: Complete, adopt, and implement the Stormwater Comprehensive Plan.  Meet the requirements conditions of the NPDES Phase II permit Municipal Stormwater Permit. Fund the utility.  Seek grants, loans, and other low-cost funding opportunities for capital im- provement projects.  Implement new monitoring require- ments, and treatment techniques, and conduct studies and such as required by the stormwater discharge permit, or oth- er state and federal regulations the stu- dies such as Total Maximum Daily Loads and the, In-stream Flow Rule, or other state and federal regulations.  Assess forthcoming regulatory changes, develop necessary programs and pro- cedures, and implement activities as needed.  Increase levels of service and mainten- ance.  Ensure sufficient reserves are main- tained for emergencies and other unex- pected conditions. Conduct GIS and stormwater modeling ac- tivities to provide an accurate analysis of our stormwater collection, conveyance and treatment system and related facili- ties and to provide electronic infrastruc- ture information for quick reference dur- ing emergency situations and to improve quality and speed of providing informa- tion to our customers.  Continue to develop a stormwater strat- egy that reduces the negative impacts to the natural drainages and aquatic habi- tats that occurred during early develop- ment.  Develop a solid stormwater strategy that minimizes the combining of engineered stormwater systems and natural hydro- logic systems, but rather design an en- gineered system that supports and mim- ics the natural systems that may even- tually flow in to.  Utilize Low Impact Design standards that provide stormwater benefits and support naturally occurring functions si- multaneously.  Assure that the Stormwater Compre- hensive Plan and implementation is im- plemented to address the Endangered Species Act requirements.  Encourage the implementation of the recommendations found in the Stillagu- amish Chinook Recovery Watershed plan. Develop programs such as public educa- tion and outreach, public involvement and participation, illicit discharge detec- tion and elimination, controlling storm- water runoff, pollution prevention and operation and maintenance, as specifi- cally required by and to comply with re- quirements of the Phase 2 NPDES per- mit. Adopt and implement a stormwater rate structure. Design and construct treatment wetlands and other amenities at the Butler proper- ty. Revise and adopt the 2002 Department of Ecology Stormwater Manual. Update standards and specifications to re- flect current industry standards and to meet regulatory requirements. Increase residential and business aware- ness of harmful discharges to the stormwater system and the resulting damages to infrastructure and natural resources. Write and adopt any ordinances necessary to carry out the goals and mandates of the stormwater utility and to provide for enforcement and penalty when needed. Increase the frequency of maintenance for the stormwater collection, conveyance and treatment systems. Chapter 12: Other Related Plans Adopted by Reference 12.1 PURPOSE OF THIS CHAPTER .............................................................................. 12-1 12.2 SEWER COMPREHENSIVE PLAN ......................................................................... 12-1 12.3 WATER COMPREHENSIVE PLAN ......................................................................... 12-1 12.4 STORMWATER MANAGEMENT COMPREHENSIVE PLAN ......................................... 12-3 12.5 ECONOMIC DEVELOPMENT PLAN ...................................................................... 12-43 12.6 AIRPORT MASTER PLAN .................................................................................. 12-43 12.7 SHORELINE MASTER PLAN ................................................................................. 12-6 12.8 ARLINGTON SCHOOL DISTRICT CAPITAL FACILITIES PLAN .................................... 12-6 12.9 LAKEWOOD SCHOOL DISTRICT CAPITAL FACILITIES PLAN .................................. 12-76 12.10 SNOHOMISH COUNTY SOLID W ASTE MANAGEMENT PLAN .................................. 12-76 City of Arlington Comprehensive Plan Other Plans Adopted by Reference 12 - 1 5 December 20057 January 2011 12 Other Related Plans Adopted by Reference 12.1 PURPOSE OF THIS CHAPTER There are several Comprehensive Plans developed independently of this document that nevertheless work in tandem with it and are therefore considered a part of this Com- prehensive Plan. When these documents are created and/or updated, information from this plan is used in formulating them or vice-versa. The following plans are hereby adopted by reference as a part of this plan. 12.2 SEWER COMPREHENSIVE PLAN The City of Arlington's sanitary sewer sys- tem is a major infrastructure, much of which is imperceptible to the people that discharge waste to it. The sanitary sewer system re- quires qualified staff to operate and main- tain it, and an ongoing capital improvement program to replace old components to meet the requirements mandated by federal and state laws. The primary purposes of the City of Arlington Comprehensive Sewer System Plan is are:  To evaluate existing sewer flow data and project future flows.  To analyze the existing sewer system to determine if it meets minimum require- ments mandated by DOE and the City’s own policies and design criteria.  Determine the overall reliability and vul- nerability of existing wastewater lift sta- tions.  To identify sewer system improvements that will resolve existing system defi- ciencies and accommodate future needs of the system for at least 20 years into the future.  To prepare a schedule of improvements that meets the goals of the City’s finan- cial program. The City of Arlington Comprehensive Sewer Plan is presently being updated and should be completed in early 2006 was last up- dated in September 2008. Although not completed, the The Plan is expected to presents a description of the existing sewer system and service area, a forecast of fu- ture sewer demands, policies and design criteria for sewer system operation and im- provements, the operations and mainten- ance program, staffing requirements, a schedule of improvements, and a financial plan to accomplish the improvements. The Plan should also includes several ancillary elements such as sludge management, sol- ids handling and wastewater pretreatment programs, and NPDES and other permitting requirements flow monitoring and discus- sion of three preliminary alternatives for ex- panding the service area west of Interstate 5. 12.3 WATER COMPREHENSIVE PLAN The City of Arlington's water system is a major infrastructure, much of which is invisi- ble to the people that receive water from it. The water system requires qualified staff to operate and maintain it, and an ongoing capital improvement program to replace old components to meet the requirements man- dated by federal and state laws. The prima- ry purpose of the City of Arlington Compre- hensive Water System Plan (WSP) areis: City of Arlington Comprehensive Plan Other Plans Adopted by Reference 12 - 2 5 December 20057 January 2011  To evaluate existing water demand data and project future water demands.  To analyze the existing water system to determine if it meets minimum require- ments mandated by DOH and the City’s own policies and design criteria.  To identify water system improvements that resolve existing system deficiencies and accommodate future needs of the system for at least 20 years into the f u- ture.  To prepare a schedule of improvements that meets the goals of the City’s finan- cial program.  To evaluate past water quality and iden- tify water quality improvements, as ne- cessary.  To document the City’s operations and maintenance program.  To prepare conservation, emergency response, cross connection control, wellhead and watershed protection, and water quality monitoring plans.  To comply with all other water system plan requirements of DOH. This plan complies with Washington State Department of Health (DOH) regulations under WAC 246.290.100, which requires water purveyors to update their water sys- tem plans every six years. The City’s cur- rent City of Arlington Water System Com- prehensive Plan WSP was last updated in November 2010 and is pending DOH ap- proval, after which it will be adopted by Ar- lington City Council (anticipated February 2011). The current WSP was approved by DOH in August 2004 and adopted by Arling- ton the City Council in August 2005. The Comprehensive Water System Plan WSP presents a description of the existing water system and service area, a forecast of future water demands, policies and design criteria for water system operation and im- provements, the operations and mainten- ance program, staffing requirements, a schedule of improvements, and a financial plan to accomplish the improvements. The Plan WSP also includes several ancillary elements, which include a water conserva- tion plan, a water quality monitoring plan, a wellhead protection plan, and an emergency response plan. The existing water system was evaluated to determine its ability to meet the policies and design criteria of the City and those mandated by the Department of Health. The results of the evaluation are summarized below.  The City has sufficient water supply to meet the demands of the existing water system customers. However, additional water supply will be needed as early as 2014 to meet the projected demands of the system based on the forecasted population growth.  The existing Airport Well need rehabili- tation related to the aging structure and general safety issues. If the City can ob- tain additional water rights for the well, the capacity of the well will be increased and the water will require iron and man- ganese treatment.  Additional storage is needed for system redundancy and for future storage re- quirements related to growth.  The Burn Road Reservoir is surrounded by steep slopes and is reaching its de- sign life. Abandonment of the storage reservoir is necessary.  General structural and ventilation im- provements are necessary at the Gle- neagle Reservoir.  Several areas of system require re- placement of existing water main to re- solve deficiencies related to low fire flows, aging water main, and undesira- ble materials.  An additional pressure reducing station is needed to improve fire flow in a loca- lized area.  The existing remote telemetry units are linked to the master telemetry unit with leased telephone lines and should be upgraded to a radio-based or fiber-optic based telemetry system. City of Arlington Comprehensive Plan Other Plans Adopted by Reference 12 - 3 5 December 20057 January 2011 Improvements to the water system are ne- cessary, primarily to resolve existing system deficiencies, but also to accommodate the increase in water demands from future growth. Improvements identified for the first six years of the capital improvement pro- gram (2004-2009) are estimated to cost ap- proximately $14,317,000, which results in an average expenditure of approximately $2,386,000 per year. Improvements in the following six years (2010-2015) are esti- mated to cost approximately $11,516,000. The financial analysis is intended to illu- strate the feasibility of funding the operation and maintenance and capital improvements recommended for the water system for the next six years. The first six years of capital improvements can be funded from a combi- nation of sources that include low interest Public Works Trust Fund loans, connection charges, rates and reserves. The cost of operating the water system and funding capital improvements over the upcoming six years will require an increase in rates and connection charges. 12.4 STORMWATER MANAGEMENT COMPREHENSIVE PLAN The City of Arlington's municipal separate storm sewer system (MS4) is a major infra- structure, much of which is imperceptible to the people whose daily activities result in the discharge of waste materials, through stormwater, to surface and ground water within the City. The MS4 requires qualified staff to operate and maintain it, and an on- going capital improvement program to re- place old components to meet the require- ments mandated by federal and state laws. The primary purpose of the City of Ar- lington Comprehensive Stormwater Plan is:  To assure the safety and protection of citizens and their property from flooding.  To help assure the regulatory provisions of the NPDES II Municipal Stormwater Permit are fully met.  To facilitate the recovery of receiving waters whose quality is currently im- paired with regard to aquatic life and habitat, and is currently unsafe with re- gard to human contact recreation. These water clean-up plans are formally known as Total Maximum Daily Loads.  To protect from contamination and re- duce the treatment costs of the ground- waters and surface waters on which the City depends for its potable water supply.  To facilitate the recovery of aquatic spe- cifies whose populations are depleted and are listed as Threatened under the Endangered Species Act. The City of Arlington has many programs and activities in place to protect the quality of surface waters and groundwater. The City developed a stormwater comprehen- sive plan in 1995 that addressed both the management of stormwater quantity and quality (local flooding or stormwater pollu- tion problems). The City regulates stormwa- ter impacts through its stormwater ordin- ance (Ordinance No. 1266) adopted by the City Council on September 4, 2001, and will soon begin to finance stormwater capital facilities through the implementation of a stormwater utility authorized by the same ordinance. Because the regulatory environ- ment has changed since 1995, particularly with respect to endangered species and the National Pollutant Discharge Elimination System (NPDES) Phase II stormwater dis- charge permit for small municipalities, the City is obligated to re-visit its stormwater management plan to ensure that spending on capital facilities is focused on appropriate goals. City of Arlington Comprehensive Plan Other Plans Adopted by Reference 12 - 4 5 December 20057 January 2011 The City’s Comprehensive Stormwater Plan was last updated in October 2010 and adoption by Arlington City Council is pend- ing (anticipated February 2011). The prior plan was last prepared in 1995. The Plan presents: a review of issues driving storm- water management within the City; a de- scription of the physyical environment in- fluencing stormwater in the City; an evalua- tion of the MS4, by subbasins, and its needs for correcting existing deficiencies, or ac- commodating anticipated growth; an evalua- tion of staffing requirements to meet regula- tory programs required under the stormwa- ter discharge permit; a description and schedule of improvements, and a financial plan to accomplish the improvements. The City of Arlington is in the process of updat- ing its Stormwater Management Compre- hensive Plan. The expected completion date of the Plan is May 2006. Several f Fe- deral and, state, and local regulatory pro- grams that are addressed through imple- mentation of this management of both sur- face and groundwater in the Arlington area will affect preparation of the Stormwater Management Comprehensive Plan include. Some of the most pertinent regulations and programs are:  Federal Clean Water Act NPDES re- quirements.  Federal Clean Water Act total maximum daily load (TMDL) requirements, for the Stillaguamish River and the Quilceda- Allen watershed.  Federal Safe Drinking Water Act sole source aquifer and wellhead protection requirements.  Federal Endangered Species Act.  State Water Quality Standards.  State Stillaguamish In-stream Flow Rule (State).  State Underground Injection Control program.  State GMA requirements.  State Centennial Clean Water Fund grant requirements. 12.5 ECONOMIC DEVELOPMENT PLAN The Arlington Economic Development Plan, adopted in October 2005, is a blueprint of action items designed to give guidance to the City in terms of proactive steps the City can take to increase economic develop- ment. See §10.4.2, Economic Development Plan, for a description of the plan, and §10.5.3, Specific Actions from the Economic Development Plan, for a description of these action items. 12.6 AIRPORT MASTER PLAN The Arlington City Council adopted the Ar- lington Municipal Airport Master Plan in 1995. The Master Plan currently in use was revised in June of 2002. This was due in part by the Federal Aviation Administration's (FAA) request to show the Fly-In and Arling- ton Aeronautical Development land use plans. Its revision cycle is every five to six years. The report determined the short-, in- termediate-, and long-range needs for facili- ties at Arlington Municipal Airport. The planned improvements recommended therein were intended to:  Allow Arlington Municipal Airport to con- tinue to serve the general aviation and aviation-related needs of the area.  Continue to provide those facilities needed to serve the traditional users of the Airport.  Permit the continued development of the Airport to serve potential increases in the services required.  Maintain a high degree of flexibility in design so that future changes in the de- signation of the Airport and needs of po- tential users can be accommodated. The Master Plan report includes a determi- nation of the anticipated growth to be expe- City of Arlington Comprehensive Plan Other Plans Adopted by Reference 12 - 5 5 December 20057 January 2011 rienced at Arlington Municipal Airport and an evaluation of the ability of the existing facilities to accommodate this demand. In preparing the scope and direction for the Master Plan, it was determined that given the context which the Arlington Airport is currently operating within, it would be ne- cessary to analyze four different operational alternatives, or roles, which the Airport might be expected to serve over the speci- fied planning period. The four roles, which were analyzed as part of this master plan- ning effort included:  Remaining in its traditional role as a general aviation-only facility. The Airport would then respond to the forecasted needs of the user group.  Expanding the role of the Airport to pro- vide regional commuter passenger ser- vice. The Airport would assume regional commuter passenger service and exist- ing facilities would be provided to ac- commodate aircraft such as the Fair- child Metroliner, or Dornier 328.  Promoting the Airport as an aviation- related industrial facility. The Airport would assume an industrial air cargo role and would provide the necessary facilities to accommodate aircraft such as the Bae 146-100 cargo aircraft.  Promoting the Airport as a business and corporate aviation facility. The Airport would assume a business/corporate role and would provide the necessary im- provements to accommodate aircraft such as the IAI 1125 Westwind business jet. The traditional role of the Arlington Munici- pal Airport is that of a general aviation (GA) facility. This was determined after consider- ation of all of the data and analyses pre- sented during the preceding elements of the Master Plan update. In addition, and after much consideration, the Arlington Master Plan Advisory Committee unanimously chose the role to remain as a traditional general aviation airport, including support of business/corporate aircraft uses. The fore- casts generated for each of the four opera- tional scenarios were then used to deter- mine whether or not existing facilities at the Airport would be sufficient to accommodate the forecast growth activity. The Advisory Committee's recommendations were pre- sented to both the Arlington Airport Com- mission and the Arlington City Council for review and approval. The Commission and the Council both voted unanimously in sup- port of the Advisory Committee's recom- mendations, and the Airport Layout Plan was further refined to support these deci- sions. Hence, the Airport remains in its tra- ditional GA role and existing facilities will respond to the forecasted needs of the user group. The Master Plan is comprised of the follow- ing:  Airport Activity Forecasts  Facility Requirements  Development Concepts and Alternative Analysis  Airport Environs Land Use Plan and Noise Analysis  Airport Plans and Development Program Forecasting is the key element in the plan- ning process. Forecasts are essential for analyzing existing airport facilities and iden- tifying future needs and requirements for these facilities. Historic and existing airport activity plays an important role in determin- ing future activity. Historically, the socioeco- nomic conditions of a particular region im- pact aviation activity within that region. Lo- cal and itinerant operations as well as based aircraft at the field help to project fu- ture operations. The amount and kind of aviation activity occurring at an airport is dependant upon many factors, but are usually reflective of the services available to aircraft operators, the businesses located on the airport or within the community, and the general economic conditions prevalent within the surrounding area. The most often analyzed indicators are population, em- ployment, and income. City of Arlington Comprehensive Plan Other Plans Adopted by Reference 12 - 6 5 December 20057 January 2011 The ability of an airport to accommodate the existing and forecasted aviation activity is primarily a function of the major aircraft op- erating surfaces that compose the facility and the configuration of those surfaces (runways and taxiways). Facility require- ments are also related to and considered in conjunction with weather conditions, the surrounding airspace, the availability and type of navigational facilities, and the type and amount of landside access. Development Concepts and Recommenda- tions are presented in the Master Plan in terms of both their concept and reasoning. Therefore, several basic assumptions have been established, which are intended to di- rect the future expansion of airport devel- opment. These assumptions are supported by the aviation activity forecasts and include a commitment for continued Airport expan- sion, which supports the need of the region and thus generates economic development. The Airport Environs Land Use Plan and Noise Analysis was developed due to the following. The relationship between airports and surrounding land uses is a very sensi- tive issue in most communities today. Hence, it must be carefully monitored and regulated to avoid future airport/community conflicts. Land use planning considerations set forth in this document are intended to present clear and concise recommendations regarding the ownership and development of land within the Arlington Municipal Airport influence area. Interested parties would in- clude homeowners and buyers, homebuild- ers, developers, area representatives, and local jurisdiction having land use control au- thority. The two primary issues associated with land use planning in the vicinity of airports are safety and noise. The issue of safety per- tains to both public on the ground and the public involved with the flight operation. The issue of noise is related to the operation of an aircraft and its impact upon the surround- ing influence area of the airport. The Washington State Growth Management Act (GMA), requires that the comprehensive plan of each county and city that plan under the GMA, include a process for identifying and siting essential public facilities. Airports are designated as essential public facilities within the State of Washington; therefore, the implementation of both land use and development controls is vested within the authority of local city, county, or state gov- ernments and they are responsible for en- suring compatible land use and appropriate zoning requirements around airports. Under the Airport Plans and Development Program, the plan for the future develop- ment of Arlington Municipal Airport has evolved from an analysis of numerous con- siderations. Among these are: aviation de- mand, aviation activity forecasts, aircraft operational characteristics, facility require- ments, and environmental considerations. In addition, the general direction or thrust of future airport development, as expressed by the City of Arlington and as characterized in the statement of goals, served as a basis for this airport planning process. 12.7 SHORELINE MASTER PLAN The City has adopted the 1974 Snohomish County Shoreline Management Master Pro- gram as its Shoreline Master Plan, though it has been amended numerous times. Truth told, it is a very old document and complete- ly out of line with today’s laws and sensibili- ties. The City is required under state law to update its shoreline plan by 2009. 12.8 ARLINGTON SCHOOL DISTRICT CAPITAL FACILITIES PLAN The Arlington School District is required to prepare a 6-year Capital Facilities Plan City of Arlington Comprehensive Plan Other Plans Adopted by Reference 12 - 7 5 December 20057 January 2011 every two years. Based on projected growth, this plan details the projected capi- tal facilities the district will need to provide the required educational services. Every two years the district applies for a Comprehen- sive Plan amendment through the City so as to incorporate their latest plan. It is on this plan that school impact fees are based. 12.9 LAKEWOOD SCHOOL DISTRICT CAPITAL FACILITIES PLAN The Lakewood School District is required to prepare a 6-year Capital Facilities Plan every two years. Based on projected growth, this plan details the projected capi- tal facilities the district will need to provide the required educational services. Every two years the district applies for a Comprehen- sive Plan amendment through the City so as to incorporate their latest plan. It is on this plan that school impact fees are based. 12.10 SNOHOMISH COUNTY SOLID WASTE MANAGEMENT PLAN Arlington is signatory to this plan and our solid waste planning is completed in con- junction with Snohomish County; this is our official solid waste planning document. 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Users agree to indem nify, defend, and hold harmless the City of Arlington for any and all liability of any nature arising out of or resulting from the lack of accuracyor correctness of the data, or the use of the data presented in the maps. Proposed UGA Land UseAmendments Date: Stream courses, waterbo dies (2009) Snoho mish C ounty Dept of In formation Syste ms GIS d ata se t. Pa rce ls d ownlo aded from Snoh omish County Assessor's FTPsite 201 0. Legend D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D DSR 530E BURKE AVE E DIVISION ST P/SPP/SP RHD OTRD OTBD- 2 OTBD - 3 RMD RHD NC RLMD OTBD - 3 P/SP P/SP OTBD - 3 P/SP Curr ent C it y a nd UG A La nd Us e Amen d lan d us e d esi gn ation o f RL MDto P/SP for Gr aafstra Lo wl and s U GA SR = Su rb u rba n Re sid en tia l RLM D = L o w to Mo de ra te De n sity Reside ntial RMD = Mo d era te Den sity Re side n tial RHD = High De n sity Reside ntial OT RD = Old To wn Re sid en tia l Distr ict NC = Ne ig h bo rh oo d Com m e rcia l !!!!! !!!!! !!!!!OT BD - 1 = Old To wn Bu sin ess District 1 OT BD - 2 = Old To wn Bu sin ess District 2 D D D D D D D D D D D D D D D D D D D D OT BD - 3 = Old To wn Bu sin ess District 3 GC = Gen e ral Co m m ercial HC = High wa y Com m er cia l BP = Bu sin e ss Par k LI = L ig ht Ind u strial GI = Ge ne ra l In du str ia l P/SP = Pu blic/Se mi-Pu b lic MS = M ed ica l Se rvice s AF = Avia tion F lig htlin e Boundaries & Transportation Arlin gton_polygon Sta te H igh way Sta te R o ute Arte ria l Co lle cto r Arlin gton UGA th 11/04/10 UV9 !"`$ ?Ó ?Ô SR 530 51ST AVE NE SR 530 E BURKE AVE N OLYMPIC AVE 211TH PL NE E HIGHLAND DR 47TH AVE NE PIONEER HWY E 186TH ST NE 204TH ST NE 67TH AVE NE 188TH ST NE SR 531 CEMETERY RD 59TH AVE NE MCELROY RD SR 531 N WEST AVE SMOKEY POINT BLVD SMOKEY POINT BLVD SR 9 SR 9 TVEIT RD TVEIT RD BURN RD North Fork Stillaguamish River Stillaguamish River North Fork Stillaguamish River Olson Lake City of Arlington Cartographer: File Name: UGAZoningAmend_24x36_10(Graafstra).mxd Maps and GIS data are distributed “AS-IS” without warranties of any kind, either express or im plied, including but not lim ited to w arranties of suitabilityfor a particular purpose or use. Map data are compiled from a variety of sources which may contain errors and users who rely upon the information do so at their own risk. Users agree to indem nify, defend, and hold harmless the City of Arlington for any and all liability of any nature arising out of or resulting from the lack of accuracyor correctness of the data, or the use of the data presented in the maps. Proposed UGA ZoningAmendments Date: Stream courses, waterbo dies (2009) Snoho mish C ounty Dept of In formation Syste ms GIS d ata se t. Pa rce ls d ownlo aded from Snoh omish County Assessor's FTPsite 201 0. Legend D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D DSR 530E BURKE AVE E DIVISION ST P/SPP/SP RHD OTRD OTBD- 2 OTBD - 3 RMD RHD NC RLMD OTBD - 3 P/SP P/SP OTBD - 3 P/SP Curr ent C it y a nd UG A Zo ni ng Amen d pre zo n ing d esi gn atio n of RL MDto P/SP for Gr aafstra Lo wl and s U GA SR = Su rb u rba n Re sid en tia l RLM D = L o w to Mo de ra te De n sity Reside ntial RMD = Mo d era te Den sity Re side n tial RHD = High De n sity Reside ntial OT RD = Old To wn Re sid en tia l Distr ict NC = Ne ig h bo rh oo d Com m e rcia l !!!!! !!!!! !!!!!OT BD - 1 = Old To wn Bu sin ess District 1 OT BD - 2 = Old To wn Bu sin ess District 2 D D D D D D D D D D D D D D D D D D D D OT BD - 3 = Old To wn Bu sin ess District 3 GC = Gen e ral Co m m ercial HC = High wa y Com m er cia l BP = Bu sin e ss Par k LI = L ig ht Ind u strial GI = Ge ne ra l In du str ia l P/SP = Pu blic/Se mi-Pu b lic MS = M ed ica l Se rvice s AF = Avia tion F lig htlin e Boundaries & Transportation Arlin gton_polygon Sta te H igh way Sta te R o ute Arte ria l Co lle cto r Arlin gton UGA th 11/04/10 City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT E COUNCIL MEETING DATE: January 24, 2011 SUBJECT: Creation of a new Chapter in the Municipal Code to recoup court costs - AMC Chapter 3.xxx – Crime Prevention Funding DEPARTMENT OF ORIGIN: Executive Contact: Kristin Banfield, 360-403-3444 ATTACHMENTS: - AMC Chapter 3.xxx EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: General Fund – Criminal Justice LEGAL REVIEW: City Attorney has completed his review. DESCRIPTION: Staff is proposing adding a new chapter to AMC Title 3 which will allow the City to recoup some of the court filing fees. The City of Marysville currently has a similar ordinance in place that generates some income to offset court filing fees and costs currently borne by the City alone. In any case where an accused has been convicted of a misdemeanor or gross misdemeanor crime in Arlington Municipal Court (operated by Marysville Municipal Court), there will be, in addition to any fine levied, a penalty in the amount of fifty dollars ($50.00) per charge. The penalty is non- suspendable and will be deposited into the General Fund to offset criminal justice and policing costs. HISTORY: The City has been updating the Arlington Municipal Code over the course of the past year. The project should be complete and the AMC completely updated in a searchable format on the City’s website. The City has contracted with Marysville for Municipal Court services since 2002. ALTERNATIVES: Remand to staff for further revision. Council is requested to provide specific guidance should further revision be requested. RECOMMENDED ACTION: No action at this time. Council will be asked to approve the proposed ordinance at the February 7, 2011 Council meeting. ORDINANCE NO. 2011--xxx ORDINANCE NO. 2011 – xxx AN ORDINANCE OF THE CITY OF ARLINGTON, WASHINGTON CREATING A NEW CHAPTER 3.86 OF THE ARLINGTON MUNICIPAL CODE RELATING TO CRIME PREVENTION FUNDING WHEREAS, in connection with the City's enforcement of criminal violations of the Arlington Municipal Code, the City expends substantial resources on police services and crime prevention activities; and WHEREAS, because of the substantial costs incurred by the City as a result of persons violating the law, it is appropriate that those individuals who have been convicted of criminal misdemeanor and gross misdemeanor violations of the Municipal Code be responsible for the costs incurred by the City's taxpayers because of such criminal conduct; and WHEREAS, it is appropriate that the City provide for a cost funding mechanism, to be imposed on individual convicted of criminal misdemeanor and gross misdemeanor violations of the Municipal Code to help pay for the police services involved in crime prevention. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF ARLINGTON, WASHINGTON DO ORDAIN AS FOLLOWS: Section 1. The purpose of this ordinance is to create a new chapter in the Arlington Municipal Code Purpose establishing Crime Prevention Funding as a line-item in the General Fund budget. Section 2. Creation of Chapter 3.86 of the Arlington Municipal Code A new chapter 3.86 of the Arlington Municipal Code is hereby created to read as . follows: Chapter 3.86 CRIME PREVENTION FUNDING Sections: 3.86.010 Fund Created 3.86.020 Sources of Crime Prevention Funding – Contribution Required 3.86.030 Expenditures 3.86.010 Fund Created. There is created and established within the General Fund budget of the City of Arlington a separate line-item to be known as CRIME PREVENTION FUNDING. 3.86.020 Source of Crime Prevention Funding - Contribution Required. 1. In any case where an accused has been convicted of a misdemeanor or gross misdemeanor crime in Arlington Municipal Court, there shall be, in addition to any fine ORDINANCE NO. 2011--xxx levied, a penalty in the amount of fifty dollars ($50.00) per charge, which penalty shall be non-suspendable, and which shall be deposited into the Crime Prevention Fund line-item. The fact that this penalty is imposed on each charge shall not in any way reduce the obligation of the accused to pay any other cost, fine or penalty prescribed by the court. 2. For the purposes of subsection (1) of this section a conviction shall include a deferred prosecution, deferred sentence or guilty finding. 3.86.030 Expenditures. Monies deposited in to this line item fund shall be used for funding Police and administration of justice projects and activities geared towards crime prevention, including but not limited to: publications and dissemination of crime prevention information and for funding of other crime prevention projects and purposes, and for general police activities responding to and addressing the effects of crime within the community, and for any other purposes geared to improve administration of the criminal justice system, as determined and approved by the City Council. Section 3. Severability . If any section, subsection, sentence, clause, phrase or word of this ordinance should be held to be invalid or unconstitutional by a court of competent jurisdiction, such invalidity or unconstitutionality thereof shall not affect the validity or constitutionality of any other section, subsection, sentence, clause, phrase or word of this ordinance. Section 4. Effective Date . A summary of this Ordinance consisting of its title shall be published in the official newspaper of the City, and shall take effect and be in full force five (5) days after the date of publication. PASSED by the City Council of the City of Arlington and APPROVED by the Mayor this ______ day of _____________________, 2011. CITY OF ARLINGTON ____________________________________ Margaret Larson, Mayor ATTEST: ___________________________________ Kristin Banfield, City Clerk ORDINANCE NO. 2011--xxx APPROVED AS TO FORM: ___________________________________ Steven J. Peiffle, City Attorney City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT F COUNCIL MEETING DATE: December 13, 2010 SUBJECT: Update of AMC Chapter 5.12 – Vehicles for Hire DEPARTMENT OF ORIGIN: Executive Contact: Kristin Banfield, 360-403-3444 ATTACHMENTS: - AMC Chapter 5.12 with strikeouts EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: N/A LEGAL REVIEW: City Attorney review is pending. DESCRIPTION: Staff is proposing a revision of the current AMC Chapter 5.12 which addresses vehicles for hire operating in the City. The rewrite provides for a clear process for application, issuance, denial, and revocation of licenses issued to those operating vehicles for hire. This chapter was originally adopted in 1950 and was last revised in 1959. HISTORY: The City has been updating the Arlington Municipal Code over the course of the past year. The project should be complete and the AMC completely updated in a searchable format on the internet. ALTERNATIVES: Remand to staff for further revision. Council is requested to provide specific guidance should further revision be requested. RECOMMENDED ACTION: No action at this time. Council will be asked to adopt an ordinance reflecting the recommended revisions at the February 7, 2011 Council meeting. Chapter 5.12 - VEHICLES FOR HIRE >> Chapter 5.12 - VEHICLES FOR HIRE Sections: 5.12.010 - Definitions. 5.12.020 - Taxicab operation—Compliance with conditions—License required. 5.12.030 - License fee. 5.12.040 - Taxi stand designation. 5.12.050 - Inspection of vehicles. 5.12.060 - Driver's license requirement. 5.12.070 - Allowing felon or intoxicated person to drive unlawful. 5.12.080 - Additional passengers. 5.12.090 - Cruising unlawful. 5.12.100 - Twenty-four hour schedule—Operator availability. 5.12.110 - Records. 5.12.120 - Revocation of license. 5.12.130 - Operator—Qualifications. 5.12.140 - Operator—Identification. 5.12.150 – Fare payment. 5.12.160 – Violations – Penalty. 5.12.010 - Definitions. (a) "For hire car" wherever used in this chapter means and includes every motor vehicle having a seating capacity of seven passengers or more, as per manufacturer's rating, used for the transportation of passengers for hire, and not operated exclusively over a fixed and defined route. (b) "Person" wherever used in this chapter means and includes natural persons of either sex, firms, copartnerships, associations, and corporations, whether acting by themselves, by servant, agent or employee. The singular number includes the plural and the masculine pronoun includes the feminine and neuter. (c) "Taxicab" or "taxi" wherever used in this chapter means and includes every motor vehicle having a seating capacity of six passengers or less, as per manufacturer's rating, used for the transportation of passengers for hire, and not operated exclusively over a fixed and defined route. 5.12.020 - Taxicab operation—Compliance with conditions—License required. It is unlawful to operate any taxicab upon the streets of Arlington until any person owning or operating said taxicab has first complied with the following conditions: (1) Comply with all the laws of the state relating to the operation of taxicabs, and obtain a permit from the director of licenses of the state for the operation of said taxicab; (2) File the required bond or liability insurance with the director of licenses of the state, as is now or may hereafter be required by law; (3) Have on file with the city clerk of the city a receipt from the insurance company showing payment of the premium upon such bond or liability insurance required to be filed with the director of licenses of the state, together with a copy of such bond; (4) Have paid all license fees due to the state or city; providing this section shall not apply to any taxicab entering the city for the purpose of discharging passengers who have entered said taxicab at points outside the corporate limits of the city; (5) A person owning or operating any of the vehicles defined in Section 5.12.010 (a) and (c) shall first secure a license to do so from the city clerk, obtained in the following manner: (A) The applicant shall upon blanks provided for the purpose by the city clerk, furnish full information concerning ownership; the number and classification of vehicles to be operated; the name, fictitious or otherwise, under which the applicant intends to operate; and such other information as may be deemed necessary for proper supervision and the public good, (B) If it appears from the information obtained that the applicant has met all of the requirements of this chapter, that the vehicles are equipped with valid state licenses, and that they are properly bonded or insured for the protection of the public as required by the motor vehicle laws of the state, a license may be issued upon payment of the license fee herein provided for in Section 5.12.030, (C) All licenses shall expire one year from the date the same is granted; (6) The person, firm or corporation owning or operating such taxicab shall file with the city clerk a true, accurate, and detailed statement of its rates, fares or charges in current use by such taxicab, and shall also post said rates in a conspicuous place in said taxicab where the same can be readily observed and read by a passenger for hire therein and it is unlawful to charge any higher or greater fare than that set forth in said schedule of rates. (7) The provisions of this chapter shall not apply to motor vehicles operated by any municipal or privately owned nonprofit transit system. 5.12.030 - License fee. The annual fee for a vehicle for hire license is established by the City’s fee resolution. The fee shall be paid at the time of application and is nonrefundable. No taxicab or for hire car shall ply or be operated upon the streets of the city without first paying a license fee to the city at the rate of thirty-five dollars for the first such vehicle, and fifteen dollars for each additional one; provided, that nothing herein contained shall be construed to apply to hearses, or to buses or stages running on a regular schedule and used exclusively for the transportation of passengers to and from points outside the city. 5.12.040 The city council may by resolution on regular application therefor designate and set aside places on the public streets of the city where taxicabs for hire may stand for public patronage, whereupon the taxicab company to which such space shall be allocated shall be obligated to operate out of said space so reserved and set aside, and said taxicab shall not be permitted to park on the public streets on places other than the space so reserved for it. No person owning or operating taxicabs or for hire cars shall be allocated more than one such place on the streets of the city. The city council may also include in said resolution such charge for such space as may be determined by the city council to be paid by the taxicab company to which such space is allocated. - Taxi stand designation. (Ord. 293 §4, 1950). 5.12.050 - Inspection of vehicles. All vehicles operating under authority of this chapter may be inspected from time to time by the chief of police for the purpose of determining whether the same are clean, properly equipped, of good appearance and in his opinion, in a safe condition for the transportation of passengers; and it is unlawful for any person to drive or operate, or engage in the business of operating any taxicab or for hire car, unless and until the same has been inspected and approved by the chief of police. a. All for hire vehicles may be inspected from time to time ad determined by the chief of police or designee in response to complaints received or observations that such is desirable, for the purpose of determining proper equipment , safety and sanitation of such vehicle. The scope of for-hire vehicle inspections includes but is not limited to standards regarding cleanliness, brakes, lights, tires, glass, seat belts and any other special equipment that may be required. b. If the chief of police or designee determines during inspection that the condition of any for-hire vehicle needs correction, he/she may issue to the operator or driver thereof a notice in whriting specifying such defects and the same shall be remedied immediately or by a later date determined at the time of inspection. It is unlawful to fail to comply with any written notice to make corrections on the vehicle for hire. 5.12.060 - Driver's license requirement. It is unlawful for any person owning, controlling, or engaged in the business of operating taxicabs or for hire cars to employ as a driver of any such vehicle, or permit any such vehicle to be driven by, a driver who does not possess a valid and subsisting Washington state driver's license. 5.12.070 - Allowing felon or intoxicated person to drive unlawful. It is unlawful for any person engaged in the business of operating a taxicab or for hire car to knowingly permit any person to drive the same who has been convicted of any felony or of driving while intoxicatedunder the influence. 5.12.080 - Additional passengers. It is unlawful to place additional passengers in a taxicab or for hire car without securing the consent of the party by whom it was first engaged. 5.12.090 - Cruising unlawful. It is unlawful for any person to cruise, drive or operate a taxicab or for hire car repeatedly or persistently to and fro upon the public street for the purpose of soliciting business. 5.12.100 - Twenty-four hour schedule—Operator availability. All persons licensed to operate taxicabs or for hire cars within the city shall operate on a twenty-four hour schedule and shall be available either in the taxi zone or by telephone. 5.12.110 - Records. Each driver of a taxi or for hire car shall keep accurate trip sheets, dated, and giving mileage, and the amount of money charged each fare, and these trip sheets shall be retained for three years. 5.12.120 - Revocation of license. (a) All licenses issued shall be subject to revocation by the city councilCity if the holder thereof or any person employed by him in the operation of any such vehicle fails or neglects to comply with or violates any of the terms and provisions of this chapter, or who violates any of the terms or provisions of any of the ordinances of the city relative to the operation or use of vehicles upon the public highways, or relating to traffic upon the same, or who directly, or indirectly, either himself or by or through his agent, driver or servant, sells, gives away, or in any manner disposes of narcotic drugs or intoxicating liquor in connection with the use of any such vehicle in the transaction of the business for which such license has been issued, or uses or permits the use of any such vehicle to carry or transport such drugs or liquor, or causes or permits to be kept therein any such drugs or liquor, or uses or permits the same to be used for transporting any person or persons who may be contributing to or attempting to or having the design of contributing to the delinquency of any minor or who violates any of the ordinances of the city or the laws of the state in or by the use or operation of any such vehicle. (b) Upon complaint being made to the city councilCity Clerk of any of the acts or omissions herein set forth, notice shall be given to the holder of such license thereof, and that at a time and place to be fixed therein the city councilCity’s Hearing Examiner will conduct a hearing upon the question of whether or not the license shall be revoked, at which time and place, or the time and place to which said hearing may be adjourned, the licensee shall have the right to be heard and produce evidence in his behalf. If upon such hearing, the city councilHearing Examiner is satisfied that the licensee, or the driver of any vehicle covered by such license, is or has been guilty of the act or omission complained of and that by reason thereof the license should be revoked, it he/she may thereupon revoke such license. The notice provided for herein shall be personally served upprovided toon the licensee not less than three tendays before the date of such hearing. The said license may also be revoked upon like notice being given if it appears to the city council City Clerk that a license or bond or insurance issued to any licensee under the laws of the state has been canceled or revoked. 5.12.130 - Operator—Qualifications. No city driver's license shall be required, but any person driving a taxicab or for hire car must be at least twenty-oneeighteen years of age and duly licensed to drive a motor vehicle under the laws of the state, and he must submit to the city clerk a certificate from the city health officer which shows that he is free from infirmities of body and mind which would render him unfit to safely operate a taxi, and especially free from any taint of or tendency to epilepsy, vertigo, heart trouble or color blindness. It is unlawful for any driver of a taxicab or for hire car to operate such vehicle on the streets of the city if he/she has been convicted of violating any ordinance of the city or law of the state, and it shall be the duty of the holder of any taxicab license to discharge any such driver upon learning of any such conviction, or upon the request of the city council. . 5.12.140 - Operator—Identification. Each driver of any taxicab or for hire car shall provide for himself in duplicate a picture of himself of recent date, fingerprints and pertinent information as to age, address, number of Washington State Driver's License, and such other information as may be required by the city councilCity. This information shall be assembled upon a card, shall be validated by the city clerk, and one of said duplicate cards shall be hung or attached to the inside of each taxi in a conspicuous place, and shall be left in such taxi at all times when operated by such driver. The other duplicate card shall be placed on file with the city clerk. 5.12.150 - Operator—Identification. It shall be unlawful for any person to refuse to pay the regular fare for a taxicab after having hired the same. 5.12.160 – Violations - Penalty. Any person violating any provision of this chapter shall be deemed guilty of a misdemeanor, and upon conviction, shall be punished as provided in AMC 1.04.010. City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT G COUNCIL MEETING DATE: December 13, 2010 SUBJECT: Update of AMC Chapter 5.16 – Cabarets DEPARTMENT OF ORIGIN: Executive Contact: Kristin Banfield, 360-403-3444 ATTACHMENTS: - AMC Chapter 5.16 with strikeouts EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: N/A LEGAL REVIEW: City Attorney review is pending. DESCRIPTION: Staff is proposing a revision of the current AMC Chapter 5.16 which addresses licensing and operating regulations for cabarets operating in the City. The rewrite provides for a clear process for application, issuance, denial, and revocation of licenses issued to those operating cabarets. This chapter was originally adopted in 1971 and has never been revised. HISTORY: The City has been updating the Arlington Municipal Code over the course of the past year. The project should be complete and the AMC completely updated in a searchable format on the internet. ALTERNATIVES: Remand to staff for further revision. Council is requested to provide specific guidance should further revision be requested. RECOMMENDED ACTION: No action at this time. Council will be asked to adopt an ordinance reflecting the recommended revisions at the February 7, 2011 Council meeting. Chapter 5.16 - CABARETS Sections: 5.16.010 - Definitions. 5.16.020 - License required. 5.16.030 - Qualifications of licensees. 5.16.040 - Floor space requirements. 5.16.050 - Dancing area to be unobstructed—Location—Lighting—Exits. 5.16.060 - Application for license—Investigation and report—Issuance or denial. 5.16.065 – Approval or denial of application. 5.16.070 - Fee for license—Expiration and renewal. 5.16.080 - License and license fee nontransferable and nonrefundable. 5.16.090 - Maintenance of order. 5.16.100 - Interpretive or exhibition dancing not permitted. 5.16.110 - Revocation or suspension of license—Hearing. 5.16.115 – Appeals and hearing. 5.16.120 - Conduct subject to state law and city ordinances. 5.16.130 - Music permitted without license. 5.16.140 - Exemptions. 5.16.150 - Penalty for violations. 5.16.010 - Definitions. (a) "Cabaret" means any room or space whatsoever in the city in which any dancing is permitted in connection with the selling, serving or providing the public, with or without charge, liquor. (b) "Liquor" means all beverages defined in RCW 66.04.010(16). (c) "Person" means one or more natural persons of either sex, firms, associations, copartnerships and corporations, whether acting by themselves or by servant, agent or employee. 5.16.020 - License required. It is unlawful for any person to conduct, manage or operate a cabaret unless such person is the holder of a valid and subsisting license from the city so to do, obtained in the manner herein provided. 5.16.030 - Qualifications of licensees. No license shall be issued to: (a) A person who is not a citizen of the United States; (b) A person who has been convicted of a felony within five years prior to his application for a license; (c) A person who has not resided in the county of Snohomish for a period of one month prior to making application for a license; (d) A person whose place of business is conducted by a manager or agent, unless such manager or agent possesses the same qualifications required of the licensee; (e) A copartnership, unless all of the members thereof are qualified to obtain a license, as provided in this section; (f) A corporation, unless all officers and directors thereof are qualified to obtain a license, as provided in this section. The license shall be issued to the same person whose name appears on, or the person responsible to the Washington State Liquor Control Board for, the license issued by that board for the premises. 5.16.040 - Floor space requirements. No license for dancing shall be issued unless the dance area shall be not less than two hundred square feet in area and not less than ten feet from side to side; except in class H premises, in which case the floor space requirements shall be those which may be established by the Washington State Liquor Control Board, subject to the approval of the city council. 5.16.050 - Dancing area to be unobstructed—Location—Lighting—Exits. The space used and allocated for dancing must be kept clear of all objects, fixtures and furniture at all times, and shall not be located in a hall or in any passageway. Lighting density in all cabaret dancing areas will be governed by rules and regulations of the Washington State Liquor Control Board, and failure to so comply will constitute a violation of this chapter. Exits from the building shall be in accordance with the provisions of the building code in effect in the city. 5.16.060 - Application for license—Investigation and report—Issuance or denial. Application for a cabaret license shall be made to the city clerk, accompanied by the amount of the license fee in full. Upon receipt of such application, the facts relative thereto shall be transmitted to the chief of police, who shall immediately investigate the premises for which the license was applied for. The chief of police shall report to the city council the results of his investigation relative to the character of the proposed licensed premises and the conduct of patrons thereof. After due consideration of such information, if the city council shall deem that the issuance of a license to such premises shall be for the best interest of the community, it shall so advise the city clerk, and the city clerk shall thereupon issue the license. If after due consideration of such information the city council shall determine that issuance of said license would not be in the best interest of the community, it shall so advise the city clerk, who shall thereupon deny the license and arrange for the refund of the license fee. (a) Applicants for a license under this chapter must file with the City Clerk a sworn application in writing on a form to be furnished by the City. (b) All applications shall provide the following information on the application, (c)1. The name, home address, home telephone number, date and place of birth, and Social Security number of the applicant, if the applicant is an individual; (d)2. The names, home addresses, home telephone numbers, dates and places of birth, and Social Security numbers of the officers and directors of the applicant, if the applicant is a partnership. If the applicant is any other type of business entity, then the applicant shall provide the same information requested in this subsection for all managers or other persons who control the business decisions of that entity; (e)3. The name, address, and telephone number of the cabaret, and the names of all on-site managers of the cabaret; and (f)4. The name, address, and telephone number of the owner of the property on which the cabaret is located. (g)5. Each application must be completed in full and signed by the applicant in affidavit or declaration form wherein the applicant certifies under penalty of perjury that the applicant has personal knowledge of all matters asserted in said application and that the statements contained therein are true and complete. (h)(c) Duty to Supplement Application. In the event that any information on any application for a license under this chapter becomes outdated or otherwise inaccurate, an applicant or license holder promptly shall notify the clerk in writing and provide current information. (i)(d) Process for Completed Applications. A completed application shall be submitted to the city clerk. An application shall not be considered to be completed unless accompanied by a receipt or other notation from the city showing payment of the required license fee. The city clerk shall refer a completed application to the following city department heads for investigation and report as follows: (j)(e) The chief of police shall provide a criminal history record of the applicant; (f) The director of the department of community development shall provide a report stating whether or not the application or premises of the business reflect any actual or potential violations of the city zoning code; and (g) The building official shall provide a report indicating whether or not said premises are in compliance with all applicable health, safety and building statutes and regulations (h) The fire marshal shall provide a report indicating whether or not said premises are in compliance with all applicable fire prevention statutes and regulations. 5.16.065 – Approval or denial of application. Upon receipt of a completed application and reports from the above-named officials, a license application shall be approved by the city clerk, except that said application shall be denied for any one or more of the following reasons: (1) Application form is incomplete; or (2) Purpose of business sought to be licensed does not comply with the requirements of any city ordinance(s) relating to fire, buildings, health and sanitation or is, or will be if licensed, in violation of the city zoning code as determined by the reports from the above-named officials; or (3) The license was procured by fraud or any false statement or misrepresentation of fact in the application or in any report or record filed with the city clerk. In all events, the city clerk shall issue the license, or the reason(s) for nonissuance as soon as possible, but in no event more than 30 days after receipt of a completed application. 5.16.070 - Fee for license—Expiration and renewal. The annual fee for a cabaret license is established by the City’s fee resolution. The fee shall be paid at the time of application an d is nonrefundable. All licenses issued pursuant to this chapter are non-transferable and are valid for the calendar year in which issued. License fees shall not be prorated for any portion of the year. The fee for such cabaret license shall be seventy-five dollars per year. Each license shall expire on the thirty-first day of December of each year and shall be renewed annually. 5.16.080 No cabaret license and no fee paid therefor shall be transferable. Except as may otherwise be provided in this chapter, no license fee shall be refunded for any reason. - License and license fee nontransferable and nonrefundable. 5.16.090 - Maintenance of order. At all times while any dancing shall be conducted or be taking place at any premises for which a cabaret license is issued, where the music for such dancing is provided wholly or in part by one or more than one actual "live" musician rather than by means of electrical transcriptions, radio, tape, records or other similar means, a person capable of maintaining order on the premises shall be in attendance on said premises, and such person in attendance shall be employed by the licensee solely for the purposes of, and said person shall perform the duties of, refusing admission to intoxicated or underage persons, maintaining order, and removing unruly, disorderly and/or intoxicated persons from the premises. Such person shall at said times not be employed as a bartender, waiter, musician or in any other capacity and shall have no other duties than those hereinabove specified in this section. At all times while any dancing shall be conducted or be taking place at any premises for which a cabaret license is issued, on nights or on days when the music for said dancing is provided wholly by means of electrical transcriptions, radio, tape, records or other similar means, a person capable of maintaining order shall be in attendance at all times on the premises, who shall be responsible for refusing admission to intoxicated and underage persons, maintaining order, and removing unruly, disorderly and/or intoxicated persons from the premises, but such person need not be solely employed for such purposes. No member of the police department or any reserve policeman officer of this city shall ever be employed as such a person in attendance. (Ord. 607 §1 (part), 1971). 5.16.100 - Interpretive or exhibition dancing not permitted. No interpretive or exhibition dancing, such as "go-go dancing," shall be permitted in premises herein licensed as a cabaret. 5.16.110 - Revocation or suspension of license—Hearing. (1) The city clerk may revoke any license under this chapter, or may suspend any such license for a period of time not to exceed one year, where one or more of the following conditions exist: (a) The license was procured by fraud or by any false statement or misrepresentation of fact in the application or in any report or record required to be filed with the clerk; (b) The building, structure, equipment, operation or location of the business for which the license was issued does not comply with the requirements or standards of this code; or (c) The license holder, his or her employee, agent, partner, director, officer or manager has violated or permitted violation of any of the provisions of this chapter. (2) Upon determination that grounds for revocation or suspension of a license exist, the city clerk or designee shall send by first class mail, postage prepaid, to the license holder a notice of revocation or suspension. The notice shall set forth the grounds for revocation or suspension. The city council reserves unto itself the power to revoke any license issued under the provisions of this chapter at any time that investigation shows that the license was procured by fraud or false representation of fact; or for the violation of, or failure to comply with, any of the provisions of this chapter by the person holding such license or by any of his servants, agents and employees; or any crime or offense involving moral turpitude committed on the premises in which the cabaret is conducted; or in the event that it is determined that the future operation of the cabaret would be detrimental to the public peace, health or welfare of the city of Arlington. Before revoking any such license the city council shall, upon at least ten days' notice to the licensee given either personally or by ordinary mail addressed to the licensee, hold a hearing concerning such revocation, at which time the licensee shall be entitled to be heard and to introduce the testimony of witnesses. The action of the city council relative to such revocation after such hearing shall be final. 5.16.115 – Appeals and hearing. (1) Any person aggrieved by the action of the city clerk in refusing to issue or renew any license under this chapter or in suspending or revoking any license under this chapter shall have the right to appeal such action to the city hearing examiner, or to such other hearing body as may hereafter be established by the city council for the hearing of such appeals, by filing a notice of appeal with the city clerk within 10 days of receiving notice of the action from which appeal is taken. (2) The hearing examiner, upon receipt of a timely notice of appeal, shall set a date for a hearing of such appeal within 20 days from the date of such receipt, except when extenuating circumstances exist. The hearing shall be de novo. The hearing examiner shall hear testimony, take evidence and may hear oral argument and receive written briefs. The filing of such appeal shall stay the action of the city clerk, pending the decision of the hearing body. (3) The decision of the hearing examiner on an appeal from a decision of the city clerk shall be based upon a preponderance of the evidence. The burden of proof shall be on the appellant. (4) The decision of the hearing examiner shall be final unless appealed to the superior court within 20 days of the date the decision is entered. 5.16.120 - Conduct subject to state law and city ordinances. All such licensed premises shall be conducted in a quiet and orderly manner and as provided by the Washington State Liquor Control Act, the rules and regulations of the Washington State Liquor Control Board relating to the sale of intoxicating liquors, and the ordinances of the city. 5.16.130 - Music permitted without license. It is lawful for all taverns and class H licensees, duly licensed by the Washington State Liquor Control Board to have and permit music within the respective establishments, but shall not be permitted to conduct dancing unless licensed as provided in this chapter. 5.16.140 - Exemptions. Patriotic organizations shall be exempt from the provisions of this chapter. 5.16.150 - Penalty for violations. Any person violating any of the provisions or failing to comply with any of the mandatory requirements of this chapter is guilty of a misdemeanor, and upon conviction thereof such person shall be punished as provided in Section 1.04.010. City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT H COUNCIL MEETING DATE: January 24, 2011 SUBJECT: Creation of a new section in the Municipal Code to require a permit for filming of motion pictures DEPARTMENT OF ORIGIN: Executive Contact: Kristin Banfield, 360-403-3444 ATTACHMENTS: - AMC Chapter 5.44.025 EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: LEGAL REVIEW: City Attorney review is pending DESCRIPTION: Staff is proposing adding a new chapter to AMC Title 5 which will require those in the business or activity of the filming, video taping or otherwise producing motion pictures for television, internet or public exhibition within City limits to obtain a permit. The film permit will be issued in the same manner that special event permits are requested. HISTORY: The City is receiving approximately one filming request a month and needs to have a permit process in place to ensure that filming activities do not unreasonably interfere with the public health and safety of our citizens or unreasonably endanger any property within the City. . The City of Marysville currently has a similar ordinance in place that generates some income to offset court filing fees and costs currently borne by the City alone. ALTERNATIVES: Remand to staff for further revision. Council is requested to provide specific guidance should further revision be requested. RECOMMENDED ACTION: No action at this time. Council will be asked to approve the proposed ordinance at the February 7, 2011 Council meeting. Chapter 5.44 - PARADES, ATHLETIC EVENTS AND OTHER SPECIAL EVENTS Sections: 5.44.010 - Definitions. 5.44.020 - Permit required. 5.44.025 – Production of Motion Pictures – Permit Required 5.44.030 - Grounds for denial of application. 5.44.040 - Permit conditions. 5.44.050 - Appeal procedure. 5.44.060 - Exemptions from fees, indemnification agreement and insurance. 5.44.070 - Indemnification agreement. 5.44.080 - Insurance. 5.44.090 - Fees for city services. 5.44.100 - Cleanup deposits. 5.44.110 - Revocation of permits. 5.44.120 - Violation—Penalty. 5.44.130 - Savings clause. 5.44.010 - Definitions. For purposes of this chapter, the following definitions shall apply: "Special events" means and includes any event which is to be conducted on public property or on a public rights-of-way; and, also, any event held on private property which would have a direct significant impact on traffic congestion; or traffic flow to and from the event over public streets or rights-of-way; or which would significantly impact public streets or rights-of-way near the event; or which would significantly impact the need for city-provided emergency services, such as police, fire or medical aid. It is presumed that any event on private property which involves an open invitation to the public to attend or events where the attendance is by private invitation of one hundred or more people are each presumed to be an event that will have a direct significant impact on the public streets, rights-of-way or emergency services. Special events might include, but are not limited to, fun runs, roadway foot races, fund raising walks, auctions, bike-a-thons, parades, carnivals, shows, or inhabitations, filming/movie events, circuses, block parties and fairs. "Special events protected under the First and Fourteenth Amendments" means and includes any event involving political or religious activity intended primarily for the communication or expression of ideas. "Use" means to construct, erect, or maintain in, on, over or under any street, right-of-way, park or other public place, any building, structure, sign, equipment or scaffolding, to deface any public right-of-way by painting, spraying or writing on the surface thereof, or to otherwise occupy in such a manner as to obstruct the normal public use of any public street, right-of-way, park or other public place within the city, including a use related to special events. 5.44.020 - Permit required. A special event permit or authorization from the city is required for any event in a park, public place or on private property where it will significantly impact public sidewalks or roadways. Such special event permit shall be in addition to any street or park use, or other regular permits as may be required by ordinance. When such an event will be an exercise of rights protected by the First and Fourteenth Amendments to the United States Constitution, the application shall be processed promptly, without charging a fee for political or religious activities or imposing terms or conditions that infringe constitutional freedoms, and in a manner that respects the liberty of applicants and the public. A special event permit is not required for the following: (1) Parades, athletic events or other special events that occur exclusively on city property and are sponsored or conducted in full by the city of Arlington; (2) Funeral and wedding processions; (3) Groups required by law to be so assembled; (4) Gatherings of thirty or fewer people in a city park, unless merchandise or services arc offered for sale or trade; (5) Temporary sales conducted by businesses, such as holiday sales, grand opening sales, or anniversary sales; (6) Garage sales and rummage sales; (7) The exhibition of films or motion pictures; (8) Other similar events and activities which do not directly affect or use city services of property. Any person desiring to sponsor a parade, athletic event or special event shall be encouraged to apply for a special event permit by filing an application with the city at least sixty days prior to the date on which the event is to occur. Waiver of Application Deadline. Upon a showing of good cause or at the discretion of the city, the city may consider an application that is filed after the filing deadline if there is sufficient time to process and investigate the application and obtain police and other City services for the event. Good cause can be demonstrated by the applicant showing that the circumstance that gave rise to the permit application did not reasonably allow the participants to file within the time prescribed, and the event is for the purpose of exercising rights under the First and/or Fourteenth Amendments of the United States Constitution. 5.44.025 – Production of Motion Pictures – Permit Required. (1) Except as otherwise provided herein, it shall be unlawful for ny person to engage in the business or activity of the filming, video taping or otherwise producing motion pictures for television, internet, or public exhibition at any place within the City, other than at or in an established motion picture, television or photography studio, unless such person has first been issued a film production permit by the City Clerk. (2) The provisions of this section shall not apply to the filming, video taping, or the photographing or otherwise preserving of motion pictures: a. Solely for private or family use; b. For use in a criminal investigation or civil proceeding; c. For news purposes; d. For charitable or government purposes. 5.44.030 - Grounds for denial of application. The city may deny an application for a special event permit if: (1) The applicant provides false or misleading information; the applicant fails to complete the application or to supply other required information of documents; or the applicant declares or shows an unwillingness or inability to comply with the reasonable terms or conditions contained in the proposed permit; (2) The proposed event would conflict with another proximate event, interfere with construction or maintenance work in the immediate vicinity, or unreasonably infringe upon the rights of abutting property; or (3) The proposed event would unreasonably disrupt the orderly or safe circulation of traffic as would present an unreasonable risk of injury or damage to the public. In the event subsection (2) or (3), above, applies, the city shall offer the applicant the opportunity to submit an alternative date or place for the proposed event before denying the application. 5.44.040 - Permit conditions. (a) The city may condition the issuance of a special events permit by imposing reasonable requirements concerning the time, place and manner of the event, and such requirements as are necessary to protect the safety and rights of persons and property, and the control of traffic. The following conditions shall be applied to all special events permits: (1) Requirements relating to the time, place and manner of the event; (2) Requirements relating to the area of assembly and disbanding of the event along with uses of a specific route; (3) Requirements relating to pedestrians or vehicular traffic, including restricting the event to only a portion of the street or rights-of-way. (b) Conditions on special events permits not protected under the First and Fourteenth Amendments of the U.S. Constitution may include, but are not limited to: (1) Requirements for the use of traffic cones or barricades; (2) Requirements for the provision of first aid or sanitary facilities; (3) Requirements for use of event monitors and providing notice of permit conditions to event participants; (4) Restrictions on the number and type of vehicles, animals or structures at the event, and inspection and approval of floats, structures, and decorated vehicles for fire safety; (5) Compliance with animal protection ordinances and laws; (6) Requirements for use of garbage containers, cleanup, and restoration of city property. (7) Restrictions on the use of amplified sound and compliance with noise ordinance, regulations and laws; (8) Notice to residents and/or businesses regarding any activity which would require a street closure; (9) Restrictions on the sale and/or consumption of alcohol; (10) Elimination of an activity which cannot be mitigated to a point as to ensure public safety and welfare, or which causes undue liability to the city; (11) Requirements regarding the use of city personnel and equipment; (12) Compliance with any other applicable federal, state or local law or regulation. 5.44.050 - Appeal procedure. The applicant shall have the right to appeal the denial of a permit or a permit condition. The applicant shall also have the right to appeal the amount of fees or cleanup deposits imposed pursuant to Section 5.44.090, or a determination by the city that the applicant's certificate of insurance does not comply with the requirements specified in Section 5.44.080. A written notice of appeal shall be filed within three business days after receipt or personal delivery of a notice of denial or permit conditions from the city. The written notice of appeal shall set forth the specific grounds for the appeal and attach any relevant documents for consideration. The city council shall hear the appeal on the record provided from the designated city official and upon public comment given at the scheduled hearing before the council. The hearing shall be scheduled no later than thirty days after receipt of a timely and proper notice of appeal. Public comment at the appeal hearing shall be limited to three minutes per individual and fifteen minutes each for appellant and city respondent. The decision of the city council is final. If there is insufficient time for a timely appeal to be heard by the city council prior to the date on which the event is scheduled, the applicant may, at its own option, request that the designated city official schedule the appeal before the mayor or city administrator. The mayor or city administrator or designee shall hold a hearing no later than five business days after the filing of the appeal and will render a decision no later than one business clay after hearing the appeal. If the appeal is requested and heard before the mayor or city administrator, the mayor's or city administrator's decision is final. There is no further appeal to the city council. 5.44.060 - Exemptions from fees, indemnification agreement and insurance. No fee, indemnification agreement or insurance requirement shall be imposed when prohibited by the First and Fourteenth Amendment to the United States Constitution. Political or religious activity intended primarily for the communication or expression of ideas shall be presumed to be a constitutionally protected event. Factors that may be considered in evaluating whether or not the fee applies include the nature of the event; the extent of commercial activity, such as the sales of food, goods, and services; product advertising or promotion, or other business participation in the event; the use or application of any funds raised; if part of any annual tradition or series, previous events in the sequence; and the public perception of the event. 5.44.070 - Indemnification agreement. Prior to the issuance of a permit for a special event not protected under the First and Fourteenth Amendments of the U.S. Constitution, the permit applicant and authorized officer of the sponsoring organization must agree to reimburse the city for any costs incurred by it in repairing damage to city property and indemnify and defend the city, its officers, employees, and agents from all causes of action, claims or liabilities occurring in connection with the permitted event, except those which occur due to the city's sole negligence. 5.44.080 - Insurance. The following insurance shall be required in connection with the issuance of a permit for a special event not protected under the First and Fourteenth Amendments of the U.S. Constitution: one million dollars commercial general liability insurance per occurrence combined single limits, two million dollars aggregate, unless waived by the city. Higher limits of insurance may be required dependent upon the size and/or possible impacts of an event and/or requirements of the city's insurance company. The city administrator or his or her designee is authorized and directed to require written proof of such insurance prior to permit issuance. The insurance policy shall be written on an occurrence basis, shall name the city as an additional insured, shall be written for a period not less than twenty-four hours prior to the event and extending for a period not less than twenty-four hours following the completion of the event, and shall contain a provision prohibiting cancellation of the policy, except upon thirty days written notice to the city. 5.44.090 - Fees for city services. (a) Upon approval of an application for a permit for a special event not protected under the First and Fourteenth Amendments of the U.S. Constitution, the city administrator shall provide the applicant with a statement of the estimated cost of providing city personnel and equipment, and the estimated cost of leasing city property if applicable. The applicant/sponsor of the event shall be required to prepay these estimated costs for city services and equipment and leased property ten days prior to the special events. city services and equipment may include the use of police officers and public employees for traffic and crowd control, pickup and delivery of traffic control devices, picnic tables, extraordinary street sweeping, and any other needed, requested or required city service and the cost of operating the equipment to provide such services. (b) If the actual cost for city services and equipment on the date(s) of the event is less than the estimated cost, the applicant/sponsor will be refunded the difference by the city in a timely manner. If the actual cost for city services and equipment on the date(s) of the event is greater than the estimated cost, the applicant/sponsor will be billed for the difference. (c) Permit fees and fees for the use of city services and equipment may be waived in part or in full by the city if in review of the application it is found that the event is of sufficient public benefit to warrant the expenditure of city funds without reimbursement by the applicant/sponsor and would not result in the private financial gain of any individual or "for profit" entity. 5.44.100 - Cleanup deposits. The applicant/sponsor of an event not protected under the First and Fourteenth Amendments of the U.S. Constitution involving the sale of food or beverages for immediate consumption, erection of structures, horses or other large animals, water aid stations or any other event likely to create a substantial need for a cleanup, may be required to provide a cleanup deposit prior to the issuance of a special event permit. The cleanup deposit may be returned after the event if the area used for the permitted event has been cleaned and restored to the same condition as existed prior to the event. If the property used for the event has not been properly cleaned or restored, the applicant/sponsor shall be billed for the actual cost by the city for cleanup and restoration. The cleanup deposit shall be applied toward the payment of the bill. 5.44.110 - Revocation of permits. Any permit issued under this chapter may be summarily revoked by the city at any time when, by reason of disaster, public calamity, riot or other emergency or exigent circumstances, the city determines the safety of the public or property requires such immediate revocation. The city may also summarily revoke any permit issued pursuant to this chapter if the committee finds that the permit has been issued based upon false information or when the permittee exceeds the scope of the permit or fails to comply with any condition of the permit. Notice of such action revoking a permit shall be delivered in writing to the permittee by personal service or certified mail at the address specified by the permittee in the application. 5.44.120 - Violation—Penalty. (a) It shall be unlawful for any person to sponsor or conduct a special event requiring a special event permit pursuant to this chapter unless a valid permit has been issued and remains in effect for the event. It is unlawful for any person to participate in such an event with the knowledge that the sponsor of the event has not been issued a required, valid permit or with knowledge that a once valid permit has expired or been revoked. (b) The special event permit authorizes the permittee/sponsor to conduct only such an event as is described in the permit, and in accordance with the terms and conditions of the permit. It is unlawful for the permittee/sponsor to willfully violate the terms and conditions of the permit, or for any event participant with knowledge thereof to willfully violate the terms and conditions of the permit or to continue with the event if the permit is revoked or expired. (c) Any person or organization violating the provisions of this chapter shall be guilty of a misdemeanor, and upon conviction thereof, shall be subject to a penalty of a fine of not more than five hundred dollars or by imprisonment of not more than ninety days, or both such fine and imprisonment. 5.44.130 - Savings clause. If any section, sentence, clause, phrase, part or portion of this chapter is for any reason held to be invalid or unconstitutional by any court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this chapter. City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT I COUNCIL MEETING DATE: January 24, 2011 SUBJECT: New AMC Chapter 12.52 – Grading Permits DEPARTMENT OF ORIGIN: Executive / Public Works Contact: Kristin Banfield, 360-403-3444 James Kelly, 360-403-3505 ATTACHMENTS: - AMC Chapter 13.36 EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: N/A LEGAL REVIEW: Complete. All comments and edits proposed by the City Attorney have been incorporated. DESCRIPTION: Staff is proposing a new addition to the Arlington Municipal Code which addresses the need to enact regulations consistent with the environmental element of the city’s comprehensive plan to protect water and earth resources, fish and wildlife habitat, and public health and safety from the potential adverse impacts associated with clearing and grading private and public land in the city. In addition to implementing goals of the environmental element, these regulations implement best management practices required to meet federal and state environmental law requirements. HISTORY: The City has been updating the Arlington Municipal Code over the course of the past year. The project should be complete and the AMC completely updated in a searchable format on the internet. ALTERNATIVES: Remand to staff for further revision. Council is requested to provide specific guidance should further revision be requested. RECOMMENDED ACTION: No action at this time. Title 12 Chapter 12.52 GRADING CODE Sections: 12.52.010 Purpose. 12.52.020 Definitions. 12.52.030 Permit requirements. 12.52.040 Permit issuance. 12.52.050 Expiration of permits and applications. 12.52.060 Related codes and regulations. 12.52.070 Conditions of approval – Project denial. 12.52.080 Clearing – Vegetation preservation and replacement. 12.52.090 Grading. 12.52.100 Slopes. 12.52.110 Erosion and sedimentation control. 12.52.120 Temporary restrictions on clearing and grading. 12.52.130 Dust suppression. 12.52.140 Control of other pollutants. 12.52.150 Maintenance. 12.52.160 Assurance Device. 12.52.170 Responsibility to have permit. 12.52.180 Project inspections – City access. 12.52.190 Stop work orders and corrective actions. 12.52.200 Permit revocation. 12.52.210 Final approval. 12.52.220 As-built plans. 12.52.230 Violations – Penalties. 12.52.010 Purpose. (a) The purpose of this chapter is to enact regulations consistent with the environmental element of the city’s comprehensive plan to protect water and earth resources, fish and wildlife habitat, and public health and safety from the potential adverse impacts associated with clearing and grading private and public land in the city. In addition to implementing goals of the environmental element, these regulations implement best management practices required to meet federal and state environmental law requirements. (b) These regulations focus on prevention of potential adverse impacts associated with clearing and grading activities through a proactive approach rather than remediation of (or a reactive approach to) adverse impacts. (c) It is expressly the purpose of this chapter to provide for and promote the health, safety, and welfare of the general public. 12.52.020 Definitions. (a) “Applicant” means the individual, partnership, association, or corporation applying for a permit to do work under this chapter, including the property owner, and any employee, agent, consultant or contractor acting on behalf of the applicant, and any successor in interest. (b) “Best Management Practices (BMPs)” mean physical, structural, and/or managerial practices that, when used singly, or in combination, prevent or reduce pollution of water. BMPs include, but are not limited to, structural solutions covered by the terms “best available technology” (BAT) and “all known available and reasonable methods of treatment” (AKART). (c) “Clearing” means the act of destroying, removing, or modifying vegetation by any means, including chemical, mechanical, or by hand. (d) “Grading Permit” means the written permission from the city of Arlington to the permittee to proceed with the act of clearing and grading within the provisions of this chapter. The grading permit includes the associated approved plans and any conditions of approval as well as the permit form itself. (e) “Colluvium” or “colluvial deposits” means a soil deposit derived from downslope movement of material from other soil formations as the result of one or more small earth slides. These deposits are typically found on steep hillsides or at the base of slopes. (f) “Director” means the Director of Public Works or their designee. (g) “Engineered fill” means soil fill which is wetted or dried to near its optimum moisture content, placed in lifts of 12 inches or less and each lift compacted to a minimum percent compaction as specified by a geotechnical engineer. (h) “Engineering Standards” means the most recent edition of the city of Arlington Public Works Design and Construction Standards and Specifications manual. (i) “Excavation” means the removal of material such as earth, sand, gravel, rock, or asphalt. (j) “Fill” means earth, sand, gravel, rock, asphalt, or other solid material used to increase the ground surface elevation or to replace excavated material. (k) “Filling” means any act by which earth, sand, gravel, rock, asphalt, or other solid material is deposited or placed to raise the ground elevation or to replace excavated material. (l) “Geotechnical engineer” means a professional engineer currently licensed in the state of Washington, qualified by reason of experience and education in the practice of geotechnical engineering, and designated by the owner as the geotechnical engineer of record for the project. (m) “Grading” means any excavating or filling or combination thereof. (n) “Landscaping” or “landscaped areas” means land that has been modified by altering soil levels and/or vegetation for aesthetic or practical purposes. (o) “Landslide deposit” means a large mass of earth and/or rock that has moved physically down slope by gravity and broken into discrete fragments. (p) “Modular block wall” means a wall constructed of manufactured modular wall units acting as a protective facing for an exposed soil face or as a gravity retaining wall. (q) “Permanent erosion control” means permanent improvements, such as landscaping or drainage control structures, that cover the soil such that no erosion can occur. (r) “Permit,” unless noted otherwise, refers to the grading permit. (s) “Permittee” means the person to whom the grading permit is issued. (t) “Potential slide block (failure envelope)” means the area near the surface of a slope between the toe of the slope and a line drawn upward at two feet horizontal to one foot vertical from the toe to the surface of the ground above the slope, or as otherwise determined by a geotechnical engineer. (u) “Protected area” shall have the meaning set forth in AMC Chapter 20.88, now or as hereafter amended. (v) “Rainy season” means that period from November 1st through April 30th unless the director modifies these dates based on weather patterns and forecasts. (w) “Reinforced fill” or “reinforced soil” means soil fill designed by an engineer; which includes reinforcement consisting of metal or synthetic materials in bars, strips, grids or sheets. (x) “Retaining wall” means a wall designed to resist the lateral displacement of soil or other materials. (y) “Rockery” or “rock wall” means one or more courses of large rocks stacked near vertical in front of an exposed soil face to protect the soil face from erosion and sloughing. A rockery or rock wall is not considered a retaining wall. (z) “Routine landscape maintenance” means pruning, weeding, planting annuals, mowing turf lawns and other activities associated with maintaining an already established landscaped area. This definition does not include felling or topping of trees or removal of invasive plants resulting from lack of regular maintenance. (aa) “Slide” means the movement of a mass of rocks and/or earth down a slope. (bb) “Soil” means unaggregated or uncemented deposits of mineral and/or organic particles or fragments derived from the breakdown of massive rocks or decay of living matter. (cc) “Uncontrolled fill” means fill which has been placed under unknown conditions or without any controls such as geotechnical inspection or monitoring. (dd) “Unstable slopes” means those sloping areas of land which have in the past exhibited, is currently exhibiting, or will likely exhibit mass movement of earth. (ee) “Wall drain” means a drainage system behind retaining walls, rockeries, rock walls or modular block walls used to collect water moving through the soil or rock behind the wall or rockery. 12.52.030 Permit requirements. (a) A clearing and grading permit is required for a project involving any of the below activities, except as provided for in subsection (b) of this section. In applying this section, the total proposal and/or project must be considered. (1) Any clearing, filling, or excavation in a protected area. (2) Fill and/or excavation totaling over 50 cubic yards. Quantities of fill and excavation are separately calculated and then added together, even if excavated material is used as fill on the same site. (3) Over 1,000 square feet of clearing, as measured at the ground level. Clearing includes disturbance of over 1,000 square feet at grade due to felling or topping of trees. (4) Rockeries and modular block walls over four feet in height as measured from the bottom of the base rock or block. (5) The cutting down of any significant trees that are required to be preserved by a city code, plat condition, or other requirement. (6) Any regrading or repaving of a parking lot (7) Mining or mineral extraction, which must also comply with Washington State Department of Natural Resources mineral resource extraction and thresholds requiring their review and approval. (b) The following activities are exempt from the requirements for a grading permit even if the criteria in subsection (a) of this section are exceeded: (1) Agricultural crop management of existing farmed areas when BMP’s are being implemented. (2) Routine landscape maintenance of existing landscaped areas on developed lots, including pruning, weeding, planting annuals, and other activities associated with maintaining an already established landscape. (3) Work needed to correct an immediate danger to life or property in an emergency situation as declared by the mayor or the city manager or their designee. (4) Cemetery graves involving less than 50 cubic yards of excavation, and related filling, per each cemetery plot. (5) Routine drainage maintenance of existing, constructed stormwater drainage facilities located outside of a protected area, including, but not limited to, detention/retention ponds, wetponds, sediment ponds, constructed drainage swales, water quality treatment facilities such as filtration systems, and regional storm facilities that are necessary to preserve the water quality treatment and flow control functions of the facility. This exemption does not apply to any expansion and/or modification to already excavated and constructed stormwater drainage facilities. (6) Roadway repairs and overlays within public street rights-of-way for the purpose of maintaining the pavement on existing paved roadways. This exemption does not apply to curbs, gutters, sidewalks, utilities, new traffic calming devices, new roadways, or the widening of the paved surface of existing roadways. (c) An exemption from a grading permit does not exempt the person doing the work from meeting all applicable city codes, including, but not limited to, the storm and surface water utility code (Chapter 13.28 AMC), which requires that sediment and other pollutants be kept from the drainage system. (d) The director may categorize grading permits by different types for administrative purposes, and different fees may be charged for different types. A grading permit may be issued as a component of a site-civil permit, or other permits, rather than as a separate permit. (e) The director shall specify what submittal and application materials are required for a complete grading permit application, including the type of submittals, the required level of detail, the minimum qualifications of preparers of technical documents, and the number of copies. The director may establish different submittal requirements for different types of grading permits. The director may waive specific submittal requirements or fees if it is determined that they are unnecessary, provide a public benefit, or may require additional information if needed for review of an application. (f) As a condition of applying for a permit for a project that includes clearing and grading, the applicant shall allow the city to enter the subject property in order to evaluate the proposed clearing and grading. 12.52.040 Permit issuance. (a) A grading permit shall be issued in conjunction with, or as part of, one or more of the following permits or approvals, except as described in subsection (b) of this section: (1) A valid building permit application; provided, that if a discretionary land use approval pursuant to the provisions of AMC Chapter 20 or environmental (SEPA) review is required, the grading permit shall not be issued until the land use approval is issued and SEPA determination made, any city appeal period has passed, and, if a city appeal is filed, until the city has made a final decision on any appeal. (2) An approved conditional use permit or planned unit development approval. (3) Preliminary plat or preliminary short plat approval, where the grading permit is approved only for infrastructure construction, and not for clearing or grading building sites. (4) Preliminary plat or preliminary short plat approval, where the grading permit is approved for clearing or grading building sites; provided, that such approval may be granted pursuant to the provisions of AMC Chapter 20. (5) An approved shoreline conditional use, shoreline substantial development permit or shoreline management exemption, provided all appeal periods pursuant to WAC 173-14-180 must have expired without the filing of an appeal. Floodplain and floodway requirements of the National Flood Insurance Program (NFIP) will be included with any grading or clearing in those areas identified on the Digital Flood Insurance Rate Maps (DFIRM). (6) A demolition permit. (7) Inclusion of the project in the city’s approved capital improvement program. (8) A utility system extension agreement approved by the city of Arlington utilities department. (9) A site-civil permit issued by the city of Arlington Engineering Department. (10) A valid right-of-way use permit application; provided, that if a discretionary land use approval pursuant to the provisions of AMC Chapter 20 or environmental (SEPA) review is required, the grading permit shall not be issued until the land use approval is received and SEPA determination made, any city appeal period has passed, and, if a city appeal is filed, until the city has made a final decision on any appeal. (11) Completion of environmental (SEPA) review for surcharging a site or for environmental or toxics cleanup at a site; provided, that if a discretionary land use approval pursuant to the provisions of AMC Chapter 20 is required, the grading permit shall not be issued until the land use approval is issued and the SEPA determination made, any city appeal period has passed, and if a city appeal is filed, until the city has made a final decision on any appeal. (b) The director may approve issuance of a grading permit without an accompanying permit or other approval as listed in subsection (a) of this section; provided, that all of the following criteria are met (in addition to other applicable requirements of this code and other city codes): (1) The proposed grading is not related to a project for which one or more of the approvals listed in subsection (a) of this section are required. (2) Approval of the proposal will not pose a threat to or be detrimental to the public health, safety, and welfare, nor be materially detrimental to fish and wildlife habitat and/or water resources. (3) The applicant has demonstrated that approval of the proposal is necessary for the reasonable development or maintenance of the property. (4) The proposal is not in a protected area, or if in a protected area, complies with AMC Chapter 20. (5) If a discretionary land use approval pursuant to the provisions of AMC Chapter 20 or environmental (SEPA) review is required, the grading permit shall not be issued until the land use approval is received and SEPA determination made, any city appeal period has passed, and, if a city appeal is filed, until the city has made a final decision on any appeal. (c) If construction necessitates access, construction, or intrusion onto or across property not under the applicant’s control, then the applicant must provide the city with a copy of a valid construction easement or right of entry before the permit can be issued. (d) The permit may be issued to the property owner or their agent. Both the property owner and the agent will be considered the permittee and are each responsible for ensuring compliance with the terms of the permit. 12.52.050 Expiration of permits and applications. (a) An application for a grading permit for which no permit is issued within one year following the date of application shall expire by limitation and plans and other data submitted for review may thereafter be returned to the applicant or destroyed in accordance with state law. The director may, prior to expiration, extend the time for action by the applicant for a period not exceeding 180 days. (b) An application for a grading permit may be cancelled for inactivity if an applicant fails, without reasonable justification, to respond to the department’s written request for revisions or corrections within 90 days. The director may extend the response period beyond 90 days if the applicant provides and adheres to a reasonable schedule for submitting the full revisions. (c) In addition to the application extension allowed in subsection (a) of this section, the director may extend the life of an application if any of the following conditions exist: (1) Compliance with the State Environmental Policy Act is in progress; or (2) Any other city review is in progress; provided the applicant has submitted a complete response to city requests or the director determines that unique or unusual circumstances exist that warrant additional time for such response, and the director determines that the review is proceeding in a timely manner toward final city decision; or (3) Litigation against the city or the applicant is in progress, the outcome of which may affect the validity or the provisions of any permit issued pursuant to such application. (4) In no event may the director extend the application for a period of more than 180 days following the conclusion of the applicable condition described in this subsection. (d) Grading permits expire as follows: (1) If a building permit is issued for the same site, the grading permit shall automatically expire or be extended when the building permit expires or is extended. (2) If a civil permit is issued for the same site, the grading permit shall automatically expire or be extended when the site-civil permit expires or is extended. (3) The grading permit shall expire if the authorized work is not begun within one year from the date of permit issuance, or if work is abandoned for over 180 days. (4) If the authorized work is continually performed, the grading permit shall expire one year from the date of issuance unless a different time frame is specified on the permit or an extension is granted. Two one-year extensions may be granted by the director; provided, that conditions which were relevant to issuance of the permit have not changed substantially and no material detriment to the public welfare will result from the extension. 12.52.060 Related codes and regulations. (a) The requirements of this chapter are in addition to other city codes and regulations, including the Land Use Code (AMC Title 20). (b) In order to be in compliance with the provisions of this code, the applicant shall comply with the applicable engineering standards or equivalent standards approved by the director. In addition, the applicant shall comply with those minimum requirements for temporary erosion and sedimentation control and associated BMPs set forth in the City adopted state stormwater management manual for the Puget Sound basin and as established in the city’s Stormwater Utility code (AMC 13.28). 12.52.070 Conditions of approval and Permit denial. The director may impose conditions on permit approval as needed to mitigate identified project impacts and shall deny permit applications that are inconsistent with the provisions of this chapter. 12.52.080 Clearing and Vegetation preservation and replacement. The applicant/permittee shall: (a) Meet applicable Land Use Code requirements (AMC Chapter 20) for tree retention and vegetation preservation, disturbance limitation, and new landscaping. (b) Where required, maintain natural vegetation for erosion and sedimentation control and water quality and quantity control. (c) Mark clearing limits in the field prior to clearing vegetation. 12.52.090 Grading. The applicant/permittee shall: (a) Meet applicable Land Use Code requirements (AMC Chapter 20) related to grading, filling and excavation. (b) Protect adjacent property, including but not limited to public right-of-ways, drainage systems, natural drainages, from damage from grading, filling and excavation. 12.52.100 Slopes. The applicant/permittee shall: (a) Submit a geotechnical report, prepared by a Geotechnical Engineer licensed in the State of Washington, when required pursuant to the Land Use Code (AMC Chapter 20) or grading permit requirements. The Engineering Standards specify when a subsurface investigation is required and the level of investigation and information required in the report. (b) Comply with the Land Use Code (AMC Chapter 20) restrictions regarding steep slopes. (c) Limit the maximum gradient of artificial slopes to no steeper than 2:1 (two feet of horizontal run to one foot of vertical fall) unless a geotechnical engineering report and slope stability analysis is provided and shows that a factor of safety of at least 1.5 for static loads and 1.1 for pseudostatic loads. (d) Do no clearing, excavation, stockpiling or filling on the potential slide block of an unstable or potentially unstable slope unless it is demonstrated to the director’s satisfaction that the activity would not increase the load, drainage, or erosion on the slope. (e) Do no clearing, excavation, stockpiling or filling on any unstable or potentially unstable areas (such as landslide deposits) unless it is demonstrated to the director’s satisfaction that the activity would not increase the risk of damage to adjacent property or natural resources or injury to persons. (f) Intercept any ground water, subsurface or surface water drainage encountered on a cut slope and discharge it at a location approved by the director. (g) Follow the procedures set forth in the grading permit and engineering standards. (h) Design and protect cut and fill slopes to minimize erosion. 20.52.110 Erosion and sedimentation control. The permittee shall design and implement site erosion and sedimentation control BMPs necessary to prevent sediment from leaving the project site, that is in accordance with the city’s Stormwater Utility Code (AMC 13.28), Engineering Standards, and the city’s adopted stormwater manual (volume 2). 12.52.120 Temporary restrictions on clearing and grading. (a) In the areas listed below in subsections (1) through (3) of this section, clearing and grading may be permitted to continue or to be initiated during the rainy season, only if the director grants specific approval per subsection (c) of this section. (1) Protected areas; (2) Areas identified by the city or by a geotechnical report as “erosive” or “landslide prone” soils. (3) Areas that drain, by pipe, open ditch, sheetflow, or a combination of these, directly to a stream or lake. An area is considered to drain directly to a stream, wetland or lake when it has a flow path of one-quarter mile or less where there is no intermediary permanent sediment trap or detention system between the site and the tributary waterbody. (b) If clearing and grading is prohibited during the rainy season, building construction can nonetheless proceed as long as necessary clearing and grading is complete and effective erosion control is in place and effectively maintained. (c) The director shall grant approval to initiate or continue clearing or grading activity in the areas listed in subsections (a)(1) through (a)(3) of this section during the rainy season only if, based on an evaluation of site and project conditions, the director determines the proposal ensures slope stability and adequately protects receiving waters from increased erosion and sedimentation during construction. The evaluation of site and project conditions shall include, but not be limited to, an evaluation of the following: (1) Whether the clearing and grading is near completion if the project is already underway; (2) Average existing slope of the site; (3) Quantity of proposed cut and/or fill; (4) Classification of the predominant soils and their erosion and runoff potential; (5) Proposed deep utility installation; (6) Hydraulic connection of the site to features that are sensitive to the impacts of erosion/sedimentation including fish and wildlife seasonal use, breeding or migration; (7) Ability to phase clearing and grading and to create a feasible clearing and grading schedule; (8) Extent of clearing and grading BMPs proposed, and if the project is underway, the project’s track record at controlling erosion and sedimentation. (d) Determinations under subsection (c) of this section shall be made by the director on a site-specific basis. However: (1) Rainy season construction generally will be prohibited for proposals requiring large scale clearing and grading. (2) Rainy season construction generally will be approved for smaller-scale clearing and grading proposals that have limited shallow utility installation and are on sites with less than 15 percent slopes, predominant soils that have low runoff potential, and are not hydraulically connected to sediment/erosion-sensitive features. (3) Rainy season construction generally will be approved if BMPs to control erosion/sedimentation and slope stability are employed when: (A) Moderate scale clearing and grading is proposed; (B) The proposal involves deep utility installation; or (e) If a grading permit is issued, and the city subsequently issues three stop work orders (or fewer as provided in the conditions of the project permit) for insufficient erosion and sedimentation control, the permit will be suspended until the dry season, or, if violations occurred in the dry season, until weather conditions are favorable and effective erosion and sedimentation control is in place. The director may reinstate the permit within 60 days of suspension upon finding that satisfactory erosion and sedimentation control measures will be maintained by the permittee. (f) The director has the authority to temporarily stop clearing and grading during periods of heavy precipitation. (g) When clearing and grading is suspended during the rainy season or interrupted at any time of the year due to heavy rain or for other reasons, the permittee shall stabilize the site and maintain the erosion control BMPs. 12.52.130 Dust suppression. Dust from clearing, grading, and other construction activities shall be minimized at all times. Impervious surfaces on or near the construction area shall be swept, vacuumed, or otherwise maintained to suppress dust entrainment. Any dust suppressants used shall be approved by the director. Petrochemical dust suppressants are prohibited. Watering the site to suppress dust is also prohibited unless it can be done in a way that keeps sediment out of the drainage system. 12.52.140 Control of other pollutants. The permittee must properly handle and dispose of other pollutants that are on- site during construction so as to avoid possible health risks or environmental contamination. Direct and indirect discharge of pollutants to the drainage system is prohibited. 12.52.150 Maintenance. The permittee shall: (a) Regularly inspect, including on weekends, all temporary and permanent erosion and sedimentation BMPs and maintain them per the permit requirements and engineering standards so that they function as intended until the site has been permanently stabilized, and the potential for on-site erosion has passed. (b) Submit a schedule for Operation and Maintenance of all construction-related BMPs if the project is not an individual single-family home and involves more than 5,000 square feet of clearing and/or more than 50 cubic yards of excavation and/or fill. The Operation and Maintenance schedule must identify the responsible parties and provide their day and evening phone numbers. (c) Restore any BMPs that are damaged or not working properly to normal operating conditions as directed by the field inspector or within 24 hours of receiving notice from the director. 12.52.160 Assurance Device. (a) An assurance device is required for all projects issued a grading permit that are not individual single-family homes, not approved site-civil projects, not restoration projects providing public benefit, and involve more than 5,000 square feet of clearing and/or more than 50 cubic yards of excavation and/or fill. In addition, the director may require an assurance device for other projects, including individual single-family homes, that can cause problems related to earth and water resources such as erosion and sedimentation or slope instability. (b) The director shall determine the amount of the assurance device; it must be sufficient to correct or eliminate problems related to earth or water resources, on or off-site, caused by project clearing and grading. (c) The director shall determine acceptable forms (such as assignment of funds, performance bonds, or letters of credit) for assurance devices. Interest from any interest-bearing form of the assurance device shall accrue to the depositor. (d) Should the city, at any time during the life of the permit, find it necessary to expend any portion of the assurance device to correct any work not in accordance with the approved plans, or abate conditions, a stop work order shall be issued to the permittee prohibiting any additional work until the permittee re- establishes the original amount of the assurance device and implements more rigorous erosion control BMP’S to prevent reoccurrences of the problem. If the city uses any of the assurance device, it shall give the permittee an itemized statement of all funds used. If city costs exceed the amount of the assurance device, the permittee shall reimburse the city for the excess costs. (e) The city shall release the assurance device once final clearing and grading approval has been given. 12.52.170 Responsibility to have permit. Every contractor or other person working or directing work that requires a permit under this chapter must: (a) Have a copy of the permit before starting and during all phases of the work. The permit, approved plans, and applicable terms and conditions of approval shall be available on site at all times. (b) Be familiar with and comply with the terms and conditions of the permit. 12.52.180 Project inspections. (a) All projects with a grading permit are subject to city inspections to ensure compliance with the permit. As a condition of permit issuance, the applicant must grant right of entry for such inspections and city emergency corrective measures. (b) Each issued grading permit will include the following number of City inspections at no charge; - up to 100 cubic yards 3 inspections - 101 to 1,000 cubic yards 4 inspections - 1,001 to 10,000 cubic yards 5 inspections - Grater than 10,000 cubic yards 6 inspections Inspections will, at a minimum, include an initial site inspection and a final site inspection when work is complete. Inspections in excess of the number noted on the permit shall be charged at the City’s current fee schedule. (c) The director will specify the general stages of work when city inspection is required and may require inspection and testing by an approved testing agency, to be paid by the applicant. (d) The director shall specify inspection and testing requirements applicable to a given project prior to permit issuance; however, the director may require additional inspection, testing, or professional analysis and recommendations when conditions exist that were not covered in the permit application documents or were not sufficiently known at the time of permit issuance. (e) The permittee must give the director at least 24 hours of advance notice prior to needed inspections. Inspections will be scheduled for the next working day after receiving the request, except if the notice is received on Friday, the inspection will be scheduled for Tuesday. 12.52.190 Stop work orders and corrective actions. (a) The director shall notify the permittee, or person doing the work, whenever the director determines that: (1) During the life of the permit, the project is causing problems related to earth and water resources, such as sediment leaving the site or entering the drainage system; or (2) The act or intended act of clearing or grading has become or will constitute a hazard to property, safety, or the downstream drainage system, or endangers property, or adversely affects the safety, use or stability of a public way, drainage channel, street, or surface or groundwater; or (3) Clearing and grading is occurring without a required permit; or (4) The project is otherwise violating this chapter or the provisions of a permit issued under this chapter. (b) Initial notice per subsection (a) of this section may be verbal. If verbal notice is given, it shall be followed by a written correction notice if compliance is not readily achieved. When issuing a written correction notice, the director shall serve it to the persons doing the work or causing the work to be done or by posting notice on the site. Any written correction notice shall specify: (1) The work that must be done to correct the violation or abate the problem; (2) The amount of time that the permittee has to commence and complete the required corrective work; (3) That, if the corrective work is not commenced and completed within the time specified, the city will use the proceeds of the assurance device, if an assurance device was provided for the project, to have the required work completed. (c) A written correction notice per subsection (b) may include a stop work order, or a stop work order may be independently issued, whenever the continuation of work is likely to harm or pose a hazard to property, safety, or the downstream drainage system. In addition, a stop work order shall also be issued as specified in subsection (d). (1) In the stop work order, the director shall specify which work must stop (in order to prevent further damage). The director has the authority to stop all work on the site. (2) If a stop work order is issued, it shall be served to the persons doing the work or causing the work to be done or by posting notice on the site. (3) Work suspended through a stop work order cannot resume until measures are in place to prevent a reoccurrence of the problem and until continued work is authorized in writing by the director. (d) The cost of measures needed to correct damage caused by the project clearing and grading, including impacts to the downstream drainage system, shall be borne by the permittee. The permittee is required to correct on-site or off-site damages that are caused by the project per the direction of the director and within the time specified in the director’s written correction notice. Otherwise, the city, or a contractor working under the direction of the city, shall do so using funds from the assurance device, if a device was provided for the site. (e) If at any time the director determines that clearing and grading associated with an assurance device has created an emergency situation endangering the public health, safety, or welfare, creating a potential liability for the city, or endangering city streets, utilities, or property; and if the nature or timing of such an emergency precludes notification per subsection (b) of this section, the city may use the assurance device to correct the emergency situation. The city may have city employees or a contractor working under the city’s direction, do the work or make the improvements. If the city uses the assurance device as provided by this section, the permittee shall be notified in writing within five days of the commencement of emergency work. The notice must state the work that was completed and the nature or timing of the emergency that necessitated the use of the assurance device without prior notification. 12.52.200 Permit revocation. The director may revoke or suspend the grading permits whenever: (a) The permittee requests such revocation or suspension; (b) The work does not proceed in accordance with the plans, as approved, or is not in compliance with the requirements of this chapter or other city ordinances; (c) Entry upon the property for the purpose of investigation or inspection has been denied; (d) The permittee has made a misrepresentation of a material fact in applying for such permit; (e) The progress of the work indicates that the plan is or will be inadequate to protect the public, the adjoining property, the street, protected areas, the environment, the drainage system, or other utilities, or the work endangers or will endanger the public, the adjoining property, the street, protected areas, the drainage system or other utilities; 12.52.210 Final approval. The director shall give final clearing and grading approval once all work is completed per the permit. 12.52.220 As-built plans. For clearing and grading undertaken to develop plat or short plat infrastructure, the permittee shall submit a copy of the as-built plans to the engineering department for review and approval, plan(s) shall be submitted prior to grading permit final approval 12.52.230 Violations – Penalties. (a) Civil Violation. Any violation of any of the provisions of this chapter constitutes a civil violation for which a monetary penalty may be assessed and abatement may be required as provided therein. The city shall seek compliance through the civil violations code if compliance is not achieved (b) Destruction of Notice. It shall be unlawful for any person to remove, mutilate, destroy, or conceal any notice issued and posted by the director pursuant to this chapter. City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT J COUNCIL MEETING DATE: January 24, 2011 SUBJECT: New AMC Chapter 13.36 – Pre-treatment DEPARTMENT OF ORIGIN: Executive / Public Works Contact: Kristin Banfield, 360-403-3444 James Kelly, 360-403-3505 ATTACHMENTS: - AMC Chapter 13.36 EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: N/A LEGAL REVIEW: Complete. All comments and edits proposed by the City Attorney have been incorporated. DESCRIPTION: Staff is proposing a new addition to the Arlington Municipal Code which addresses the prevention of the introduction of pollutants or inadequately treated pollutants into the publicly owned treatment works for the City of Arlington. This chapter sets forth uniform requirements for users of the publicly owned treatment works (POTW) for the city of Arlington, and enables the city to comply with all applicable state and federal laws, including the Clean Water Act (33 U.S.C. 1251 et seq.). HISTORY: The City has been updating the Arlington Municipal Code over the course of the past year. The project should be complete and the AMC completely updated in a searchable format on the internet. ALTERNATIVES: Remand to staff for further revision. Council is requested to provide specific guidance should further revision be requested. RECOMMENDED ACTION: No action at this time. Title 13 Chapter 13.36 WASTEWATER PRETREATMENT CODE Sections: 13.36.010 Purpose and policy. 13.36.020 Administration. 13.36.030 Definitions. 13.36.040 Abbreviations. 13.36.050 Prohibited discharge standards. 13.36.060 Federal categorical pretreatment standards. 13.36.070 State requirements. 13.36.080 Local discharge limitations. 13.36.090 City’s right of revision. 13.36.100 Special agreement. 13.36.110 Dilution. 13.36.120 General pretreatment facilities. 13.36.130 Deadline for compliance with applicable pretreatment requirements. 13.36.140 Pretreatment facilities for fats, oils and grease (FOG). 13.36.150 Additional pretreatment measures. 13.36.160 Accidental spill prevention program/slug load control plan. 13.36.170 Septic tank wastes. 13.36.180 Monitoring of wastewater discharges. 13.36.190 Garbage disposal/garbage grinders. 13.36.200 Dangerous waste regulations. 13.36.210 Required. 13.36.220 Existing SIU. 13.36.230 New source and “new user.” 13.36.240 Application contents. 13.36.250 Signatory and certification requirement. 13.36.260 Decisions. 13.36.270 Contents. 13.36.280 Appeals. 13.36.290 Duration. 13.36.300 Modification. 13.36.310 Transfer. 13.36.320 Revocation. 13.36.330 Reissuance. 13.36.340 State waste discharge authorization. 13.36.350 Baseline monitoring reports. 13.36.360 Final compliance report (initial compliance report). 13.36.370 Periodic compliance report (monthly report). 13.36.380 Compliance schedules for meeting applicable pretreatment standards. 13.36.390 Notification of significant production changes. 13.36.400 Hazardous waste notification. 13.36.410 Notice of potential problems, including accidental spills, slug loadings. 13.36.420 Noncompliance reporting. 13.36.430 Notification of changed discharge. 13.36.440 Total Toxic Organics reporting. 13.36.450 Reports from users not required to secure discharge authorization documents. 13.36.460 Record keeping. 13.36.470 Timing. 13.36.480 Sampling requirements for users. 13.36.490 Analytical requirements. 13.36.500 City monitoring of user’s wastewater. 13.36.510 Inspection and sampling. 13.36.520 Monitoring facilities. 13.36.530 Search warrants. 13.36.540 Vandalism. 13.36.550 Trade secrets. 13.36.560 Notice of Violation, NOV. 13.36.570 Consent orders. 13.36.580 Show cause hearing. 13.36.590 Compliance orders. 13.36.600 Cease and desist orders. 13.36.610 Administrative fines. 13.36.620 Emergency suspensions. 13.36.630 Termination of discharge (nonemergency). 13.36.640 Appeal. 13.36.650 Injunctive relief. 13.36.660 Civil penalties. 13.36.670 Criminal prosecution. 13.36.680 Remedies nonexclusive. 13.36.690 Assurance device. 13.36.700 Water supply severance. 13.36.710 Public nuisances. 13.36.720 Contractor listing. 13.36.730 Publication of violations and/or enforcement actions. 13.36.740 Upset. 13.36.750 Prohibited discharge standards. 13.36.760 Bypass. 13.36.770 Pretreatment charges and fees. 13.36.780 13.36.010 Purpose and policy. Non-liability. (a) This chapter sets forth uniform requirements for users of the publicly owned treatment works (POTW) for the city of Arlington, and enables the city to comply with all applicable state and federal laws, including the Clean Water Act (33 U.S.C. 1251 et seq.). The objectives of this chapter include but are not limited to: (1) To prevent the introduction of pollutants into the POTW that will interfere with the operation of the POTW; (2) To prevent the introduction of pollutants into the POTW which will pass through the POTW, inadequately treated, into receiving waters or otherwise be incompatible with the POTW; (3) To ensure that the quality of the wastewater treatment plant biosolids is maintained at a level which allows its use and disposal in compliance with applicable statutes and regulations; (4) To protect POTW personnel who may be affected by wastewater, wastewater solids, and biosolids in the course of their employment and to protect the general public; (5) To improve the opportunity to recycle and reclaim wastewater and biosolids from the POTW. (b) This chapter shall apply to all users of the POTW. This chapter authorizes the issuance of W astewater Discharge Agreement; authorizes monitoring, compliance, and enforcement activities; establishes administrative review procedures; requires user reporting; and provides for the setting of fees for the equitable distribution of costs resulting from the program established herein. 13.36.020 Administration. Except as otherwise provided herein, the director shall administer, implement, and enforce the provisions of this chapter. Any powers granted to or duties imposed upon the director may be delegated by the director to other City of Arlington personnel. 13.36.030 Definitions. Unless a provision explicitly states otherwise, the following terms and phrases, as used in this chapter, shall have the meanings hereinafter designated. (a) “Act” or “the Act” means the Federal Water Pollution Control Act, also known as the Clean Water Act, as amended, 33 U.S.C. 1251 et seq. (b) “Administrative penalty (fine)” means a punitive monetary charge unrelated to treatment cost, which is assessed by the director rather than a court. (c) “Applicable pretreatment standards,” for any specified pollutant, means Arlington prohibitive standards, Arlington specific pretreatment standards (local limits), state of Washington pretreatment standards, or EPA’s categorical pretreatment standards (when effective), whichever standard is appropriate and most stringent. (d) “Approval authority” means the state of Washington Department of Ecology. (e) “Authorized representative of the user” means: (1) If the user is a corporation: (A) The president, secretary, treasurer, or a vice president of the corporation in charge of a principal business function, or any other person who performs similar policy or decision-making functions for the corporation; or (B) The manager of one or more manufacturing, production, or operation facilities if authority to sign documents has been assigned or delegated to the manager in accordance with corporate procedures; (2) If the user is a limited liability company, partnership or sole proprietorship: a member, general partner or proprietor, respectively; (3) If the user is a federal, state, or local governmental facility: a director or highest official appointed or designated to oversee the operation and performance of the activities of the government facility, or their authorized designee; (4) The individuals described in subsections (5)(a) through (c) may designate another authorized representative if the authorization is in writing, the authorization specifies the individual or position responsible for the overall operation of the facility from which the discharge originates or having overall responsibility for environmental matters for the company, and the written authorization is submitted to the city. (f) “Best management practices (BMPs)” means schedules of activities, prohibitions of practices, maintenance procedures, and other management practices to prevent or reduce the pollution of waters of the United States. BMPs also include treatment requirements, operating procedures, and practices to control plant site runoff, spillage or leaks, sludge or waste disposal, or drainage from raw material storage. (g) “Biochemical oxygen demand (BOD)” means the quantity of oxygen utilized in the biochemical oxidation of organic matter under standard laboratory procedures for 5 calendar days at 20 degrees centigrade, usually expressed as a concentration (milligrams per liter (mg/l)). (h) “Categorical pretreatment standard” or “categorical standard” means any regulation containing pollutant discharge limits promulgated by the U.S. EPA in accordance with Sections 307(b) and (c) of the Act (33 U.S.C. 1317) which apply to a specific category of users and which appear in 40 CFR Chapter I, Subchapter N, Parts 405 – 471. (i) “Categorical user” means a user covered by one of EPA’s categorical pretreatment standards. (j) “Chemical oxygen demand (COD)” means a measure of the oxygen consuming capacity of inorganic and organic matter present in wastewater. COD is expressed as the amount of oxygen consumed from a chemical oxidant in mg/l during a specific test. (k) “City” means the City of Arlington, Washington. (l) “Cooling water/noncontact cooling water” means water used for cooling which does not come into direct contact with any raw material, intermediate product, waste product, or finished product. Cooling water may be generated from any use, such as air conditioning, heat exchangers, cooling or refrigeration to which the only pollutant added is heat. (m) “Color” means the optical density at the visual wave length of maximum absorption, relative to distilled water. One hundred percent transmittance is equivalent to zero (0.0) optical density. (n) “Composite sample” means the sample resulting from the combination of individual wastewater samples taken at selected intervals based on an increment of either flow or time. (o) “Department of Ecology” (DOE is a Washington state agency with authority delegated by the U.S. Environmental Protection Agency (EPA) to regulate and permit the discharge of pollutants into the state's surface waters through National Pollutant Discharge Elimination System (NPDES) and is also responsible for implementing and enforcing the requirements of Washington state’s Water Pollution Control policy as stipulated in RCW 90.48. (p) “Director” means the director of the City of Arlington Public Works Department, or their designee. (q) “Discharge Agreement” means an agreement or equivalent control document issued by the city to users discharging wastewater to the POTW. The agreement may contain appropriate pretreatment standards and requirements as set forth in this chapter. (r) “Domestic user (residential user)” means any person who contributes, causes, or allows the contribution of wastewater into the city POTW that is of a similar volume and/or chemical make-up as that of a residential dwelling unit. Discharges from a residential dwelling unit typically include up to 100 gallons per capita per day at 250 mg/l of BOD and TSS. (s) “Environmental Protection Agency (EPA)” means the U.S. Environmental Protection Agency or, where appropriate, the Regional Water Management Division Director, or other duly authorized official of said agency. (t) “Existing source,” for a categorical industrial user, is any source of discharge, the construction or operation of which commenced prior to the publication by EPA of proposed categorical pretreatment standards, which will be applicable to such source if the standard is thereafter promulgated in accordance with Section 307 of the Act. (u) “Existing user,” for non-categorical users, is defined as any user which is discharging wastewater prior to the effective date of the ordinance codified in this chapter. (v) “Fats, oils and grease (FOG)” means those components of wastewater amenable to measurement by the methods described in Standard Methods for the Examination of Water and Wastewater, 19th Edition, 1992, Section 5520. The term “fats, oils and grease” shall include polar and nonpolar fats, oils, and grease. (w) “Grab sample” means a sample which is taken from a wastestream on a one- time basis without regard to the flow in the wastestream and without consideration of time. (x) “High strength waste” means any waters or wastewater having a concentration of BOD or total suspended solids in excess of 250 mg/l. (y) “Indirect discharge” or “discharge” means the introduction of pollutants into the POTW from any nondomestic source regulated under Section 307(b), (c), or (d) of the Act. The discharge into the POTW is normally by means of pipes, conduits, pumping stations, force mains, constructed drainage ditches, surface water intercepting ditches, and all constructed devices and appliances appurtenant thereto. (z) “Interference” means a discharge which alone or in conjunction with a discharge or discharges from other sources either: (1) inhibits or disrupts the POTW, its treatment processes or operations; (2) inhibits or disrupts its biosolids (sludge) processes, use or disposal; or (3) is a cause of a violation of the city’s NPDES authorization or of the prevention of sewage sludge use or disposal in compliance with any of the following statutory/regulatory provisions or authorizations issued there under: Section 405 of the Clean Water Act; the Solid Waste Disposal Act (SWDA), including Title II commonly referred to as the Resource Conservation and Recovery Act (RCRA); any state regulations contained in any state sludge management plan prepared pursuant to Subtitle D of the SWDA; the Clean Air Act; the Toxic Substances Control Act; and the Marine Protection, Research, and Sanctuaries Act. (aa) “Local discharge limitations” means enforceable local standards developed by the City of Arlington. The standards are expressed in units of concentration as milligrams of pollutant per liter of solution. (bb) “Maximum allowable discharge limit” means the maximum concentration (or loading) of a pollutant allowed to be discharged at any time. (cc) “Medical wastes” means isolation wastes, infectious agents, human blood and blood products, pathological wastes, sharps, body parts, contaminated bedding, surgical wastes, potentially contaminated laboratory wastes, and dialysis wastes. (dd) “New source” means: (1) Any building, structure, facility, or installation from which there is (or may be) a discharge of pollutants, the construction of which commenced after the publication of proposed pretreatment standards under Section 307(c) of the Act which will be applicable to such source if such standards are thereafter promulgated in accordance with that section; provided, that: (A) The building, structure, facility, or installation is constructed at a site at which no other source is located; or (B) The building, structure, facility, or installation totally replaces the process or production equipment that causes the discharge of pollutants at an existing source; or (C) The production or wastewater generating processes of the building, structure, facility, or installation are substantially independent of an existing source at the same site. In determining whether these are substantially independent factors such as the extent to which the new facility is integrated with the existing plant, and the extent to which the new facility is engaged in the same general type of activity as the existing source should be considered. (2) Construction or development on a site at which an existing source is located that results in a modification of the existing source rather than a new source, if the construction does not create a new building, structure, facility, or new process but otherwise alters, replaces, or adds to existing process or production equipment. (3) Construction of a new source as defined under this subsection has commenced if the owner or operator has: (A) Begun or caused to begin as part of a continuous on-site construction program: (i) Any placement, assembly, or installation of facilities or equipment; or (ii) Significant site preparation work including clearing, excavation, or removal of existing buildings, structures, or facilities which is necessary for the placement, assembly, or installation of new source facilities or equipment; or (B) Entered into a binding contractual obligation for the purchase of facilities or equipment which is intended to be used in its operation within a reasonable time. Options to purchase or contracts which can be terminated or modified without substantial loss, and contracts for feasibility, engineering, and design studies do not constitute a contractual obligation under this section. (ee) “New User.” A “new user” is a user that applies to the city for a new building permit or any person who occupies an existing building and plans to discharge wastewater to the city’s collection system after the effective date of the ordinance codified in this chapter; provided that any person that buys an existing facility that is discharging nondomestic wastewater will be considered an “existing user” if no significant changes are made in the operation. A “new user” is not a “new source”. (ff) “Notice of Violation.” A written notification issued to an individual or business entity that is connected to the City’s Sanitary Sewer System, or has been issued a Wastewater Discharge Agreement, and informs them they have violated, or are continuing to violate, any provision of this chapter or any other chapter of the City municipal code. (gg) “Pass through” means a discharge which exits the POTW into waters of the United States in quantities or concentrations which, alone or in conjunction with a discharge or discharges from other sources, is a cause of a violation of any requirement of the city’s NPDES authorization (including an increase in the magnitude or duration of a violation). (hh) “Person” means any individual, partnership, co-partnership, firm, company, corporation, association, joint stock company, trust, estate, governmental entity, or any other legal entity, or their legal representatives, agents, or assigns. This definition includes all federal, state, or local governmental entities. (ii) “pH” means a measure of the acidity or alkalinity of a substance, expressed in standard units. (jj) “Pollutant” means any dredged spoil, solid waste, incinerator residue, sewage, garbage, sewage sludge, munitions, medical wastes, chemical wastes, biological materials, radioactive materials, heat, wrecked or discharged equipment, rock, sand, cellar dirt, agricultural and industrial wastes, and the characteristics of the wastewater (i.e., pH, temperature, TSS, turbidity, color, BOD, chemical oxygen demand (COD), toxicity, or odor). (kk) “Pretreatment” means the reduction of the amount of pollutants, the elimination of pollutants, or the alteration of the nature of pollutant properties in wastewater prior to (or in lieu of) introducing such pollutants into the POTW. This reduction or alteration can be obtained by physical, chemical, or biological processes; by process changes; or by other means (except by diluting the concentration of the pollutants unless allowed by an applicable pretreatment standard). (ll) “Pretreatment requirements” means any substantive or procedural requirement related to pretreatment imposed on a user, other than a pretreatment standard. (mm) “Pretreatment standards” or “standards” means prohibited discharge standards, categorical pretreatment standards, and local limits established by the city (POTW). (nn) “Prohibited discharge standards” or “prohibited discharges” means absolute prohibitions against the discharge of certain substances; these prohibitions appear in AMC 13.36.050 (oo) “Publicly owned treatment works (POTW)” means a “treatment works,” as defined by Section 212 of the Act (33 U.S.C. 1292) which is owned by the city. This definition includes all devices, facilities, or systems used in the collection, storage, treatment, recycling, and reclamation of sewage or industrial wastes of a liquid nature and any conveyances which convey wastewater to a treatment plant. The term also means the City of Arlington Wastewater Treatment Plant. . (pp) “Recreational vehicle waste (RV waste)” means any domestic and/or residential wastes from holding tanks on private recreational vehicles, including travel trailers, pickup truck mounted campers and mobile domestic single-family recreational vehicles. This category does not include tour buses and public transportation vehicles. This category does not include wastes from vehicles which collect wastewater from holding tanks. (qq) “Septic tank waste” means any domestic and/or residential sewage from holding tanks such as vessels, chemical toilets, and septic tanks. (rr) “Sewage” means human excrement and gray water (household showers, dishwashing operations, etc.). (ss) “Sewer” means any pipe, conduit ditch, or other device used to collect and transport sewage from the generating source. (tt) Shall, May. “Shall” is mandatory, “may” is permissive. (uu) “Significant industrial user (SIU)” means: (1) A user subject to categorical pretreatment standards; or (2) A user that: (A) Discharges an average of 25,000 gpd or more of process wastewater to the POTW (excluding sanitary, noncontact cooling and boiler blowdown wastewater); or (B) Contributes a process wastestream which makes up 5 percent or more of the average dry weather hydraulic or organic capacity of the POTW treatment plant; or (C) Is designated as such by the city on the basis that it has a reasonable potential for adversely affecting the POTW’s operation or for violating any pretreatment standard or requirement; (3) Upon a finding that a user meeting the criteria as stated herein has no reasonable potential for adversely affecting the POTW’s operation or for violating any applicable pretreatment standard or requirement, the city may at any time, on its own initiative or in response to a petition received from a user, determine that such user should not be considered a significant industrial user. (vv) “Slug load” means any discharge at a flow rate or concentration which could cause a violation of the discharge standards in AMC 13.36.050 through 13.36.080 or any discharge of a non-routine, episodic nature, including but not limited to an accidental spill or a non-customary batch discharge, or any discharge greater than or equal to five times the amount or concentration allowed by authorization or this chapter. (ww) “Standard Industrial Classification (SIC) code” means a classification pursuant to the Standard Industrial Classification Manual issued by the United States Office of Management and Budget. (xx) “State” means the state of Washington. (yy) “Storm water” means any flow occurring during or following any form of natural precipitation, and resulting from such precipitation, including snowmelt. (zz) “Total suspended solids” means the total suspended matter that floats on the surface of, or is suspended in, water, wastewater, or other liquid, and which is removable by laboratory filtering. (aaa) “Toxic pollutant” means one of the pollutants, or combination of those pollutants, listed as toxic in regulations promulgated by EPA under Section 307 (33 U.S.C. 1317) of the Act, or other pollutants as may be promulgated. (bbb) “Treatment plant effluent” means the discharge from the POTW into waters of the United States. (ccc) Treatment Works. See “Publicly owned treatment works (POTW).” (ddd) “User” or “industrial user” means a source of indirect discharge. The source shall not include “domestic user” as defined herein. (eee) “Wastewater” means liquid and water-carried industrial wastes and sewage from residential dwellings, commercial buildings, industrial and manufacturing facilities, and institutions, whether treated or untreated, which are contributed to the POTW. (fff) “Wastewater Discharge Agreement” see Discharge Agreement. (ggg) “Wastewater treatment plant” or “treatment plant” means that portion of the POTW which is designed to provide treatment of municipal sewage and authorized industrial waste. (hhh) The use of the singular shall be construed to include the plural and the plural shall include the singular as indicated by the context of its use. 13.36.040 Abbreviations. The following abbreviations shall have the designated meanings: a. AKART All known available and reasonable technology b. ASPP Accidental spill prevention plan c. BMPs Best management practices d. BOD Biochemical oxygen demand e. CFR Code of Federal Regulations f. COD Chemical oxygen demand g. DA Discharge Agreement h. EPA U.S. Environmental Protection Agency i. FOG Fats, oils, and grease gpd gallons per day j. mg/l Milligrams per liter k. LEL Lower explosive limit l. NPDES National Pollutant Discharge Elimination System m. O and M Operation and maintenance n. POTW Publicly owned treatment works o. RCRA Resource Conservation and Recovery Act p. SIU Significant Industrial User q. SIC Standard Industrial Classifications r. SWDA Solid Waste Disposal Act (42 U.S.C. 6901, et seq.) s. TTO Total toxic organics t. TSS Total suspended solids U.S.C. United States Code 13.36.050 Prohibited discharge standards. (a) General Prohibitions. No user shall introduce or cause to be introduced into the POTW any pollutant or wastewater which causes pass through or interference. These general prohibitions apply to all users of the POTW whether or not they are subject to categorical pretreatment standards or any other national, state, or local pretreatment standards or requirements. (b) Specific Prohibitions. No user shall introduce or cause to be introduced into the POTW the following pollutants, substances, or wastewater: (1) Pollutants which create a fire or explosive hazard in the POTW, including, but not limited to, wastestreams with a closed-cup flashpoint of less than 140 degrees Fahrenheit (60 degrees centigrade) using the test methods specified in 40 CFR 261.21; (2) Wastewater having a pH less than 5.5 or more than 8.0, or otherwise causing corrosive structural damage to the POTW or equipment; (3) Solid or viscous substances in amounts which will cause obstruction of the flow in the POTW resulting in interference but in no case solids greater than one-quarter inch; (4) Pollutants, including oxygen-demanding pollutants (BOD, COD, etc.), released in a discharge at a flow rate and/or pollutant concentration which, either singly or by interaction with other pollutants, will cause interference with the POTW; (5) Wastewater having a temperature which will inhibit biological activity in the treatment plant resulting in interference, but in no case wastewater which causes the temperature at the introduction into the treatment plant to exceed 104 degrees Fahrenheit (40 degrees centigrade) unless the director, upon the request of the user, approves alternate temperature limits. In no case shall wastewater having a temperature greater than 150 degrees Fahrenheit be discharged to the collection system; (6) Petroleum oil, non-biodegradable cutting oil, solvents, or products of mineral oil origin, in amounts that will cause interference or pass through; (7) Pollutants which result in the presence of toxic gases, vapors, or fumes within the POTW in a quantity that may cause acute worker health and safety problems; (8) Trucked or hauled pollutants, including sanitary wastes and grease wastes, unless authorized by the director; (9) Noxious or malodorous liquids, gases, solids, or other wastewater which, either singly or by interaction with other wastes, are sufficient to create a public nuisance or a hazard to life, or to prevent entry into the sewers for maintenance or repair; (10) Wastewater which imparts color which cannot be removed by the treatment process, such as, but not limited to, dye wastes and vegetable tanning solutions, which consequently imparts color to the treatment plant’s effluent, thereby violating the city’s NPDES authorization. Color (in combination with turbidity) shall not cause the treatment plant effluent to reduce the depth of the compensation point for photosynthetic activity by more than 10 percent from the seasonably established norm for aquatic life; (11) Wastewater containing any radioactive wastes or isotopes except as specifically approved by the director in compliance with applicable state or federal regulations; (12) Storm water, surface water, ground water, artesian well water, roof runoff, subsurface drainage, swimming pool drainage, condensate, deionized water, noncontact cooling water, and unpolluted wastewater, unless specifically authorized by the director; (13) Any sludges, screenings, or other residues from the pretreatment of industrial or commercial wastes or from industrial or commercial processes, except as authorized by the director; (14) Medical wastes, except as specifically authorized by the director; (15) Wastewater causing, alone or in conjunction with other sources, the treatment plant’s effluent to fail a toxicity test; (16) Detergents, surface-active agents, or other substances which may cause excessive foaming in the POTW; (17) Any liquid, solids, or gases which by reason of their nature or quantity are, or may be, sufficient either alone or by interaction with other substances to cause fire or explosion or be injurious in any other way to the POTW or to the operation of the POTW. At no time shall two successive readings on an explosion meter, at the point of discharge into the system (or at any point in the system), be more than 5 percent nor any single reading over 10 percent of the lower explosive limit (LEL) of the meter; (18) Animal intestines or tissues, paunch manure, bones, hair, hides or fleshings, entrails, whole blood, feathers, ashes, cinders, sand, spent lime, stone or marble dusts, metal, glass, straw, shavings, grass clippings, rags, spent grains, spent hops, waste paper, styrofoam, wood, plastics, gas, tar asphalt residues, residues from refining or processing of fuel or lubricating oil, mud, or glass grinding or polishing wastes; (19) Any substance which will cause the POTW to violate its NPDES and/or other disposal system permits; (20) Any wastewater, which in the opinion of the director can cause harm either to the sewers, sewage treatment process, or equipment; have an adverse effect on the receiving stream; or can otherwise endanger life, limb, public property, or constitute a nuisance, unless allowed under special agreement by the director (except that no special waiver shall be given from categorical pretreatment standards); (21) The contents of any tank or other vessel owned or used by any person in the business of collecting or pumping sewage, effluent, septage, or other wastewater; (22) Any hazardous or dangerous wastes as defined in rules published by the state of Washington (Chapter 173-303 WAC) and/or in EPA rules 40 CFR Part 261; (23) Persistent pesticides and/or pesticides regulated by the Federal Insecticide Fungicide Rodenticide Act (FIFRA); (24) Any slug load; (25) Any substance which may cause the POTW’s effluent or treatment residues, sludges, or scums to be unsuitable for reclamation and reuse, or to interfere with the reclamation process; (26) Fats, oils and grease in amounts that may cause obstructions or maintenance problems in the collection/conveyance system, or interference in the POTW; (27) Waste antifreeze (ethylene glycol, etc.); (28) Flow from an individual industrial facility in excess of 120,000 gpd without written permission of the director; (29) BOD or TSS from an individual industrial or commercial facility in excess of 750 mg/l measured at the point of connection with the city system. (c) Pollutants, substances, or wastewater prohibited by this section shall not be processed or stored in such a manner that they could be discharged to the POTW. 13.36.060 Federal categorical pretreatment standards. The national categorical pretreatment standards found at 40 CFR Chapter I, Subchapter N, Parts 405 – 471 are incorporated herein by reference as if set forth in full in this chapter. 13.36.070 State requirements. State requirements and limitations on discharges to the POTW shall be met by all users which are subject to such standards in any instance in which they are more stringent than federal requirements and limitations, or those in this chapter or other applicable ordinances. 13.36.080 Local discharge limitations. (a) The following discharge limitations are established to prevent site-specific treatment plant and environmental problems. The local discharge limitations under this section are in force for all nondomestic users of the city’s wastewater treatment plant. Local discharge limitations for the city are established using the allowable headworks loading method in accordance with the following EPA documents: (1) Guidance Manual on the Development and Implementation of Local Discharge Limitations under the Pretreatment Program (1987); (2) Supplemental Manual on the Development and Implementation of Local Discharge Limitations Under the Pretreatment Program (1991); (3) PRELIM Version 4.0 Users Guide (1991). (b) The following local discharge limitations are based on a technical analysis of the total loading of pollutants to the river watershed and the requirements of the Washington State Water Quality Standards (Chapter 173-201A WAC) and the Biosolids protection criteria in accordance with 40 CFR Part 503 final rule signed November 25, 1993. (c) Wastewater containing total recoverable metals in concentrations exceeding these local discharge limitations shall not be discharged to the city’s collection system or treatment works: TBD = to be determined upon completion of testing and analysis. (d) Local discharge limitations apply at the point where wastewater is discharged to the collection system for all users. Local discharge limitations are in force at all monitoring facilities required under AMC 13.36.520 LOCAL DISCHARGE LIMITATIONS . The director, at his/her option, may elect to have local discharge limitations apply after pretreatment and prior to mixing with other wastewater generated within an individual industrial Organics as Grab Sample 100 mg/l FOGs 1000 mg/l Chlorine 750 mg/l BOD TBD mg/l Cyanide 750 mg/l TSS Metals as 24-Hour Flow Proportional Composite Sample 100 mg/l FOGs0.71 mg/l Arsenic 0.10 mg/l Mercury 0.70 mg/l Cadmium 1.48 mg/l Nickel 1.47 mg/l Chromium 0.47 mg/l Silver 0.50 mg/l Copper 1.67 mg/l Zinc 0.52 mg/l Lead facility. (e) Local discharge limitations are expressed in units of milligrams of contaminant per liter of solution. The total mass or concentration of the constituent ion shall be limited under these maximum allowable discharge limitations without regard to oxidation state or chelation status. Where the user is subject to a categorical pretreatment standard or a specific discharge limitation under a state waste discharge agreement, the more stringent limit or pretreatment standard shall apply. 13.36.090 City’s right of revision. The city reserves the right to establish, by ordinance or in an amended Wastewater Discharge Agreement, more stringent standards or requirements on discharges to the POTW. 13.36.100 Special Discharge Agreement. (a) The city may enter into Wastewater Discharge Agreements with significant industrial users to accept conventional pollutants compatible with the treatment system at concentrations greater than those typical of domestic wastewater. Users with BOD or TSS levels higher than 250 mg/l must have a written agreement with the city before commencing discharge. Within such agreements, the city may establish terms of the user’s discharge to the POTW, including maximum flow rates. The city may also establish fees, in addition to those established in AMC 13.12, to recover costs associated with treating such wastes and the cost of monitoring to verify operation in accordance with agreements. (b) The adoption of fees shall be in accordance with AMC 13.36.770 (c) Nondomestic users may be assigned to user groups in accordance with the determination of the director. These nondomestic users may discharge wastewater to the treatment works without a written agreement. However, the user fees applicable to the assigned user group classification must be paid in accordance with the current rate structure adopted by the city. In no case shall the conventional waste strength of any user group classification exceed 750 mg/l BOD or 750 mg/l TSS. . In no case shall the discharge of conventional pollutants be allowed where the strength of such pollutants exceeds 750 mg/l BOD or 750 mg/l TSS. (d) Users discharging or intending to discharge pollutants other than BOD and TSS, and claiming compatibility, must prove to the satisfaction of the director that such pollutants are compatible with the POTW. These cases will be handled on a case-by-case basis by the director. Written approval is required prior to introducing such wastes into the treatment works. Appropriate fees may apply in accordance with the determination of the director. (e) In no case will a special Wastewater Discharge Agreement waive compliance with state or federal pretreatment requirements or standards, including categorical standards. 13.36.110 Dilution. A user shall not increase the use of process water, or in any way attempt to dilute a discharge, as a partial or complete substitute for adequate treatment to achieve compliance with an applicable pretreatment standard or requirement unless expressly authorized by an applicable pretreatment standard or requirement. The director may impose mass limitations on users which he/she believes may be using dilution to meet applicable pretreatment standards or requirements or in other cases when the imposition of mass limitations is appropriate. 13.36.120 General pretreatment facilities. (a) User(s) shall provide all known, available, and reasonable methods of prevention, control, and treatment (AKART) as required to comply with this chapter and shall achieve compliance with all applicable pretreatment standards and requirements set out in this chapter within the time limitations specified by the EPA, the state, or the director, whichever is more stringent. (b) Any facilities required to pretreat wastewater to a level acceptable to the city shall be provided, operated, and maintained at the user’s expense. (c) In addition, the director may establish best management practices (BMPs) for particular groups of users. These BMPs may include, but are not limited to, types or methods of pretreatment technology to be used, methods of source control, minimum maintenance requirements, delay prevention practices, good housekeeping, spill prevention practices, or other requirements as deemed necessary. (d) When required by the director, an engineering report, including detailed plans showing the pretreatment facilities and operating procedures, shall be submitted to the city for review, and shall be acceptable to the city before construction of the facility. The review of such plans and operating procedures will in no way relieve the user from the responsibility of modifying the facility as necessary to produce an acceptable discharge to the city under the provisions of this chapter. (e) Within 90 calendar days after the completion of the wastewater pretreatment facility, the discharger shall furnish as built drawings and its operations and maintenance procedures. Any subsequent significant changes in the pretreatment facility or method of operation shall be reported to and approved by the director prior to the initiation of the changes. (f) New sources, and new users determined to be significant industrial users (SIUs) must have pretreatment facilities installed and operating prior to discharge, if required. 13.36.130 Deadline for compliance with applicable pretreatment requirements. (a) See AMC 13.36.370 (b) Compliance by existing sources (categorical users) covered by categorical pretreatment standards shall be as specified in the appropriate standard. The city shall establish a final compliance deadline date for any categorical user when the local limits for said user are more restrictive than EPA’s categorical pretreatment standards. The city may establish a final compliance deadline date for any existing user not covered by categorical pretreatment standards. for compliance schedule requirements. (c) New source dischargers, and “new users” that are determined to be significant industrial users (SIUs), are required to comply with applicable pretreatment standards within the shortest feasible time as determined by the director (not to exceed 90 calendar days from the beginning of discharge). New sources, and “new users” that are determined to be significant industrial users (SIUs), shall install and have in operating condition and shall “start-up” all pollution control equipment required to meet applicable pretreatment standards before beginning to discharge. (d) Any W astewater Discharge Agreement issued to a categorical user shall not contain a compliance date beyond any deadline date established in EPA’s categorical pretreatment standards. (e) Any other existing user that is considered to be an SIU, or a categorical user that must comply with a more stringent local limit, which is in noncompliance with any local limits shall be provided with a compliance schedule to insure compliance within the shortest time feasible. A compliance schedule may be included in the subject user’s Wastewater Discharge Agreement. In no case shall compliance with the city’s local discharge limitation exceed two (2) years from the date of adoption of said limit by the city. (f) All existing commercial and industrial users not determined by the director to be significant industrial users (SIUs) shall have one (1) year to comply with the requirements of this chapter. Users not considered as significant industrial users may request in writing an extension of the requirement for compliance. Such extensions will be authorized by the director only for good cause. An extension of the compliance deadline is valid only upon receiving written agreement from the director. (g) A specific compliance schedule for pretreatment facilities for sources of fats, oils and grease is included in AMC 13.36.140 (h) Wastewater Discharge Agreements or contracts between the City of Arlington and any user or sewer utility customer that are in existence on the effective date of the ordinance codified in this chapter shall remain in full force and effect until the termination date of such Wastewater Discharge Agreement or contract. Each section and subsection of this chapter that is not in direct conflict with an existing Wastewater Discharge Agreement or contract shall become in effect immediately upon the effective date of the ordinance codified in this chapter. Application and enforcement of any section or subsection that is in direct conflict with existing Wastewater Discharge Agreement or contract shall be deferred for the duration of the existing Wastewater Discharge Agreement or contract. Where specific requirements of this chapter are not specifically prohibited or addressed under the requirements of an existing Wastewater Discharge Agreement or contract, the presumption shall be that an existing Wastewater Discharge Agreement or contract allows imposition and enforcement of the specific requirements of this chapter. Where an existing Wastewater Discharge Agreement or contract is in conflict with any state or federal regulation or standard, the subject Wastewater Discharge Agreement or contract shall be renegotiated so that compliance with the state and federal requirements is achieved. Wastewater Discharge Agreements or contracts not in conformance with this chapter or any state or federal regulation or standard shall not be renewed without modifications to bring such contracts into compliance therewith. . 13.36.140 Pretreatment facilities for fats, oils and grease (FOG). (a) General requirements. (1) It shall be unlawful for any food service establishment or other person to discharge, or cause to be discharged, processing wastewater to the collection system or POTW which contains oils, greases, solids, or liquids sufficient to cause obstruction or otherwise interfere with the proper operations of the POTW or collection system. (2) It shall also be unlawful for any food service establishment or other person to dispose of any grease waste or processing waste containing oils, greases, solids, or liquids and discharge said waste into any drainage piping, public or private sanitary sewer, storm drainage system, sufficient to interfere with the proper operation of that system, or to discharge said waste to any land, street, public way, river, stream, or other waterway. (3) It shall further be unlawful for any person to allow liquid waste to accumulate on his property or in his possession which is injurious to public health or emits offensive odors. (4) It shall be unlawful for any person to utilize any chemical emulsifying agent for the purpose of hindering or eliminating the interception of fats or grease prior to entering the city’s wastewater collection system. (5) Food service establishments and other facilities described in subsection (d) of this section discharging wastewater shall install, operate, clean, and maintain a sufficiently sized oil and grease, water and solids separator (herein called grease interceptor) necessary to achieve compliance with requirements set forth under this provision. (6) Oil or grease of petroleum or mineral origin shall not be discharged to the city’s sewer system at a concentration in excess of 100 mg/l. (7) Fats, oil or grease of animal or vegetable origin shall not be discharged to the city’s sewer system at a concentration in excess of 100 mg/l. (8) The concentration of oils and grease shall be measured in samples taken from the sampling chamber following pretreatment in an approved grease interceptor in accordance with the requirements of this section. Oil and grease concentration shall be measured using the partition-gravimetric method or the partition-infrared method outlined in the latest edition of Standard Methods for the Examination of Water and Wastewater, published by the American Public Health Association. (b) Waste Discharge Requirements. (1) Waste discharge from fixtures and equipment in establishments that may contain grease, including but not limited to scullery sinks, pot and pan sinks, vent hood drains, dishwashing machines, soup kettles and floor drains located in areas where grease containing materials may exist, may be drained into the sanitary sewer system only after such discharges are pretreated in an approved grease waste interceptor in accordance with this section. (2) No sanitary wastes from toilets, urinals, or other similar fixtures may be discharged through any grease waste interceptor. All wastes shall enter the interceptor through the inlet pipe only. The wholesale shredding of food wastes into any fixture which discharges to a grease waste interceptor is prohibited. (c) Location. (1) Each grease interceptor shall be so installed and connected that it shall be at all times easily accessible for inspection, cleaning, and the removal of the intercepted grease. Location of the interceptor shall meet the approval of the director. (2) Interceptors shall be placed as close as practical to the fixture(s) they serve. (3) Each business establishment for which a grease interceptor is required shall have an interceptor which shall serve only that establishment. (d) Pretreatment Required. (1) Dischargers who operate newly constructed or remodeled restaurants, meat cutting facilities, cafes, lunch counters, bakeries, cafeterias, bars, or clubs; or hotel, hospital, sanitarium, factory or school kitchens; or other establishments that serve or prepare food where FOG may be introduced to the sanitary sewer system shall have pretreatment facilities to prevent the discharge of FOG. (2) Dischargers who operate automatic and coin-operated laundries, car washes, filling stations, commercial garages or similar businesses having any type of washing facilities (including pressure washing and steam cleaning) or any other dischargers producing grit, sand, oils, lint, or other materials which have the potential of causing partial or complete obstruction of the building site sewer or other areas in the POTW shall install approved interceptors, oil/water separators, or tanks in accordance with specifications adopted by the City of Arlington such that excessive amounts of oil, sand and inert solids are effectively prevented from entering the POTW. (e) Design. (1) Grease interceptors shall be multiple compartment flotation chambers where grease floats to the water surface and is retained while the clear water underneath is discharged. The clear water discharged is subject to the discharge prohibitions of subsection (a)(1) of this section. (2) The grease interceptor shall be followed by a sampling compartment to allow for monitoring of discharges from the pretreatment unit. The geometry of the sampling compartment shall be in accordance with City of Arlington standard plan for grease interceptors available at the Utility Department. Interceptors shall have fittings designed for grease retention. (3) There shall be an adequate number of manholes to provide access for cleaning and maintenance of all areas of the interceptors; a minimum of 1 manhole per 10 feet of interceptor length. Manhole covers shall be gas-tight in construction, and have a minimum opening dimension of 20 inches. (f) Sizing Criteria. (1) Sizing Formula. The size of the grease interceptor shall be determined by using the following formula: seating capacity or the number of meals served per peak hour, whichever is greater, x 6.0 gallons x 2.5 hours x storage factor = interceptor size in gallons. (2) Storage factor shall be as follows: Facilities open less than 16 hours = 1; Facilities open for 16 hours or more = 2; Facilities open for 24 hours = 3. (3) In cases of certain fast food restaurants or establishments with the potential to discharge large quantities of oils, grease, solids or wastewaters, larger capacities of grease interceptors may be required. Prepackaged or manufactured grease interceptors may be approved by the director with proper engineering and application review. (g) Source Control. All food establishments which deep fry, pan fry or otherwise generate liquid or semisolid restaurant grease shall maintain a container on-site for containment of liquid and semisolid grease wastes. This liquid or semisolid grease shall be transported to an approved rendering plant. In no case shall free liquid grease be disposed of directly into fixtures which are connected to the sanitary sewer system. Unused butter, margarine, or other solid grease products shall not be discharged to the sanitary sewer system through garbage disposals or other means. No exceptions to the prohibitions of this subsection are allowed for fixtures which discharge to the sanitary sewer system through an approved grease interceptor. Hauling and recycling of restaurant grease shall be accomplished at a facility holding a state rendering permit. (h) Additives. The use of any additive, such as enzymes, chemicals, or bacteria, as a substitute for grease interceptors or the maintenance of grease interceptors is prohibited. The use of additives as a supplement to grease interceptors may be authorized by the director. The director will provide a specific written protocol for testing of additives proposed for use as supplements for grease interceptor or sewer line maintenance. Completion of the testing protocol to the satisfaction of the director at the expense of the grease generator is required prior to use of any additive. Written agreement from the director shall be obtained after completion of the testing protocol to verify that no objection is taken to the use of the proposed additive. In no case shall any additive which emulsifies fats, oils or grease be used. The city will provide a written test procedure for determination of emulsifying agents. (i) Grease Interceptor Maintenance. (1) Each facility required to install and maintain a grease waste interceptor under this chapter shall provide regular maintenance of said interceptor to the satisfaction of the director in accordance with the requirements set forth in this chapter. (2) Each person who removes grease waste from the grease interceptor shall, to the extent technically and mechanically possible, remove the entire content of the grease interceptor. (A) Pumping. All grease interceptors shall be maintained by the user at the user’s expense. Maintenance shall include the complete removal of all contents including floating materials, wastewater, and bottom sludges and solids. Decanting or discharging of removed waste back into the interceptor from which the waste was removed or any other grease interceptor for the purpose of reducing the volume to be hauled is prohibited. (B) Grease Removal and Grease Interceptor Pumping Frequency. All grease interceptors must be pumped out completely once every 3 months, or more frequently, as required by the director. Exception to this minimum frequency of pumping may be made with special written approval from the director for generators of small quantities of grease wastes. In no case shall the frequency of pumping be less than once every 6 months. (C) Disposal of Grease Interceptor Pumpage. All waste removed from each grease interceptor must be disposed of at a facility permitted by the health department in the county in which the disposal facility is located. Under no circumstances shall the pumpage be returned to the City of Arlington POTW or sewer. (D) Maintenance Requirements. Each person who engages in grease waste handling shall maintain all vehicles, hoses, pumps, tanks, tools, and equipment associated with grease waste handling in good repair, free of leaks, and in a clean and sanitary condition. All hoses and valves on grease waste handling vehicles or tanks shall be tightly capped or plugged after each use to prevent leakage, dripping, spilling or other discharge of grease wastes and any public or private property. (E) Maintenance Records. A log indicating each pumping and servicing of an interceptor for the previous 12 months shall be maintained on site by each food service establishment. This log shall include date, time, amount pumped, hauler’s business name and disposal site and shall be kept in a conspicuous location for inspection by health department or Arlington Sanitary Sewer Utility personnel. The maintenance record log shall be recorded in the format of the sample log included in subsection (j) of this section. (F) Maintenance Reporting. The information required in the maintenance log shall be submitted to the Arlington Sanitary Sewer Utility annually, or more frequent as stipulated in the Wastewater Discharge Agreement. The reporting period is January 1st through December 31st of each year. The report shall be submitted within 30 calendar days after the end of the reporting period. (j) Maintenance Log Format. All pumpage collected by haulers from grease interceptors shall be verified by a maintenance log which confirms pumping, hauling and disposal of waste. Maintenance records and maintenance reporting requirements are specified in subsections (i)(2)(E) and (F) of this section. Each person who engages in grease waste hauling shall complete the log each time such person services a grease interceptor. Such person shall provide a copy of the log to the generator of the grease waste. The log format shall be one of two types. (1) Type I Maintenance Log Format. The Type I format shall be used when the transporter of the pumpage maintains and operates a grease waste treatment facility where such facility is permitted by the local department of Health in the county in which the facility is located. The local health department permit shall specifically cover activities associated with grease waste recycling and/or disposal activities. The director will maintain a list of approved permitted grease waste receiving facilities. A permitted grease waste facility may be added to the director’s list of approved facilities upon submittal of a proper department of health permit for the county in which the receiving facility is located. The Type I grease waste maintenance log format shall be used only by transporters on the director’s list of approved permitted grease waste receiving facilities. (2) Type II Maintenance Log Format. The Type II grease waste interceptor maintenance log format shall be used when the transporter of the pumpage does not maintain and operate a permitted grease waste treatment facility. The Type II format shall be used by all transporters not on the list of permitted and approved grease waste receiving facilities maintained by the director. Any transporter on the approved list who does not dispose of the hauled grease waste at its own permitted treatment facility shall use the Type II format. (3) Each log entry shall consist of a single sheet of 8 ½” x 11” paper on which the required data is entered. The following format shall be used for each log entry: TYPE I FORMAT GREASE INTERCEPTOR MAINTENANCE LOG PREPARED FOR THE CITY OF ARLINGTON, WA GENERATOR INFORMATION Name Type facility name Address T ype facility address Date Hand written entry Volume pumped Hand written entry TRANSPORTER INFORMATION Name T ype business name of transporter Address T ype transporter address Estimated thickness of floating grease Hand written entry Estimated depth of bottom solids Hand written entry COMMENTS: Provide four lines the full width of the page to allow driver to enter observations on the condition of the grease interceptor. Hand written entry Driver name Hand written entry Driver signature Signature TYPE II FORMAT GREASE INTERCEPTOR MAINTENANCE LOG PREPARED FOR THE CITY OF ARLINGTON, WA GENERATOR INFORMATION Name Type facility name Address Type facility address Date Hand written entry Volume pumped Hand written entry TRANSPORTER INFORMATION Name Type business name of transporter Address Type transporter address Vehicle description and capacity Hand written entry Estimated thickness of floating grease Hand written entry Estimated depth of bottom solids Hand written entry COMMENTS Provide four lines the full width of the page to allow driver to enter observations on the condition of the grease interceptor Hand written entry Driver name Hand written entry Driver signature Signature RECEIVING FACILITY INFORMATION Facility name Type facility name Address Type facility address Facility permit number Type Department of Health permit number Date Hand written entry Volume of waste Hand written entry Classification of waste Hand written entry Name of receiving facility employee authorized to document waste discharge Hand written entry Signature Signature of above employee (k) Inspection and Entry. (1) Any and all premises serviced by a grease interceptor and any and all records pertaining thereto shall be subject to inspection by the director for the purpose of determining compliance with this chapter. (2) Any and all premises and vehicles used by any person performing grease waste handling any and all records of such person which relate to such person’s grease waste handling activities shall be subject to inspection by the director for the purpose of determining compliance with this chapter. (l) Existing Dischargers of Grease Wastes. (1) All existing restaurants, cafes, bakeries, lunch counters, cafeterias, meat cutting facilities, bars, or clubs, or hotel, hospital, sanitarium, factory or school kitchens; or other establishments that serve or prepare food where grease may be introduced to the sanitary sewer system which do not have grease interceptors, or do not have adequately sized interceptors at the time of adoption of the ordinance codified in this chapter shall meet the requirement for interception of grease, oils and fats by installing an approved grease interceptor. (2) Approved grease interceptors shall be installed within six (6) months of the adoption of the ordinance codified in this chapter for existing facilities identified by the director as having a history of causing problems in the city’s collection system. Facilities which must install approved grease interceptors within six (6) months of ordinance adoption will be notified in writing by the director. (3) Existing facilities which are not so notified by the director shall have eighteen (18) months from the time of adoption of the ordinance codified in this chapter to install approved grease interceptors in accordance with this chapter. Existing facilities which currently have grease interceptors of adequate size to meet the requirements of this chapter shall submit drawings of the existing installation along with calculations to demonstrate the adequacy of the existing installation. If the director determines that the existing grease interceptor meets the requirements of this chapter, the facility will be required to install only the sampling chamber as shown on the standard plan for grease interceptors. 13.36.150 Additional pretreatment measures. (a) Whenever deemed necessary, the director may require users to restrict their discharge during peak flow periods, designate that certain wastewater be discharged only into specific sewers, relocate and/or consolidate points of discharge, separate sewage wastestreams from industrial wastestreams, and such other conditions as may be necessary to protect the POTW and determine the user’s compliance with the requirements of this chapter. (b) When determined necessary by the director, each user discharging into the POTW shall install and maintain, on the user’s property and at their expense, a suitable storage and flow-control facility to insure equalization of flow. The director may require the facility to be equipped with alarms and a rate of discharge controller, the regulation of which shall be determined by the director. A W astewater Discharge Agreement (DA) may be issued solely for flow equalization. (c) Users with the potential to discharge flammable substances may be required to install and maintain an approved combustible gas detection meter. (d) When a new building is constructed without a tenant, and has any sewers which are intended to serve wastes other than sanitary or domestic waste, a multiple compartment interceptor approved by the director shall be installed. 13.36.160 Accidental spill prevention program/slug load control plan. Each discharger shall provide protection from accidental discharge of materials or substances prohibited or limited under this chapter into the municipal sewer system or into waters of the state. Where necessary, facilities to prevent accidental discharge of prohibited materials shall be provided and maintained at the discharger’s cost and expense. Detailed plans showing facilities and operating procedures to provide this protection shall be submitted to the director for review, and shall be approved by the director before construction of the facility. Each discharger, where requested by the director, shall complete its plan and submit same to the director within 90 calendar days of being notified by the director. No discharger who discharges to the municipal sewer system after the aforesaid date shall be permitted to introduce pollutants into the system until accidental discharge protection procedures have been approved by the director. Review and approval of such plans and operating procedures by the director shall not relieve the discharger from the responsibility to modify its facility as necessary to meet the requirements of this chapter. (a) Any user required to develop and implement an accidental discharge/slug control plan shall submit a plan which addresses, at a minimum, the following: (1) Description of discharge practices, including non-routine batch discharges; (2) Description and itemization of stored chemicals; (3) Procedures for immediately notifying the POTW of any accidental or slug discharge. Such notification must also be given for any discharge which would violate any of the standards in AMC 13.36.050 through 13.36.080 (4) Procedures to prevent adverse impact from any accidental or slug discharge. Such procedures include, but are not limited to, inspection and maintenance of storage areas, handling and transfer of materials, loading and unloading operations, control of plant site ; and (5) Runoff, worker training, building of containment structures or equipment, measures for containing toxic organic pollutants (including solvents), and/or measures and equipment for emergency response. (b) Accidental Spill Prevention Plan (ASPP)/Slug Load Control Plan Format. All users required to develop and implement an ASPP/slug load plan shall provide the required plan in a specific format. The format to be used in the plan submittal is contained in Appendix 4 of the EPA Region X guidance manual entitled “Guidance Manual for the Development of an Accidental Spill Prevention Program”. The director will review each plan submittal for completeness. If the director identifies any deficiencies in the plan it will be returned with specific deficiencies identified. The plan shall be modified to address the deficiencies noted and resubmitted for approval. Resubmittal shall be accomplished within six (6) weeks of the return of a deficient plan. (c) Notification. Dischargers shall notify the director immediately upon the occurrence of a slug load or accidental discharge of substances prohibited by this chapter. Notification by telephone call shall be followed within five (5) calendar days by a written report containing the following information: (1) Location of discharge; (2) Date and time thereof; (3) Type of waste; (4) Concentration and volume; (5) Corrective actions. Any discharger who discharges a slug load of prohibited materials shall be liable for any expense, loss or damage to the City of Arlington’s Sanitary Sewer System in addition to the amount of any fines imposed by the director on account thereof under the requirements of this chapter. (d) Within five (5) calendar days following an accidental discharge, the user shall submit to the director a detailed written report describing the cause of the discharge and the measures to be taken by the user to prevent similar future occurrences. Such notification shall not relieve the user of any expense, loss, damage, or other liability which may be incurred as a result of damage to the POTW, fish kills, or any other damage to person or property; nor shall such notification relieve the user of any fines, civil penalties, or other liability which may be imposed by this chapter or other applicable law. (e) Signs shall be permanently posted in conspicuous places on the user’s premises advising employees whom to call in the event of a slug or accidental discharge. Employers shall instruct all employees who may cause or discover such a discharge with respect to emergency notification procedures. 13.36.170 Septic tank wastes. See AMC 13.20.110. 13.36.180 Monitoring of wastewater discharges. (a) The director may require monitoring and periodic monitoring reports from any nondomestic discharger. Such monitoring will be performed at the expense of the discharger and in accordance with a schedule specified by the director. Such monitoring shall be required where the director determines that there is a reasonable possibility that the user may not be in compliance with this chapter. Monitoring and reporting requirements for users who are not considered as significant industrial users shall conform to AMC 13.36.370(f), (g) and (h), and 13.36.450 (b) Recreational Vehicle (RV) Wastewater. . Results of monitoring shall be forwarded to the director in accordance with the director’s specifications. (1) Wastewater from individual recreational vehicles shall be discharged to the treatment works only at sites approved in writing by the director. RV wastewater may also be discharged to collection facilities designed for this use and owned and operated by the City of Arlington. The city may eliminate city owned RV wastewater sites at any time for any reason. (2) Commercial operators and all other persons seeking to develop, operate and own RV dump stations must obtain approval from the director in writing prior to construction and operation of such facilities. Persons operating RV dump sites at the time of adoption of the ordinance codified in this chapter shall make themselves known to the director within 3 months of adoption of the ordinance codified in this chapter and request permission to continue operation. (3) The city may establish such fees as are deemed necessary for operation of approved RV wastewater sites. 13.36.190 Garbage disposal/garbage grinders. The use of garbage disposal units or garbage grinders for the wholesale disposal of garbage, paper products or Styrofoam products to the sanitary sewer system is prohibited. The installation or use of garbage grinders/garbage disposal units with rated motor power greater than three-quarter horsepower is prohibited. All garbage grinder/garbage disposal units with motors greater than three-quarter horsepower at the time of adoption of the ordinance codified in this chapter shall be removed within six (6) months of adoption of the ordinance codified in this chapter. More than one (1) grinder/disposal unit per commercial/industrial connection shall require the approval of the director. 13.36.200 Dangerous waste regulations. (a) Permit Requirements for Dangerous Waste Constituents. Users discharging a wastestream containing dangerous wastes as defined in Chapter 173-303 WAC (listed, characteristic, or criteria wastes) are required to comply with the following permit provisions: (1) Obtain a written agreement to discharge the waste from the director, and either obtain specific authorization to discharge the waste in a state waste discharge permit issued by the Department of Ecology, or accurately describe the wastestream in a temporary permit obtained pursuant to RCW 90.48.165. The description shall include at least: (A) The name of the dangerous waste as set forth in Chapter 173-303 WAC, and the dangerous waste number; (B) The mass of each constituent expected to be discharged; (C) The type of discharge (continuous, batch, or other). (2) Compliance shall be obtained on the following schedule: (A) Before discharge for new users; (B) Within 30 calendar days after becoming aware of a discharge of dangerous wastes to the POTW for existing users; and (C) Within 90 calendar days after final rules identifying additional dangerous wastes or new characteristics or criteria of dangerous waste are published for users discharging a newly listed dangerous waste. (b) Requirements for Participation in Local Hazardous Waste Management Program. All commercial users of the treatment works owned and operated by the City of Arlington shall participate in the local hazardous waste management program for Snohomish County. All reasonable efforts shall be made to reduce and recycle waste liquids and small quantity wastes generated in the business environment. Disposal of small quantities of hazardous wastes to the sanitary sewer system and treatment works is prohibited. Small quantity generators (SQGs), as defined in Chapter 173-303 WAC, shall ensure delivery of all dangerous wastes to a permitted waste management facility, legitimate recycler, facility that beneficially uses or reuses it, a permitted municipal or industrial solid waste facility (with prior consent of operator) or in accordance with local moderate risk waste plans developed by Snohomish County. 13.36.210 Required. (a) No significant industrial user (SIU) shall discharge wastewater into the POTW without first obtaining a Wastewater Discharge Agreement from the director. Any violation of the terms and conditions of a Wastewater Discharge Agreement shall be deemed a violation of this chapter and subjects the agreement to the sanctions set out in this chapter. Obtaining a Wastewater Discharge Agreement does not relieve a user of its obligation to comply with all federal and state pretreatment standards or requirements or with any other requirements of federal, state, and local law. The director at his/her sole discretion will determine which discharger is a significant industrial user. (b) The director may require other users to obtain Wastewater Discharge Agreements (as necessary) to carry out the purposes of this chapter. 13.36.220 Existing SIU. Any SIU that was discharging wastewater into the POTW prior to the effective date of the ordinance codified in this chapter and that wishes to continue such discharges in the future shall, within 60 calendar days after notification by the director, submit a Wastewater Discharge Agreement Application to the city in accordance with AMC 13.36.240 13.36.230 New source and “new user.” , and shall not cause or allow discharges to the POTW to continue after 180 calendar days of the effective date of notification except in accordance with a Wastewater Discharge Agreement issued by the director. At least 90 calendar days prior to the anticipated start-up, new sources, sources that become a user subsequent to the promulgation of an applicable categorical pretreatment standard, and “new users” that are determined to be significant industrial users (SIU) shall apply for a Wastewater Discharge Agreement and will be required to submit to the city at least the information listed in AMC 13.36.240(a) through (f). A new source, or “new user” that is determined to be a significant industrial user (SIU), cannot discharge without first receiving a Wastewater Discharge Agreement from the city. New sources, and “new users” that are determined to be significant industrial users (SIUs), shall also be required to include in their application information on the method of pretreatment the user intends to use to meet applicable pretreatment standards. New sources, and “new users” that are determined to be significant industrial users (SIUs), shall give estimates of the information requested in AMC 13.36.240 13.36.240 Application contents. (d) and (e). All users required to obtain a W astewater Discharge Agreement must submit, at a minimum, the following information on an approved Industrial and Commercial Wastewater Discharge Application form, as approved by the Director. The Industrial and Commercial Wastewater Discharge Application form may be obtained from the City of Arlington Permit Center. Categorical users submitting the following information shall have complied with 40 CFR 403.12(b). (a) Identifying Information. The user shall submit the name and address of the facility including the name of the operator and owners. The user shall provide the Standard Industrial Classification (SIC) number for the facility. (b) Authorizations. The user shall submit a list of any environmental control authorizations held by or for the facility. (c) Description of Operations. The user shall submit a brief description of the nature, average rate of production, and Standard Industrial Classification of the operation(s) carried out by such industrial user, including a list of all raw materials and chemicals used or stored at the facility which are, or could accidentally or intentionally be, discharged to the POTW; number and type of employees; hours of operation; each product produced by type, amount, process or processes, and rate of production; type and amount of raw materials processed (average and maximum per day) and the time and duration of discharges. This description should also include a schematic process diagram which indicates points of discharge to the POTW from the regulated or manufacturing processes. Disclosure of site plans, floor plans, mechanical and plumbing plans and details to show all sewers, sewer connections, inspection manholes, sampling chambers and appurtenances by size, location and elevation. (d) Flow Measurement. (1) Categorical User. The user shall submit information showing the measured average daily and maximum daily flow, in gallons per day, to the POTW from each of the following: (A) Regulated or manufacturing process streams; and (B) Other streams as necessary to allow use of the combined wastestream formula of 40 CFR 403.6(e). (2) Non-categorical User. The user shall submit information showing the measured average daily and maximum daily flow, in gallons per day, to the POTW from each of the following: (C) Total process flow, wastewater treatment plant flow, total plant flow or individual manufacturing process flow as required by the director. (D) The city may allow for verifiable estimates of these flows where considerations are justified by cost or feasibility. (e) Measurements of Pollutants. (1) Categorical User. (A) The user shall identify the applicable pretreatment standards for each regulated or manufacturing process. (B) In addition, the user shall submit the results of sampling and analysis identifying the nature and concentration (or mass) where required by the categorical pretreatment standard or as required by the city of regulated pollutants in the discharge from each regulated or manufacturing process. Both daily maximum and average concentration (or mass, where required) shall be reported. The sample shall be representative of daily operations and shall conform to sampling and analytical procedures outlined in AMC 13.36.480 and 13.36.490 (C) The user shall take a minimum of 3 representative samples to compile that data necessary to comply with the requirements of this section. . (D) Where an alternate concentration or mass limit has been calculated in accordance with 40 CFR 403.6(e) for a categorical user covered by a categorical pretreatment standard this adjusted limit along with supporting data shall be submitted as part of the application. (2) Non-categorical User. (A) The user shall identify the applicable pretreatment standards for its wastewater discharge. (B) In addition, the user shall submit the results of sampling and analysis identifying the nature and concentration (or mass where required by the city) of regulated pollutants contained in AMC 13.36.050 through 13.36.080, as appropriate in the discharge. Both daily maximum and average concentration (or mass, where required) shall be reported. The sample shall be representative of daily operations and shall conform to sampling and analytical procedures outlined AMC 13.36.480 and 13.36.490 (C) The user shall take a minimum of 3 representative samples to compile that data necessary to comply with the requirements of this section. . (D) Where the director developed alternate concentration or mass limits because of dilution this adjusted limit along with supporting data shall be submitted as part of the application. (f) Certification. A statement, reviewed by an authorized representative of the user and certified by a qualified professional as outlined in AMC 13.36.250 (g) Compliance Schedule. If additional pretreatment and/or O and M will be required to meet the applicable pretreatment standards, the city will establish the shortest schedule by which the user will provide such additional pretreatment and/or O and M modifications. The schedule shall conform to the requirements of AMC , indicating whether the applicable pretreatment standards are being met on a consistent basis, and, if not, whether additional operation and maintenance (O and M) and/or additional pretreatment is required for the user to meet the applicable pretreatment standards and requirements. 13.36.380. The completion date in this schedule shall not be later than the compliance date established pursuant to AMC 13.36.150 (1) Where the user’s categorical pretreatment standard has been modified by a removal allowance (40 CFR 403.7), the combined wastestream formula (40 CFR 403.6(e)), and/or a fundamentally different factors variance (40 CFR 403.13) at the time the user submits the report required by this section, the information required by subsections (f) and (g) of this section shall pertain to the modified limits. . (2) If the categorical pretreatment standard is modified by a removal allowance (40 CFR 403.7), the combined wastestream formula (40 CFR 403.6(e)), and/or a fundamentally different factors variance (40 CFR 403.13) after the user submits the report required by subsections (f) and (g) of this section, then a new report shall be submitted by the user within 60 calendar days after the modified limit is approved. (h) Any other information as may be deemed necessary by the director to evaluate the Wastewater Discharge Agreement Application. Incomplete or inaccurate applications will not be processed and will be returned to the user for revision. 13.36.250 Signatory and certification requirement. All W astewater Discharge Agreement Applications and user reports must be signed by an authorized representative of the user and contain the following certification statement: “I declare under penalty of perjury under the laws of the State of Washington that this document and all attachments were prepared under my direction or supervision in accordance with a system designed to assure that qualified personnel properly gather and evaluate the information submitted. Based on my inquiry of the person or persons who manage the system, or those persons directly responsible for gathering the information, the information submitted is to the best of my knowledge and belief, true, accurate, and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fine and imprisonment for knowing violations.” 13.36.260 Decisions. The director will evaluate the data furnished by the user and may require additional information. Within 90 calendar days of receipt of a complete Wastewater Discharge Agreement Application, the director will determine whether or not to issue a Wastewater Discharge Agreement. The agreement shall be issued within 30 calendar days of full evaluation and acceptance of the data furnished. The director may deny any application for a Wastewater Discharge Agreement. 3.36.270 Contents. A Wastewater Discharge Agreement shall include such conditions as are reasonably deemed necessary by the director to prevent pass through or interference, protect the quality of the water body receiving the treatment plant’s effluent, protect worker health and safety, facilitate sludge management and disposal, and protect against damage to the POTW. (a) Wastewater Discharge Agreements must contain the following conditions: (1) A statement that indicates Wastewater Discharge Agreement duration, which in no event shall exceed 5 years; (2) A statement that the Wastewater Discharge Agreement is nontransferable without prior notification to and approval from the city, and provisions for furnishing the new owner or operator with a copy of the existing Wastewater Discharge Agreement; (3) Applicable pretreatment standards and requirements, including any special requirements; (4) Self monitoring, sampling, reporting, notification, submittal of technical reports, compliance schedules, and recordkeeping requirements. These requirements shall include an identification of pollutants to be monitored, sampling location, sampling frequency, and sample type based on federal, state, and local law; (5) Requirement for immediate notification to the city where self-monitoring results indicate noncompliance; (6) Requirement to report a bypass or upset of a pretreatment facility; (7) Requirement for the SIU who reports noncompliance to repeat the sampling and analysis and submit results to the city within 30 calendar days after becoming aware of the violation; (8) A reference to this chapter concerning applicable civil, criminal, and administrative penalties for violation of pretreatment standards and requirements, and any applicable compliance schedule. (b) Wastewater Discharge Agreements may contain, but need not be limited to, the following conditions: (1) Limits on the average and/or maximum rate of discharge, time of discharge, and/or requirements for flow regulation and equalization; (2) Requirements for the installation of pretreatment technology, pollution control, or construction of appropriate containment devices, designed to reduce, eliminate, or prevent the introduction of pollutants into the treatment works; (3) Requirements for the development and implementation of spill control plans or other special conditions including management practices necessary to adequately prevent accidental, unanticipated, or routine discharges; (4) Development and implementation of waste minimization plans to reduce the amount of pollutants discharged to the POTW; (5) The unit charge or schedule of user charges and fees for the management of the wastewater discharged to the POTW; (6) Requirements for installation and maintenance of inspection and sampling facilities and equipment; (7) A statement that compliance with the Wastewater Discharge Agreement does not relieve the applicant of responsibility for compliance with all applicable federal and state pretreatment standards, including those which become effective during the term of the Wastewater Discharge Agreement; (8) Any special agreements the director chooses to continue or develop between the city and user; (9) Other conditions as deemed appropriate by the director to ensure compliance with this chapter, and state and federal laws, rules, and regulations. 13.36.280 Appeals. Any person, including the user, may petition the City to reconsider the terms of a Wastewater Discharge Agreement or other determination under this chapter within thirty (30) calendar days of its issuance. (a) Failure to submit a timely petition for review shall be deemed to be a waiver of the administrative appeal. (b) In its petition, the appealing party must indicate the W astewater Discharge Agreement provisions objected to, the reasons for this objection, and the alternative condition, if any, it seeks to place in the Wastewater Discharge Agreement. (c) The effectiveness of the Wastewater Discharge Agreement shall not be stayed pending the appeal. (d) If the city fails to act within sixty (60) calendar days of the receipt of an appeal, a request for reconsideration shall be deemed to be denied. Decisions not to reconsider a Wastewater Discharge Agreement, not to issue a Wastewater Discharge Agreement, or not to modify a Wastewater Discharge Agreement shall be considered final administrative actions for purposes of judicial review. (e) Aggrieved parties seeking judicial review of the final administrative Wastewater Discharge Agreement decision must do so by filing a petition for review with the Snohomish County Superior Court within thirty (30) calendar days. 13.36.290 Duration. Wastewater Discharge Agreements shall be issued for a specified time period, not to exceed five (5) years. A Wastewater Discharge Agreement may be issued for a period less than five (5) years, at the discretion of the director. Each Wastewater Discharge Agreement will indicate a specific date upon which it will expire. 13.36.300 Modification. (a) The director may modify the Wastewater Discharge Agreement for good cause including, but not limited to, the following: (1) To incorporate any new or revised federal, state, or local pretreatment standards or requirements; (2) To address significant alterations or additions to the user’s operation, processes, or wastewater volume or character since the time of Wastewater Discharge Agreement issuance; (3) A change in the POTW that requires either a temporary or permanent reduction or elimination of the authorized discharge; (4) Information indicating that the authorized discharge poses a threat to the city’s POTW, city personnel, or the receiving waters; (5) Violation of any terms or conditions of the Wastewater Discharge Agreement; (6) Misrepresentations or failure to fully disclose all relevant facts in the Wastewater Discharge Agreement application or in any required reporting; (7) Revision of or a grant of variance from categorical pretreatment standards pursuant to 40 CFR 403.13; (8) To correct typographical or other errors in the Wastewater Discharge Agreement; or (9) To reflect a transfer of the facility ownership and/or operation to a new owner/operator. (b) Such modifications of Wastewater Discharge Agreements shall occur at the time of renewal of said agreement except in unusual circumstances related to actions or regulations imposed by the Department of Ecology or other regulatory authorities. Treatment plant system upsets or other treatment plant operational problems shall also be grounds for modification of Wastewater Discharge Agreement documents prior to the date of renewal. No vested right shall be created by the issuance of a Wastewater Discharge Agreement under this chapter. 13.36.310 Transfer. (a) Wastewater Discharge Agreements may be reassigned or transferred to a new owner and/or operator only if the current owner gives at least ninety (90) calendar days’ advance notice to the director and the director approves the Wastewater Discharge Agreement transfer. The notice to the director must include a written certification by the new owner and/or operator which: (1) States that the new owner and/or operator has no immediate intent to change the facility’s operations and processes; (2) Identifies the specific date on which the transfer is to occur; and (3) Acknowledges full responsibility for complying with the existing Wastewater Discharge Agreement. (b) Provided that the above occurs and that there were no significant changes to the manufacturing operation or wastewater discharge, the new owner will be considered an existing user and be covered by the existing limits and requirements in the previous owner’s agreement. Failure to provide advance notice of a transfer renders the Wastewater Discharge Agreement voidable as of the date of facility transfer. 13.36.320 Revocation. (a) Wastewater Discharge Agreements may be revoked for, but not limited to, the following reasons: (1) Failure to notify the city of significant changes to the wastewater prior to the changed discharge; (2) Failure to provide prior notification to the city of changed conditions; (3) Misrepresentation or failure to fully disclose all relevant facts in the Wastewater Discharge Agreement Application; (4) Falsifying self-monitoring reports; (5) Tampering with monitoring equipment; (6) Refusing to allow the city timely access to the facility premises and records; (7) Failure to meet discharge limitations; (8) Failure to pay fines; (9) Failure to pay sewer charges; (10) Failure to meet compliance schedules; (11) Failure to complete the Wastewater Discharge Agreement Application; (12) Failure to provide advance notice of the transfer of an authorized facility; (13) If the city has to invoke its emergency provision as cited in AMC 13.36.620 (14) Violation of any pretreatment standard or requirement, or any terms of ; the Wastewater Discharge Agreement or this chapter; (15) Failure to comply with all requirements of a written accidental spill prevention/slug loading plan. (b) Wastewater Discharge Agreements shall be voidable upon cessation of operations or transfer of business ownership, unless the Discharge Agreement is transferred in accordance with AMC 13.36.310 13.36.330 Reissuance. . All Wastewater Discharge Agreements issued to a particular user are void upon the issuance of a new Wastewater Discharge Agreement to that user. A user, required to have a Wastewater Discharge Agreement, shall apply for Wastewater Discharge Agreement reissuance by submitting a complete Wastewater Discharge Agreement Application, in accordance with AMC 13.36.240 13.36.340 State waste discharge authorization. , a minimum of ninety (90) calendar days prior to the expiration of the user’s existing Wastewater Discharge Agreement. A user, whose existing Wastewater Discharge Agreement has expired and has submitted its re-application in the time period specified herein, shall be deemed to have an effective Wastewater Discharge Agreement until the city issues or denies the new Wastewater Discharge Agreement. A user, whose existing Wastewater Discharge Agreement has expired and who failed to submit its re-application in the time period specified herein, will be deemed to be discharging without a Wastewater Discharge Agreement. Each user who holds a state waste discharge permit in compliance with the provisions of Chapter 90.48 RCW shall forward one copy of all subject correspondence to the director. Subject correspondence shall consist of all written communication between the user and the state of Washington Department of Ecology concerning the user’s state waste discharge permit including reports, letters, and submittals of applications, legal documents and agreements. The user shall also submit one (1) copy of all documents received from the Department of Ecology pertaining to the user’s state waste discharge permit. The permit in effect at the time of adoption of the ordinance codified in this chapter shall be forwarded to the director within ninety (90) calendar days of adoption of the ordinance codified in this chapter. All correspondence with Ecology thereafter shall be subject to the requirements of this section. 13.36.350 Baseline monitoring reports. (a) Within either 180 calendar days after the effective date of a categorical pretreatment standard, or the final administrative decision on a category determination under 40 CFR 403.6(a)(4) (whichever is later), existing categorical users currently discharging to or scheduled to discharge to the POTW shall be required to submit to the city a report which contains the information listed in AMC 13.36.240 (b) At least ninety (90) calendar days prior to commencement of their discharge, new sources, and sources that become categorical users subsequent to the promulgation of an applicable categorical standard, shall be required to submit to the city a report which contains the information listed in AMC . 13.36.240 (c) A new source shall also be required to submit an engineering report, explaining the method of pretreatment it intends to use to meet applicable categorical standards. A new source shall also give estimates of its anticipated flow and quantity of pollutants discharged. . 13.36.360 Final compliance report (initial compliance report). (a) Within 90 calendar days following the date for final compliance by the significant industrial user with applicable pretreatment standards and requirements set forth in this chapter, in a Wastewater Discharge Agreement, or within 30 calendar days following commencement of the introduction of wastewater into the POTW by a new source or “new users” considered by the city to fit the definition of SIU, the affected user shall submit to the city a report containing the information outlined in AMC 13.36.240 (b) For users subject to equivalent mass or concentration limits established by the city in accordance with procedures established in 40 CFR 403.6 (c), this report shall contain a reasonable measure of the user’s long-term production rate. For all other users subject to categorical pretreatment standards expressed in terms of allowable pollutant discharge per unit of production (or other measure of operation), this report shall include the user’s actual production during the appropriate sampling period. (d) through (f). 13.36.370 Periodic compliance report (monthly report). (a) Any user that is required to have a Wastewater Discharge Agreement and performs self-monitoring shall submit to the city during the months of June and December, unless required on other dates or more frequently by the city, a report indicating the nature of the effluent over the previous reporting period. The frequency of monitoring shall be as prescribed within the Wastewater Discharge Agreement. At a minimum, users shall sample their discharge at least twice per year. (b) The report shall include a record of the concentrations (and mass if specified in the Wastewater Discharge Agreement) of the pollutants listed in the Wastewater Discharge Agreement that were measured and a record of all flow measurements (average and maximum) taken at the designated sampling locations, and shall also include any additional information required by this chapter or the Wastewater Discharge Agreement. Production data shall be reported if required by the Wastewater Discharge Agreement. Both daily maximum and average concentration (or mass, where required) shall be reported. If a user sampled and analyzed more frequently than what was required by the city or by this chapter, using methodologies in 40 CFR Part 136, it must submit all results of sampling and analysis of the discharge during the reporting period. (c) Any user subject to equivalent mass or concentration limits established by the city or by unit production limits specified in the applicable categorical standards shall report production data as outlined in AMC 13.36.360 (d) If the city calculated limits to factor out dilution flows or non-regulated flows, the user will be responsible for providing flows from the regulated process flows, dilution flows and non-regulated flows. (b). (e) Flows shall be reported on the basis of actual measurement; provided, however, that the city may accept reports of average and maximum flows estimated by verifiable techniques if the city determines that an actual measurement is not feasible. (f) Sampling shall be representative of the user’s daily operations and shall be taken in accordance with the requirements specified herein (see AMC 13.36.480 through 13.36.520 (g) The city may require reporting by users that are not required to have an industrial Wastewater Discharge Agreement if information or data is needed to establish a sewer charge, determine the treatability of the effluent or determine any other factor which is related to the operation and maintenance of the sanitary sewer system. ). (h) The city may require self-monitoring by the user or perform the periodic compliance monitoring needed to prepare a periodic compliance report required under this section. If the city performs such periodic compliance monitoring, it will charge the user for such monitoring, based upon the costs incurred by the city for the sampling and analyses. Any such charges shall be added to the normal sewer charge and shall be payable as part of the utility bills. The city is under no obligation to perform periodic compliance monitoring for a user. 13.36.380 Compliance schedules for meeting applicable pretreatment standards. Where required by the director, SIUs shall develop and submit a compliance schedule which brings the user into compliance with the requirements of its Wastewater Discharge Agreement. (a) The schedule shall contain increments of progress in the form of dates for the commencement and completion of major events leading to the construction and operation of additional pretreatment required for the user to meet the applicable pretreatment standards (e.g., hiring an engineer, completing preliminary plans, completing final plans, executing contract for major components, commencing construction, completing construction, etc.). (b) No increment referred to in subsection (1) of this section shall exceed nine (9) months. (c) Not later than fourteen (14) calendar days following each date in the schedule and the final date for compliance, the user shall submit a progress report to the city including, at a minimum, whether or not it complied with the increment of progress to be met on such date and, if not, the date on which it expects to comply with this increment of progress, the reason for delay, and the steps being taken by the user to return the construction to the schedule established. In no event shall more than nine months elapse between such progress reports. 13.36.390 Notification of significant production changes. Any user operating under a Wastewater Discharge Agreement incorporating equivalent mass or concentration limits shall notify the city within two (2) business days after the user has a reasonable basis to know that the production level will significantly change within the next calendar month. Any user not providing a notice of such anticipated change will be required to comply with the existing limits contained in its Wastewater Discharge Agreement. 13.36.400 Hazardous waste notification. (a) Any user that is discharging fifteen (15) kilograms of hazardous wastes as defined in 40 CFR 261 (listed or characteristic wastes) in a calendar month or any facility discharging any amount of acutely hazardous wastes as specified in 40 CFR 261.30(d) and 261.33(e) is required to provide a one-time notification in writing to the city, EPA Regional Waste Management Division Director, and the Hazardous Waste Division of the NWRO of the Washington State Department of Ecology. Any existing user exempt from this notification shall comply with the requirements contained herein within thirty (30) calendar days of becoming aware of a discharge of fifteen (15) or more kilograms of hazardous wastes in a calendar month or the discharge of acutely hazardous wastes to the city sanitary sewer system. (b) Such notification shall include: (1) The name of the hazardous waste as set forth in 40 CFR Part 261; (2) The EPA hazardous waste number; (3) The type of discharge (continuous, batch, or other); (4) If an industrial user discharges more than 100 kilograms of such waste per calendar month to the sanitary sewer system, the notification shall also contain the following information to the extent it is known or readily available to the industrial user: (A) An identification of the hazardous constituents contained in the wastes, (B) An estimation of the mass and concentration of such constituents in the wastestreams discharged during that calendar month, and (C) An estimation of the mass of constituents in the wastestreams expected to be discharged during the following twelve (12) months. These notification requirements do not apply to pollutants already reported under the self-monitoring requirements. Whenever the EPA publishes final rules identifying additional hazardous wastes or new characteristics of hazardous waste, a user shall notify the city of the discharge of such a substance within ninety (90) calendar days of the effective date of such regulations. (c) In the case of any notification made under this section, an industrial user shall certify that it has a program in place to reduce the volume and toxicity of hazardous wastes generated to the degree it has determined to be economically practical. Discharging hazardous waste to the sewer system is prohibited as per AMC 13.36.050 13.36.410 Notice of potential problems, including accidental spills, slug loadings. . Any user shall notify the city immediately of all discharges that could cause problems to the POTW, including any slug loadings, as defined in AMC 13.36.030 13.36.420 Noncompliance reporting. . The notification shall include the concentration and volume and corrective action. Steps being taken to reduce any adverse impact should be noted during the notification. Any user who discharges a “slug” (or slugs) of pollutants shall be liable for any expense, loss, or damage to the POTW, in addition to the amount of any fines imposed by the city or on the city under state or federal law. If sampling performed by a user indicates a violation, the user shall notify the city within 24 hours of becoming aware of the violation. The user shall also repeat the sampling within 5 calendar days and submit the results of the repeat analysis to the city within 30 calendar days after becoming aware of the violation, except the user is not required to resample if: (a) The city performs sampling at the user at a frequency of at least once per month; or (b) The city performs sampling at the user between the time when the user performs its initial sampling and the time when the user receives the results of this sampling. 13.36.430 Notification of changed discharge. All users shall promptly notify the city in advance of any substantial change in the volume or character of pollutants in their discharge, including significant manufacturing process changes, pretreatment modifications, and the listed or characteristic hazardous wastes for which the user has submitted initial notification under 40 CFR 403.12(p). 13.36.440 Total Toxic Organics reporting. Categorical users which are required by EPA to eliminate and/or reduce the levels of total toxic organics (TTOs) discharged into the sanitary sewer system must follow the categorical pretreatment standards for that industry. Those users must also meet the following requirements: (a) Must sample, as part of the application requirements, for all the organics listed under the TTO limit (no exceptions); (b) May submit a statement that no TTOs are used at the facility and/or develop a solvent management plan in lieu of continuously monitoring for TTO, if authorized by the director. If allowed to submit a statement or develop a solvent management plan, the user must routinely submit a certification statement as part of its self-monitoring report that there has been no dumping of concentrated toxic organic waste into the wastewater and that it is implementing a solvent management plan as approved by the city. The director may require the development and implementation of a solvent management plan in addition to monitoring for TTO. 13.36.450 Reports from users not required to secure Wastewater Discharge Agreements. All users not required to obtain a Wastewater Discharge Agreement shall provide appropriate reports to the city as the director may require. 13.36.460 Record keeping. Users subject to the reporting requirements of this chapter shall retain, and make available for inspection and copying, all records of information obtained pursuant to any monitoring activities required by this chapter and any additional records of information obtained pursuant to monitoring activities undertaken by the user independent of such requirements. Records shall include the date, exact place, method, and time of sampling and the name of the person(s) taking the samples; the dates analyses were performed; who performed the analyses; the analytical techniques or methods used; and the results of such analyses. These records shall remain available for a period of at least 3 years. This period shall be automatically extended for the duration of any litigation concerning the user or POTW, or where the user has been specifically notified of a longer retention period by the director. 13.36.470 Timing. Written reports will be deemed to have been submitted on the date postmarked. For reports which are not mailed, postage prepaid, into a mail facility serviced by the United States Postal Service, the date of receipt of the report shall govern. 13.36.480 Sampling requirements for users. (a) A minimum of 4 grab samples must be used for pH, cyanide, total phenols, sulfide, and volatile organics. The director will determine on a case-by-case basis whether the user will be able to composite the individual grab samples. For all other pollutants, 24-hour composite samples must be obtained through flow- proportional composite sampling techniques where feasible. The city may waive flow-proportional composite sampling for any user that demonstrates that flow- proportional sampling is not feasible. In such cases, samples may be obtained through time-proportional composite sampling techniques or through a minimum of three (3) grab samples where the user demonstrates that this will provide a representative sample of the effluent being discharged. (b) Samples should be taken immediately downstream from pretreatment facilities if such exist or immediately downstream from the regulated or manufacturing process if no pretreatment exists or as determined by the city and/or contained in the user’s Wastewater Discharge Agreement. For categorical users, if other wastewaters are mixed with the regulated wastewater prior to pretreatment the user shall measure the flows and concentrations necessary to allow use of the combined wastestream formula of 40 CFR 403.6(e) in order to evaluate compliance with the applicable categorical pretreatment standards. For other SIUs, for which the city has adjusted its local limits to factor out dilution flows, the user shall measure the flows and concentrations necessary to evaluate compliance with the adjusted pretreatment standard(s). (c) All sample results shall indicate the time, date and place of sampling, and methods of analysis, and shall certify that such sampling and analysis is representative of normal work cycles and expected pollutant discharges from the user. If a user sampled and analyzed more frequently than what was required in its Wastewater Discharge Agreement, using methodologies in 40 CFR Part 136, it must submit all results of sampling and analysis of the discharge as part of its self monitoring report. (d) Preserve samples in accordance with the specifications of Standard Methods for the Examination of Water and Wastewater, latest edition. (e) Chain of custody documentation may be required by the director for any samples taken pursuant to this chapter. 13.36.490 Analytical requirements. (a) All pollutant analyses, including sampling techniques, shall be performed in accordance with the techniques prescribed in 40 CFR Part 136, unless otherwise specified in an applicable categorical pretreatment standard. If 40 CFR Part 136 does not contain sampling or analytical techniques for the pollutant in question, sampling and analyses must be performed in accordance with procedures approved by the EPA. (b) All analyses performed to establish compliance and used in compliance reporting shall be performed by a laboratory accredited by the Washington State Department of Ecology, Quality Assurance Division in accordance with Chapter 173-50 WAC. Laboratories must be accredited for the analyses for which they are performing. 13.36.500 City monitoring of user’s wastewater. The city will follow the same procedures as outlined in AMC 13.36.480 and 13.36.490 13.36.510 Inspection and sampling. . Continued connection and use of the city’s sewer system shall be contingent on the right of the city to inspect and sample all discharges into the system. The city shall have the right to enter the facilities of any user for the purpose of the enforcement of this chapter and to determine that any Wastewater Discharge Agreement or order issued hereunder is being met and whether the user is complying with all requirements thereof. Users shall allow the director ready access to all parts of the premises for the purposes of inspection, sampling, records examination and copying, and the performance of any additional duties. (a) Where a user has security measures in force which require proper identification and clearance before entry into its premises, the user shall make necessary arrangements with its security guards so that, upon presentation of suitable identification, the director will be permitted to enter without delay for the purposes of performing specific responsibilities. (b) The director shall have the right to set up on the user’s property or require installation of such devices as are necessary to conduct sampling and/or metering of the user’s operations. (c) Any temporary or permanent obstruction to safe and easy access to the facility to be inspected and/or sampled shall be promptly removed by the user at the written or verbal request of the director and shall not be replaced. The costs of clearing such access shall be borne by the user. (d) Unreasonable delays in allowing the director access to the user’s premises shall be a violation of this chapter. 13.36.520 Monitoring facilities. (a) Each significant industrial user (SIU) shall provide and operate at its own expense a monitoring facility to allow inspection, sampling, and flow measurements of each sewer discharge to the city. Each monitoring facility shall be situated on the user’s premises, except where such a location would be impractical or cause undue hardship on the user, the city may concur with the facility being constructed in the public street or sidewalk area; provided, that the facility is located so that it will not be obstructed by landscaping or parked vehicles. The director, whenever applicable, may require the construction and maintenance of sampling facilities at other locations (for example, at the end of a manufacturing line, wastewater treatment system). (b) A monitoring facility shall consist of a manhole or other structure in which a prefabricated palmer-bowlus or parshall flume shall be installed. The flume shall be of standard dimension and shall be manufactured of corrosion resistant materials. (c) The flume shall be installed such that free-flowing conditions occur downstream of the throat of the flume structure. A permanent, digital, recording, totalizing, open channel flowmeter shall be permanently installed in a weatherproof enclosure. The flowmeter installation shall include an appropriate automatic system to measure the water level through the flume at the appropriate control point so that flow rate can be automatically calculated at selected intervals. Measured liquid level readings shall be converted into corresponding flow rates using internal conversion algorithms. (d) The flowmeter shall be capable of initiating the operation of an attached sampler. The flowmeter signal shall be a five to 15 volt DC pulse or isolated contact closure of at least 25 milliseconds duration. Sample interval frequency shall be user selected. (e) The monitoring facility shall be approved by the director in writing prior to construction. Existing monitoring facilities may be approved in lieu of new construction if approval of the installation, in writing, is provided by the director. Monitoring facilities shall include a secure area for placement of a portable sampler owned by the city. (f) There shall be ample room in or near such sampling facility to allow accurate sampling, flow measurement and preparation of samples for analysis. The facility, sampling, and measuring equipment shall be maintained at all times in a safe and proper operating condition at the expense of the user. All monitoring facilities shall be constructed and maintained in accordance with all applicable local construction standards and specifications. (g) The director may require the user to install monitoring equipment as necessary. All devices used to measure wastewater flow and quality shall be calibrated to ensure their accuracy. Such monitoring equipment and activities shall be provided at the expense of the user. (h) The requirements of this section shall apply to each significant industrial user. A monitoring facility shall also be installed by any nondomestic user at the direction of the director. Compliance with this section shall be in accordance with the requirements of AMC 13.36.140 13.36.530 Search warrants. . If the director has been refused access to a building, structure or property, or any part thereof, and is able to demonstrate probable cause to believe that there may be a violation of this chapter, or that there is a need to inspect as part of a routine inspection program of the city designed to verify compliance with this chapter or any Wastewater Discharge Agreement or order issued hereunder, or to protect the overall public health, safety and welfare of the community, then the director shall seek issuance of a search and/or seizure warrant from the municipal court, the district court, or the Snohomish County Superior Court. Such warrant shall be served at reasonable hours by the director and may be accomplished in the company of a uniformed police officer of the city. 13.36.540 Vandalism. No person shall willfully or negligently damage, destroy, uncover, deface, tamper with, or prevent access to any structure, appurtenance or equipment, or other part of the POTW. Any person found in violation of this requirement shall be subject to the sanctions set out in this chapter. 13.36.550 Trade secrets. (a) Information and data on a user obtained from reports, surveys, Wastewater Discharge Agreement Applications, and monitoring programs, and from city inspection and sampling activities shall be available to the public without restriction, unless the user specifically requests and is able to demonstrate to the satisfaction of the City’s Public Information Officer, that the release of such information would divulge information, processes or methods of production entitled to protection as trade secrets under applicable state law. (b) When requested and demonstrated by the user furnishing a report that such information should be held confidential, the city shall make reasonable efforts to assist the user in protecting the portions of a report which might disclose trade secrets or secret processes from inspection by the public, but the same shall be made available immediately upon request to governmental agencies for uses related to the NPDES program or pretreatment program, and in enforcement proceedings involving the person furnishing the report. (c) Wastewater constituents and characteristics and other “effluent data” as defined by 40 CFR 2.302 will not be recognized as confidential information and will be available to the public without restriction. 13.36.560 Notice of Violation, (NOV). (a) When the director finds that a user has violated or continues to violate any provision of this chapter, a Wastewater Discharge Agreement or order issued hereunder, or any other pretreatment standard or requirement, the director may serve upon that user a written Notice of Violation. The director may select any means of service which is reasonable under the circumstances. (b) Within seven (7) calendar days of the receipt of this notice, an explanation of the violation and a plan for the satisfactory correction and prevention thereof, to include specific required actions, shall be submitted by the user to the director. Submission of this plan in no way relieves the user of liability for any violations occurring before or after receipt of the Notice of Violation. Nothing in this section shall limit the authority of the city to take any action, including emergency actions or any other enforcement action, without first issuing a Notice of Violation. 13.36.570 Consent orders. The director may enter into consent orders, assurances of voluntary compliance, or other similar documents establishing an agreement with any user responsible for noncompliance. Such documents will include specific action to be taken by the user to correct the noncompliance within a time period specified by the document. Such documents shall have the same force and effect as the administrative orders issued pursuant to AMC 13.36.590 and 13.36.600 13.36.580 Show cause hearing. and shall be judicially enforceable. Use of a consent order shall not be a bar against, or prerequisite for, taking any other action against the user. The director may order a user which has violated or continues to violate, any provision of this chapter, a Wastewater Discharge Agreement or order issued hereunder, or any other pretreatment standard or requirement, to appear before the director and show cause why a proposed enforcement action should not be taken. Notice shall be served on the user specifying the time and place for the meeting, the proposed enforcement action, the reasons for such action, and a request that the user show cause why the proposed enforcement action should not be taken. The notice of the meeting shall be served personally or by registered or certified mail (return receipt requested) at least ten (10) calendar days prior to the hearing. Such notice may be served on any authorized representative of the user. A show cause hearing shall not be a bar against, or prerequisite for, taking any other action against the user. 13.36.590 Compliance orders. When the director finds that a user has violated or continues to violate any provision of this chapter, a Wastewater Discharge Agreement or order issued hereunder, or any other pretreatment standard or requirement, the director may issue an order to the user responsible for the discharge directing that the user come into compliance within a time specified in the order. Compliance orders may require users to refrain from certain activities, install additional pretreatment equipment, increase self- monitoring, or use best management practices designed to minimize the amount of pollutants discharged to the sanitary sewer system. If the user does not come into compliance within the time specified in the order, sewer service may be discontinued. Issuance of a compliance order shall not be a bar against, or a prerequisite for, taking any other action against the user. 13.36.600 Cease and desist orders. (a) When the director finds that a user has violated or continues to violate any provision of this chapter, a Wastewater Discharge Agreement or order issued hereunder, or any other pretreatment standard or requirement, or that the user’s past violations are likely to recur, the director may issue an order to the user directing it to cease and desist all such violations and directing the user to: (1) Immediately comply with all requirements; and (2) Take such appropriate remedial or preventive action as may be needed to properly address a continuing or threatened violation, including halting operations and/or terminating the discharge. (b) Issuance of a cease and desist order shall not be a bar against, or a prerequisite for, taking any other action against the user. 13.36.610 Administrative fines. (a) When the director finds that a user has violated or continues to violate any provision of this chapter, a Wastewater Discharge Agreement or order issued hereunder, or any other pretreatment standard or requirement, the director, upon approval from the City Administrator, may fine such user in an amount not less than $250.00 and not to exceed $10,000.00. Such fines shall be assessed on a per violation, per day basis. In the case of monthly or other long-term average discharge limits, fines shall be assessed for each day during the period of violation. Said administrative fines shall constitute a sewer service surcharge, and upon assessment, shall be subject to collection in the same manner as all other sewer utility rates, charges and penalties. (b) Unless other arrangements have been made with, and authorized by the director, unpaid charges, fines, and penalties shall accrue thereafter at a rate of one percent per month. After ninety (90) calendar days, if charges, fines, and penalties have not been paid, the city may revoke the user’s Wastewater Discharge Agreement. (c) Users desiring to appeal and dispute such fines must file a written request for the director and City Administrator to reconsider the fine along with full payment of the fine amount within 10 business days of being notified of the fine. Where a request has merit, the director shall convene a hearing, or meeting, on the matter within 7 business days of receiving the request from the user. In the event the user’s appeal is successful, any payments made on said fines shall be returned to the user. Affirmance or modification of an administrative fine by the director shall relate back to the original date of assessment. The city shall recover the costs of preparing administrative enforcement actions, such as notices and orders, including the cost of additional inspections, sampling and analysis, and may add them to the fine. (d) Issuance of an administrative fine shall not be a bar against, or a prerequisite for, taking any other action against the user. (e) Users seeking judicial review of administrative fines must do so by filing a petition for review in the Snohomish County Superior Court within thirty (30) calendar days of the decision of the director. 13.36.620 Emergency suspensions. (a) The director may immediately suspend a user’s discharge (after informal notice to the user) whenever such suspension is necessary to stop an actual or threatened discharge which reasonably appears to present or cause an imminent or substantial endangerment to the health or welfare of persons. (b) The director may also immediately suspend a user’s discharge (after informal notice and opportunity to respond) that threatens to interfere with the operation of the POTW, or which presents or may present an endangerment to the environment. (1) Any user notified of a suspension of its discharge shall immediately stop or eliminate its contribution. In the event of a user’s failure to immediately comply voluntarily with the suspension order, the director shall take such steps as deemed necessary, including immediate severance of the sewer connection, to prevent or minimize damage to the POTW, its receiving stream, or endangerment to any individuals. The director shall allow the user to recommence its discharge when the user has demonstrated to the satisfaction of the city that the period of endangerment has passed, unless the termination proceedings in AMC 13.36.630 (2) A user that is responsible, in whole or in part, for any discharge presenting imminent endangerment shall submit a detailed written statement, describing the causes of the harmful contribution and the measures taken to prevent any future occurrence, to the director prior to the date of any show cause or termination hearing under AMC are initiated against the user. 13.36.580 and 13.36.630 (c) Nothing in this section shall be interpreted as requiring a hearing prior to any emergency suspension under this section. . 13.36.630 Termination of discharge (non-emergency). (a) In addition herein, any user that violates the following conditions is subject to discharge termination: (1) Violation of Wastewater Discharge Agreement conditions; (2) Failure to accurately report the wastewater constituents and characteristics of its discharge; (3) Failure to report significant changes in operations or wastewater volume, constituents and characteristics prior to discharge; (4) Refusal of reasonable access to the user’s premises for the purpose of inspection, monitoring or sampling; or (5) Violation of the pretreatment standards described in this chapter. (b) Such user will be notified of the proposed termination of its discharge and be offered an opportunity to show cause under AMC 13.36.670 why the proposed action should not be taken. Exercise of this option by the city shall not be a bar to, or a prerequisite for, taking any other action against the user. 13.36.640 Appeal procedures. (a) Appeals. (1) Any user seeking to dispute a notice of violation, order, fine, or other action of the director may file an appeal. (2) The appeal must be received by the director, in writing, within ten (10) calendar days of the receipt of the disputed action. If the notice of appeal is not received by the director within the ten (10) calendar day period, the right to an appeal is waived. The notice of appeal shall state with particularity the basis upon which the appellant is disputing the action taken. (3) Upon receipt of a timely appeal, the director shall set a date and time for an appeal hearing, but in no case shall the hearing be set more than thirty (30) calendar days from the receipt of the timely notice of appeal. The appellant shall be notified in writing of the date, time, and place for the appeal hearing. The City Administrator or their designee shall serve as the hearing examiner. (b) Appeal Hearing. (1) The hearing examiner may admit and give probative effect to evidence which possesses probative value commonly accepted by reasonably prudent men in the conduct of their affairs. The hearing examiner shall give effect to the rules of privilege recognized by law. The hearing examiner may exclude incompetent, irrelevant, immaterial and unduly repetitious evidence. Factual issues shall be resolved by a preponderance of evidence. (2) Documentary evidence may be received in the form of copies or excerpts or by incorporation by reference. (3) Every party shall have the right to cross examine witnesses who testify and shall have the right to submit rebuttal evidence; provided that the hearing examiner may control the manner and extent of the cross examinations and rebuttal. (4) The hearing examiner may take notice of judicially cognizable facts. (c) Appeal Conclusion. At the conclusion of the hearing, the hearing examiner shall determine if the disputed action was proper, and shall approve, modify, or rescind the disputed action. The final determination of the hearing examiner shall be in writing, and all parties shall be provided a copy of the final determination. (d) Judicial Review of Appeal. (1) Any party, including the city, the Washington State Department of Ecology, the United States Environmental Protection Agency, or the user/appellant, is entitled to review of the final determination of the hearing examiner in the Snohomish County Superior Court; provided, that any petition for review shall be filed no later than thirty (30) calendar days after date of the final determination. (2) Copies of the petition for review shall be served as in all civil actions. (3) The filing of the petition shall not stay enforcement of the final determination except by order of the superior court and on posting of a bond to be determined by the court naming the city as beneficiary. (4) The review shall be conducted by the court without a jury. The record shall be satisfied by a narrative report certified by the hearing examiner and no verbatim record of proceedings before the hearing examiner shall be required to be presented to the superior court. (5) The court may affirm the final determination or remand the matter for further proceedings before the hearing examiner; or the court may reverse the final determination if the substantial rights of the petitioners may have been prejudiced because the final determination was: (A) In violation of constitutional provisions; or (B) In excess of the authority or jurisdiction of the hearing examiner. 13.36.650 Injunctive relief. (a) When the director finds that a user has violated or continues to violate any provision of this chapter, a Wastewater Discharge Agreement, or order issued hereunder, or any other pretreatment standard or requirement, the director may petition the Snohomish County Superior Court through the city’s attorney for the issuance of a temporary or permanent injunction, as appropriate, which restrains or compels the specific performance of the Wastewater Discharge Agreement, order, or other requirement imposed by this chapter on activities of the user. (b) The city may also seek such other action as is appropriate for legal and/or equitable relief, including a requirement for the user to conduct environmental remediation. A petition for injunctive relief shall not be a bar against, or a prerequisite for, taking any other action against a user. Injunctive relief shall be nonexclusive to other remedies available to the city. 13.36.660 Civil penalties. (a) A user which has violated or continues to violate any provision of this chapter, a Wastewater Discharge Agreement, or order issued hereunder, or any other pretreatment standard or requirement shall be liable to the city for a maximum civil penalty of $10,000.00 per violation, per day. In the case of a monthly or other long-term average discharge limit, penalties shall accrue for each day during the period of the violation. (b) The city may recover reasonable attorneys’ fees, court costs, and other expenses associated with enforcement activities, including sampling and monitoring expenses, and the cost of any actual damages incurred by the city. (c) In determining the amount of civil liability, the court shall take into account all relevant circumstances, including, but not limited to, the extent of harm caused by the violation, the magnitude and duration, any economic benefit gained through the user’s violation, corrective actions by the user, the compliance history of the user, and any other factor as justice requires. (d) Filing a suit for civil penalties shall not be a bar against, or a prerequisite for taking any other action against a user. 13.36.670 Criminal prosecution. (a) A user who has violated any provision of this chapter, a Wastewater Discharge Agreement, or order issued hereunder, or any other pretreatment standard or requirement shall, upon conviction, be guilty of a misdemeanor, punishable by a fine of $1,000 . (b) A user which has introduced any substance into the POTW which causes personal injury or property damage shall, upon conviction, be guilty of a misdemeanor and be subject to a penalty of $1,000. This penalty shall be in addition to any other cause of action for personal injury or property damage available under state law. (c) A user who knowingly made any false statements, representations, or certifications in any application, record, report, plan, or other documentation filed, or required to be maintained, pursuant to this chapter, Wastewater Discharge Agreement, or order issued hereunder, or who falsified, tampered with, or knowingly rendered inaccurate any monitoring device or method required under this chapter shall, upon conviction, be guilty of a misdemeanor, and punished by a fine of $1,000. (d) In addition, the user shall be subject to: (1) The provisions of 18 U.S.C. Section 1001 relating to fraud and false statements; (2) The provisions of Section 309(c)(4) of the Clean Water Act, as amended, governing false statements, representation, or certification; and (3) The provisions of Section 309(c)(6) of the Clean Water Act, regarding responsible corporate officers. 13.36.680 Remedies nonexclusive. The provisions herein are not exclusive remedies. The city reserves the right to take any, all, or any combination of these actions against a noncompliant user. Enforcement of pretreatment violations will generally be in accordance with the city’s enforcement response plan. However, the city reserves the right to take other action against any user when the circumstances warrant. Further, the city is empowered to take more than one enforcement action against any non-compliant user. These actions may be taken concurrently. 13.36.690 Assurance Device. The director may decline to issue or reissue a Wastewater Discharge Agreement to any user which has failed to comply with any provision of this chapter, a previous Wastewater Discharge Agreement or order issued hereunder, or any other pretreatment standard or requirement unless such user first files a satisfactory bond, (see AMC 12.40.200(c)), payable to the city, in a sum not to exceed a value determined by the director to be necessary to achieve consistent compliance, or submits proof that it has obtained financial assurances sufficient to meet pretreatment requirements and/or restore or repair damage to the POTW caused by its discharge. 13.36.700 Water supply severance. Whenever a user has violated or continues to violate any provision of this chapter, a Wastewater Discharge Agreement or order issued hereunder, or any other pretreatment standard or requirement, water service to the user may be severed. Service will only recommence, at the user’s expense, after it has satisfactorily demonstrated its ability to comply. 13.36.710 Public nuisances. A violation of any provision of this chapter, Wastewater Discharge Agreement, or order issued hereunder, or any other pretreatment standard or requirement, is hereby declared a public nuisance and shall be corrected or abated as directed by the director. 13.36.720 Contractor listing. Users which have not achieved compliance with applicable pretreatment standards and requirements are not eligible to receive a contractual award for the sale of goods or services to the city. Existing contracts for the sale of goods or services to the city held by a user found to be in significant noncompliance with pretreatment standards or requirements may be terminated at the discretion of the city. 13.36.730 Publication of violations and/or enforcement actions. The director may publish violations and/or enforcement actions at any time where monetary fines may be inappropriate in gaining compliance, or in addition to monetary fines. Violations and/or enforcement actions may also be published when the director feels that public notice should be made or at other appropriate times. The cost of such publications will be recovered from the user. 13.36.740 Upset. (a) For the purposes of this section, “upset” means an exceptional incident in which there is unintentional and temporary noncompliance with applicable pretreatment standards because of factors beyond the reasonable control of the user. An upset does not include noncompliance to the extent caused by operational error, improperly designed treatment facilities, inadequate treatment facilities, lack of preventive maintenance, or careless or improper operation. (b) An upset shall constitute an affirmative defense to an action brought for noncompliance with applicable pretreatment standards if the requirements of subsection (c) of this section are met. (c) A user who wishes to establish the affirmative defense of upset shall demonstrate, through properly signed, contemporaneous operating logs, or other relevant evidence that: (1) An upset occurred and the user can identify the cause(s) of the upset; (2) The facility was at the time being operated in a prudent and workman- like manner and in compliance with applicable operation and maintenance procedures; and (3) The user has submitted the following information to the POTW and treatment plant operator within 24 hours of becoming aware of the upset (if this information is provided orally, a written submission must be provided within five (5) calendar days): (A) A description of the indirect discharge and cause of noncompliance; (B) The period of noncompliance, including exact dates and times or, if not corrected, the anticipated time the noncompliance is expected to continue; and (C) Steps being taken and/or planned to reduce, eliminate, and prevent recurrence of the noncompliance. (d) In any enforcement proceeding, the user seeking to establish the occurrence of an upset shall have the burden of proof. (e) Users will have the opportunity for a judicial determination on any claim of upset only in an enforcement action brought for noncompliance with applicable pretreatment standards. (f) Users shall control production of all discharges to the extent necessary to maintain compliance with applicable pretreatment standards upon reduction, loss, or failure of its treatment facility until the facility is restored or an alternative method of treatment is provided. This requirement applies in the situation where, among other things, the primary source of power of the treatment facility is reduced, lost, or fails. 13.36.750 Prohibited discharge standards. A user shall have an affirmative defense to an enforcement action brought against it for noncompliance with the prohibitions in AMC 13.36.050 (a) a local limit exists for each pollutant discharged and the user was in compliance with each limit directly prior to, and during, the pass through or interference; or (a) and (b)(3) through (7) if it can prove that it did not know, or have reason to know, that its discharge, alone or in conjunction with discharges from other sources, would cause pass through or interference and that either: (b) no local limit exists, but the discharge did not change substantially in nature or constituents from the user’s prior discharge when the city was regularly in compliance with its NPDES authorization, and, in the case of interference, was in compliance with applicable sludge use or disposal requirements. 13.36.760 Bypass. (a) For the purposes of this section: (1) “Bypass” means the intentional diversion of wastestreams from any portion of a user’s treatment facility. (2) “Severe property damage” means substantial physical damage to property, damage to the treatment facilities which causes them to become inoperable, or substantial and permanent loss of natural resources which can reasonably be expected to occur in the absence of a bypass. Severe property damage does not mean economic loss caused by delays in production. (b) A user may allow any bypass to occur which does not cause applicable pretreatment standards or requirements to be violated, but only if it also is for essential maintenance to assure efficient operation. These bypasses are not subject to the provision of subsections (3) and (4) of this section. (c) If a user knows in advance of the need for a bypass, it shall submit prior notice to the POTW at least ten (10) calendar days before the date of the bypass, if possible. (d) A user shall submit oral notice to the city of an unanticipated bypass that exceeds applicable pretreatment standards within twenty-four (24) hours from the time it becomes aware of the bypass. A written submission shall also be provided within five (5) calendar days of the time the user becomes aware of the bypass. The written submission shall contain a description of the bypass and its cause; the duration of the bypass, including exact dates and times, and, if the bypass has not been corrected, the anticipated time it is expected to continue; and steps taken or planned to reduce, eliminate, and prevent reoccurrence of the bypass. The POTW may waive the written report on a case-by-case basis if the oral report has been received within twenty-four (24) hours. (e) Bypass is prohibited, and the POTW may take an enforcement action against a user for a bypass, unless: (1) Bypass was unavoidable to prevent loss of life, personal injury, or severe property damage; (2) There were no feasible alternatives to the bypass, such as the use of auxiliary treatment facilities, retention of untreated wastes, or maintenance during normal periods of equipment downtime. This condition is not satisfied if adequate back-up equipment should have been installed in the exercise of reasonable engineering judgment to prevent a bypass which occurred during normal periods of equipment downtime or preventive maintenance; and (3) The user submitted notices as required under subsection (c) of this section. (f) The POTW may approve an anticipated bypass, after considering its adverse effects, if the POTW determines that it will meet the three conditions listed in subsection (e) of this section. 13.36.770 Pretreatment charges and fees. (a) The director may develop, for City Council adoption, reasonable fees for reimbursement of costs of setting up and operating the city’s pretreatment program. (b) These fees relate solely to the matters covered by this chapter and are separate from all other rates or charges for sewer service; provided, that the city shall collect said charges in the same manner as other sewer utility rates are collected, including but not limited to the sewer lien procedures provided under Chapter 35.67 RCW. (c) Fees may include: (1) Fees for Wastewater Discharge Agreements, including the cost of processing the authorization applications, public noticing, issuing and administering the authorization, and reviewing monitoring reports submitted by users; (2) Fees for modifying or transferring authorizations; (3) Fees for monitoring, inspection, surveillance and enforcement procedures including the cost of collection and analyzing a user’s discharge; (4) Fees for reviewing and responding to accidental discharge procedures and construction; (5) Fees for preparing and executing enforcement action; (6) Fees for filing appeals; (7) Fees for high strength waste and industrial process flow; and (8) Other fees as the city may deem necessary to carry out the requirements contained herein. (d) All fees or charges will be collected by direct billing. Unless the director has been made aware of extenuating circumstances that would prevent prompt payment, all fees are payable within thirty (30) calendar days of the billing. Fees past due will be considered a violation of this chapter. Users not paying fees within sixty (60) calendar days of the billing period will be subject to termination of service. 13.36.780 Non-liability. (a) It is the express purpose of the city of Arlington to establish an industrial pretreatment program in order to provide for and promote the health, safety and welfare of the general public. It is not the intent of this chapter to create or otherwise establish or designate any particular class or group of persons who will or should be especially protected or benefited by the terms or requirements of this chapter. (b) It is the specific intent of this chapter to place the obligation of complying with these regulations upon the applicant or discharger and no provision nor any term used in this chapter is intended to impose any duty whatsoever upon the city or any of its officers, employees or agents, except as provided under the Act or other related statutes of the United States or the state of Washington. (c) Nothing contained in this chapter is intended to be nor shall be construed to create or form the basis for any tort liability on the part of the city or its officer, employees or agents for any injury or damage resulting from the failure of an applicant or discharger to comply with the provisions of this chapter, or by reason or in consequence of any inspection, notice, order, certificate, permission or approval authorized or issued or done in connection with the implementation or enforcement of this chapter, or inaction on the part of the city related in any manner to the implementation or the enforcement of this chapter by its officer, employees or agent. City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT K COUNCIL MEETING DATE: January 24, 2011 SUBJECT: Proposed Resolution to revise the City’s Fee Schedule DEPARTMENT OF ORIGIN: Executive ATTACHMENTS: - Proposed Revised Resolution amending the current City fee schedule for Grading Fees, Cemetery Fees, Licensing Fees for specific types of businesses, EMS fees and incorporating Dog Licensing Fees previously adopted - AWC Tax & User Fee Survey Data for Licenses for Cabarets, Limos, and Taxicabs - Fee Study for Grading Permits EXPENDITURES REQUESTED: BUDGET CATEGORY: General Fund LEGAL REVIEW: City Attorney review is pending. DESCRIPTION: City staff is proposing revisions to the City fee schedule for Grading Fees, Cemetery Fees, Licensing Fees for specific types of businesses, EMS fees and incorporating Dog Licensing Fees previously adopted. The proposed revisions are for new grading permit regulations that are being considered by the Council. Also included in the proposed revisions are revised cemetery fees, as recommended by the City’s Cemetery Board, Licensing fees for specific types of businesses, and incorporating the dog licensing fees adopted in June 2010 into the fee schedule. The new additions to the fee schedule under the category of Licensing fees for specific types of business is a result of the Municipal Code cleanup project. HISTORY: On March 1, 2010, the City Council approved Resolution No. 2010-002 updating the City’s fee schedule. The City Council adopted licensing fees for dogs on June 14. 2010 through Resolution No. 2010-006. ALTERNATIVES: Do not adopt the proposed Resolution. Remand to staff with specific direction. RECOMMENDED ACTION: No action is requested. The Council will be asked to adopt the proposed Resolution at the February 7, 2011 meeting. Page 1 RESOLUTION NO. 2011-xxx A RESOLUTION REPLACING RESOLUTION NOS.2010-002 AND 2010-006, AND ADOPTING A REVISED FEE SCHEDULE WHEREAS, the City Council, through ordinance, has adopted regulations requiring certain actions and services; and, WHEREAS, these various ordinances set forth that fees shall be set by resolution; and, WHEREAS, the cost of providing these various services consistent with applicable codes, regulations, and policies periodically increase or decrease, or certain services or practices are discontinued and fees are no longer needed; and, WHEREAS, it is the intent of the City of Arlington to charge appropriate fees and charges that are consistent with the services provided and to cover the public cost of providing these various services so that the public is not subsidizing individual benefits derived therefrom; NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ARLINGTON AS FOLLOWS: The following rates, fees, and charges for various services provided, actions performed, or items sold by the city and/or its contract service providers, and fines levied against code violators, are hereby adopted: Section 1. Fees and Charges—General. 1.1 Fees. Fees are intended to cover the normal, recurring costs associated with providing a given service. Fees are non-refundable. 1.2 Prices. In some instances, the City provides certain goods and merchandise for sale. Prices for these goods may be included in this resolution. 1.3 Payment Due. Fees are due at the time the action is requested (e.g., at time of application) or occurs (e.g., prior to a specific action). An applicant may pay all fees of a multi-phased project in advance; however, doing so does not vest applicable fees due. Fees due are those in effect at the time the specific action or phase of an action is requested or occurs. 1.4 Waivers. Upon petition by the applicant, the City Council may waive any of the fees, or portions thereof, for any non-profit organization or government agency. CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 2 Section 2. Land Use Fees. Table 1: Land Use Fees Fees for various services, actions, and permits regarding land use, as per AMC Title 20 Land Use Code, shall be as listed in Table 1: Land Use Fees Action Fee ($) Land Use Permits Zoning Permit 2,222 Special Use Permit 3,306 plus actual cost of Hearing Examiner (if req’d) Conditional Use Permit 3,862 plus actual cost of Hearing Examiner Administrative Conditional Use Permit Seasonal/Special Event Homeless Encampment 102 508 Preliminary Plats and Binding Site Plans Conditional Use Permit for a Long Plat 6,983 plus actual cost of Hearing Examiner Zoning Permit for a Short Plat 3,068 Final Plats and Binding Site Plans Long Plat 3,389 Short Plat 1,823 Development Agreements 3,862 plus actual cost of Hearing Examiner (if req’d) Master Plan 12,500 Design Review Administrative 212 Design Review Board 423 Forest Practices Permits Permit Review 423 Forest Practices Permit Application Fee 106 plus 106 per acre Review Fee for Conversion Option Harvest Plan Approval 106 plus 106 per acre Review Fee To Lift Moratorium 300 Inspection Fee 127 per hour plus 106 per acre Appeals To City Council 212 To Planning Commission 212 To Hearing Examiner 582 plus actual cost of Hearing Examiner To Shoreline Hearings Board 582 Reconsideration of Decision by: Community Development Director and/or a designee 79 Planning Commission 106 Hearing Examiner 212 plus actual cost of Hearing Examiner City Council 132 CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 3 Action Fee ($) Permit Extension Extension 53 Amendment to or Modification of Permit Insignificant Design Deviations 53 Minor Amendment 317 Major Amendment 1,067 plus cost of Hearing Examiner (if req’d) Binding Site Plans Text and/or Design Deviation 741 Lot Line Adjustment or Changes to Number of Lots 1,323 Development Agreement 741 plus actual cost of Hearing Examiner (if req’d) Boundary Line Adjustment Boundary Line Adjustment 1,664 Land Use Ordinance Amendment Amendment to Text of Land Use Ordinance 741 Amendment to Zoning Map (rezone) < 5 acres 1,111 > or = 5 acres 1,957 Comprehensive Plan Amendment Minor Amendment (annual cycle) 1,428 Major Amendment (5-year cycle) 2,116 Annexations Submission of 10% Petition 106 Submission of 60% Petition 1,058 If it goes to BRB hearing 794 Shoreline Development Permit SDP in conjunction with a Land Use Permit 529 SDP not in conjunction with a Land Use Permit 1,058 Variance Administrative 635 If it goes to hearing (fee in addition to that paid for Admin. Decision) 1,217 plus actual cost of Hearing Examiner Miscellaneous Actions/Items Zoning Interpretation 106 Pre-Application Meetings 1st two hours 0 Subsequent meetings 317 per meeting SEPA Review (note: review of checklist included in Land Use Permit fee ) SEPA Only (no land use permit required) 529 Review of requested studies (i.e. traffic, wetland, etc) 159 CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 4 Action Fee ($) Review of requested studies (i.e. drainage, geo-tech, etc) 711 Environmental Impact Statement (EIS) 1,058 plus actual cost of consultant Request of Utility Services Outside City Single-Family Residence/Duplex 212 Other Development 635 Section 3. Public Works Fees. Fees for various services, actions and permits shall be as listed in Tables 2-1: Review Fees, 2-2: Grading Plan Review Fees and 2-3: Grading Permit Fees. Table 2-1: Review Fees Action Fee ($) Site Civil Review 6% E.E.C.C* with a minimum charge of 1,587 Additional Plan Review Fee 212 each Miscellaneous Engineering Fee 529 each As-Built Review Fee Included in the site civil review fee Final Plat Review Fee Included in the site civil review fee Inspection Fee 127 per hour-1/2 hour minimum Outside Consultant Review Fee Actual cost Simple Site Plan Review 265 per lot Right of Way 6% E.E.C.C* or maximum 1,058 with a minimum charge of 106 plus inspection fees Right of Way Vacation 1,058 Miscellaneous Staff Time 127 per hour per person-1/2 hour minimum Engineering Meetings-after 2 hours 317 per meeting Water Availability Certificate SFR 32 – Non-SFR 106 Recovery Contract 1,058 plus actual cost GIS Zoning and Land Use Maps 10.00 11x17 5.00 2x3 13.00 3x3 19.00 3x4 25.00 Map CD 26.00 Data CDs/FTP 26.00 per client Hourly Rate for Custom Work 127 per hour, ½ hour minimum Laminating 3/sq ft Shipping 5.00 Fee none * E.E.C.C Engineer’s Estimated Cost of Construction * Simple Site Plan Review - No water or sewer extension - Single family residence with maximum of 2 lots. -Includes labor, equipment, material, overhead and profit. Prices shall be from RS Means (latest edition) data adjusted for the Snohomish County area or from local sources if not included in the RS Means database. * Additional plan review applies when there is a change, addition or revision to the plan. CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 5 * Additional plan review fees will be charged at any point in the project when more than 2 reviews are required. * Inspection Fee - commercial and residential plats (storm drainage, landscape, right-of-way and bond inspections). * Outside Consultant Review Fee. * Water Availability Certificate Fee. * Engineering Meetings (first 2 hours are no charge). * Miscellaneous engineering fee - traffic and storm water report/design reviewed in-house. Table 2-2: Grading Plan Review Fees 2010 Fee ($) 2011 Fee ($) 50 Cubic Yards or less No fee $ 100 51 to 100 cubic yards 25.50 $ 120 101 to 1,000 cubic yards 40.00 $ 160 1,001 to 100,00010,000 cubic yards First 1,000 cubic yards Plus - for each additional 10,000 yards or fraction thereof 53.35 26.50 $ 200 100,00110,001 to 200100,000 cubic yards For the first 100,000 cubic yards Plus - for each additional 10,000 yards or fraction thereof 292.00 14.40 $ 300 $40 100,001 to 200,000 cubic yards For the first 100,000 cubic yards Plus - for each additional 10,000 yards or fraction thereof $ 400 $ 60 200,001 cubic yards or more For the first 200,000 cubic yards Plus - for each additional 10,000 cubic yards or fraction thereof 435.45 7.85 $ 500 $100 Other Fees: Additional plan review required by changes, additions or revisions to approved plans (minimum charge – 1/2 hour) 54.70* Per hour *Or the total hourly cost to the City, whichever is the greatest. This cost shall include supervision, overhead, equipment, hourly wages and fringe benefits of the employees involved. Table 2-3: Grading Permit Fees 2010 Fee ($) 2011 Fee ($) 50 cubic yards or less 25.50 $ 100 51 to 100 cubic yards 40.00 $ 120 101 to 1,000 cubic yards First 100 cubic yards Plus – for each additional 100 cubic yards or fraction thereof 40.00 18.90 $ 200 $ 20 1,001 to 10,000 cubic yards CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 6 For the first 1,000 cubic yards Plus - for each additional 1,000 yards or fraction thereof 210.50 15.70 $ 300 $ 40 10,001 to 100,000 cubic yards For the First 10,000 cubic yards Plus - for each additional 10,000 yards or fraction thereof 351.80 71.40 $ 500 $ 60 100,001 to 200,000 cubic yards For the first 100,000 cubic yards Plus - for each additional 10,000 yards or fraction thereof $ 600 $ 80 100200,001 or more cubic yards or more For the first 100,000 cubic yards Plus - for each additional 10,000 cubic yards or fraction thereof 994.80 39.50 $ 600 $ 80 Section 4. Building Permit Fees. For determining the value of a structure, the most current issue of the Building Safety Journal Magazine, which offers the legacy building valuation data fee schedule as published by the International Code Council, is adopted by reference. Fees shall be as listed in Tables 3-1: Building Permit Fees, 3-2: Miscellaneous Building Inspection Fees and 3-3: Miscellaneous Building Permit Fees. Table 3-1: Building Permit Fees Total Valuation($) 2009 2010 2011 2012 Fee ($) 1.00 – 500.00 28.50 29.00 29.50 30.00 0.00 to 500.00 501.00 – 2,000.00 28.50 3.75 29.00 3.75 29.50 3.83 30.00 3.90 For the first 500.00 plus For each additional 100.00, or fraction thereof, to and including 2,000.00 2001.00 – 25,000.00 84.75 17.00 86.00 17.25 86.95 17.60 88.50 17.95 For the first 2,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 25,000.00 25,001.00 – 50,000.00 475.75 12.25 482.75 12.50 491.75 12.75 501.35 13.01 For the first 25,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 50,000.00 50,001.00 – 100,000.00 782.00 8.50 795.25 8.70 810.50 8.87 820.10 9.05 For the first 50,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 100,000.00 100,001.00 – 500,000.00 1,207.00 6.80 1,230.25 6.90 1,254.00 7.04 1,272.60 7.18 For the first 100,000.00 plus For each additional 1,000.00, or CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 7 fraction thereof, to and including 500,000.00 500,001.00 – 1,000,000.00 3,927.00 5.75 3,990.25 5.90 4,070.00 6.02 4,144.60 6.14 For the first 500,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 1,000,000.00 1,000,001.00 and up 6,80 2.00 4.45 6,94 0.25 4.50 7,08 0.00 4.59 7,21 4.60 4.68 For the first 1,000,000.00 plus For each additional 1,000.00, or fraction thereof Total Valuation($) 2013 2014 2015 2016 Fee ($) 1.00 – 500.00 30.50 31.00 31.50 32.00 0.00 to 500.00 501.00 – 2,000.00 30.50 3.98 31.00 4.06 31.50 4.14 32.00 4.22 For the first 500.00 plus For each additional 100.00, or fraction thereof, to and including 2,000.00 2001.00 – 25,000.00 90.20 18.31 91.90 18.67 93.60 19.05 95.30 19.43 For the first 2,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 25,000.00 25,001.00 – 50,000.00 511.33 13.27 521.31 13.53 531.75 13.80 542.19 14.08 For the first 25,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 50,000.00 50,001.00 – 100,000.00 843.08 9.23 859.56 9.42 876.75 9.61 894.19 9.80 For the first 50,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 100,000.00 100,001.00 – 500,000.00 1,304.58 7.32 1,330.56 7.47 1,357.25 7.62 1,384.19 7.77 For the first 100,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 500,000.00 500,001.00 – 1,000,000.00 4,232.58 6.26 4,318.56 6.39 4,405.25 6.51 4,492.19 6.64 For the first 500,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 1,000,000.00 1,000,001.00 and up 7,36 2.58 4.78 7,51 3.56 4.87 7,66 0.25 4.97 7,81 9.19 5.07 For the first 1,000,000.00 plus For each additional 1,000.00, or fraction thereof Total Valuation($) 2017 2018 2019 2020 Fee ($) 1.00 – 500.00 32.50 33.00 33.50 34.00 0.00 to 500.00 501.00 – 2,000.00 32.50 4.31 33.00 4.39 33.50 4.48 34.00 4.57 For the first 500.00 plus For each additional 100.00, or CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 8 fraction thereof, to and including 2,000.00 2001.00 – 25,000.00 95.17 19.81 98.85 20.21 100.70 20.62 102.55 21.03 For the first 2,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 25,000.00 25,001.00 – 50,000.00 552.78 14.36 563.68 14.65 574.96 14.94 586.24 15.24 For the first 25,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 50,000.00 50,001.00 – 100,000.00 911.78 9.99 929.93 10.19 948.46 10.40 967.24 10.61 For the first 50,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 100,000.00 100,001.00 – 500,000.00 1,411.28 7.93 1,439.43 8.08 1,468.46 8.25 1,497.74 8.41 For the first 100,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 500,000.00 500,001.00 – 1,000,000.00 4,583.28 6.78 4,671.43 6.91 4,768.46 7.05 4,861.74 7.19 For the first 500,000.00 plus For each additional 1,000.00, or fraction thereof, to and including 1,000,000.00 1,000,001.00 and up 7,973.28 5.17 8,126.43 5.27 8,293.46 5.38 8,456.74 5.49 For the first 1,000,000.00 plus For each additional 1,000.00, or fraction thereof Table 3-2: Miscellaneous Building Inspection Fees Action Fee ($) Inspections outside of normal business hours 50.00 per hour1 (minimum charge 1 hour) Reinspection fees assessed under provisions of the current IBC 50.00 per hour1 Inspection for which no fee is specifically indicated 50.00 per hour1 (minimum charge—1 hour) Additional plan review required by changes, additions or revised plans 50.00 per hour1 (minimum charge—1 hour) For use of outside consultants for plan review and inspections, or both. Actual costs2 Stop work order (working without permit) 3 1 Or the total hourly cost to the City, whichever is greatest. This cost shall include supervision, overhead, equipment, hourly wages, and benefits of the employees involved. 2 Actual costs include administrative and overhead costs. 3 Stop work order (SWO): failure to obtain a valid permit within 48 hour of a SWO will result in double permit fees or a fine of $500 whichever is less. A permit applied for within the 48 hour timeframe may be subject to a fine and/or fee at the discretion of the building official. CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 9 Table 3-3: Miscellaneous Building Permit Fees Action Fee ($) Change lot after plan review completed 100.00 Change plans during or after plan review. New Plan Review Fee Change or revise plans after issuance of permit. Current hourly rate per IBC or new plan review fee Action Fee ($) Commercial or industrial re-roof IBC value or bid amount Demolitions 100.00 Espresso carts (portable and stand alone) 250.00 Fences over 6 feet in height Current hourly rate per IBC for plan review plus 20.00 permit fee Mobile homes 500.00 Modular offices (job shacks) 350.00 Moved buildings 100.00 prior to moving together with a building permit fee based on the IBC valuation for new building and cost of moved building. Residential re-roofs 0 if plan review required 50.00 Retaining walls (permit not required under four (4) feet 100.00 or IBC valuation, whichever is greater Signs IBC valuation, using permit fee only 4.1 Codes Incorporated by Reference. The fee schedules set out in the following codes shall be incorporated by reference as though set forth herein: A. International Mechanical Code* B. Uniform Swimming Pool, Spa & Hot Tub Code* C. Uniform Housing Code* D. Washington State Energy Code* E. Washington State Ventilation & Indoor Air Quality Code* F. Washington State Historic Building Code* * The most recently issued edition. 4.2 Plumbing Fees. Plumbing fees shall be as listed in Table 3-4: Plumbing Fees. Table 3-4: Plumbing Fees Action Fee ($) PERMIT ISSUANCE For the issuance of each plumbing permit 25.00 For issuing each supplemental permit for which the original permit has not expired, been canceled or finaled 10.00 Commercial permits plan review fee (based on valuation) 10% UNIT FEE SCHEDULE (Note: The following do not include permit-issuing fee.) Fixtures and Vents CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 10 Action Fee ($) For each plumbing fixture or trap or set of fixtures on one trap (including water, drainage piping and backflow protection thereof) 12.00 For repair or alteration of drainage or vent piping, each fixture 5.00 Sewers, Disposal Systems and Interceptors For each industrial waste pretreatment interceptor, including its trap and vent, except kitchen-type grease interceptors functioning as fixture traps 20.00 Rainwater systems per drain (inside building) 10.00 Water Piping and Water Heaters For installation, alteration, or repair of water piping or water-treating equipment, or both, each 5.00 For each water heater including vent 12.00 Lawn Sprinklers, Vacuum Breakers and Backflow Protection Devices For each lawn sprinkler system on any one meter, including backflow protection devices thereof 15.00 For atmospheric-type vacuum breakers or backflow protection devices not included in Item 1: 1 to 5 devices 12.00 Over 5 devices, each 2.00 For each backflow-protection device other than atmospheric-type vacuum breakers: 2 inches (50.8 mm) and smaller 12.00 Over 2 inches (50.8 mm) 25.00 Swimming Pools For each swimming pool or spa: Public pool 90.00 Public spa 90.00 Private pool 60.00 Private spa 30.00 Miscellaneous For each appliance or piece of equipment regulated by the Plumbing Code but not classed in other appliance categories, or for which no other fee is listed in this code 12.00 4.3 Mechanical Permit Fees. Mechanical permit and inspection shall be as listed in Table 3-5: Mechanical Permit and Inspection Fees. Table 3-5: Mechanical Permit & Inspection Fees Action Fee ($) PERMIT ISSUANCE AND HEATERS For the issuance of each mechanical permit 25.00 For issuing each supplemental permit for which the original permit has not expired, been canceled or finaled 10.00 Commercial permit plan review fee (based on valuation) 10% UNIT FEE SCHEDULE (Note: The following do not include permit-issuing fee.) Furnaces For the installation or relocation of each forced-air or gravity-type furnace or burner, 20.00 CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 11 Action Fee ($) including ducts and vents attached to such appliance, up to and including 100,000 Btu/h (29.3 kW) For the installation or relocation of each forced-air or gravity-type furnace or burner, including ducts and vents attached to such appliance over 100,000 Btu/h (29.3 kW) 23.00 For the installation or relocation of each floor furnace, including vent 20.00 For the installation or relocation of each suspended heater, recessed wall heater or floor-mounted unit heater 20.00 Appliance Vents For the installation, relocation or replacement of each appliance vent installed and not included in an appliance permit 10.00 Boilers, Compressors and AC Units For the installation or relocation of each boiler or compressor to and including 3 horsepower (10.6 kW), or each absorption system to and including 100,000 Btu/h (29.3 kW) 20.00 For the installation or relocation of each boiler or compressor over 3 horsepower (10.6 kW) to and including 15 horsepower (52.7 kW), or each absorption system over 100,000 Btu/h (29.3 kW) to and including 500,000 Btu/h146.6 kW) 32.00 For the installation or relocation of each boiler or compressor over 15 horsepower (52.7 kW) to and including 30 horsepower (105.5 kW), or each absorption system over 500,000 Btu/h (146.6 kW) to and including 1,000,000 Btu/h (293.1 kW) 42.00 For the installation or relocation of each boiler or compressor over 30 horsepower (105.5 kW) to and including 50 horsepower (176 kW), or each absorption system over 1,000,000 Btu/h (293.1 kW) to and including 1,750,000 Btu/h (512.9 kW) 60.00 For the installation or relocation of each boiler or compressor over 50 horsepower (176 kW), or each absorption system over 1,750,000 Btu/h (512.9 kW) 98.00 Air Handling For each air-handling unit to and including 10,000 cubic feet per minute (cfm) (4719 Us), including ducts attached thereto 15.00 Note: This fee does not apply to an air-handling unit which is a portion of a factory-assembled appliance, cooling unit, evaporative cooler or absorption unit for which a permit is required elsewhere in the Mechanical Code. For each air-handling unit over 10,000 cfm (4719 Us) 20.00 Evaporative Coolers For each evaporative cooler other than portable type 15.00 Ventilation and Exhaust For each ventilation fan connected to a single duct 10.00 For the installation of each commercial hood which is served by mechanical exhaust, including the ducts for such hood 50.00 Gas Piping Systems For each gas piping system of 1 to 5 outlets 10.00 For each additional outlet over 5, each 1.00 Miscellaneous For each appliance or piece of equipment regulated by the Mechanical Code but not classed in other appliance categories, or for which the fee is listed in the table 15.00 CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 12 Section 5. Cemetery Fees. Fees and prices for various services, actions, and merchandise for cemetery use shall be as listed in Table 4: Cemetery Fees and Prices. Table 4: Cemetery Fees and Prices Product / Service / Action Fee ($) Traditional Burial Burial Lot $1,500 Opening & Closing (during business hours) $1,000 Opening & Closing (after business hours) $1,300 Concrete Grave Liner $800 Vaults Monticello $1,595 Continental $1,895 Venetian $2,295 Cameo Rose / SST Triune $2,995 Vault Internment System $350 Inurnment Cremation Lot / Urn Garden $650 Second Right Inurnment $500 Opening & Closing (during business hours) $445 Opening & Closing (after business hours) $695 Liner $310 Childrens Garden Babyland Lot $397 Opening & Closing (all times) $488 Babyland Liner $658 Niche Niche Wall I and II, rows 1-3 top half $1,142 Niche Wall I and II, rows 4-6 bottom half $1,089 Opening & Closing (during business hours) $445 Opening & Closing (after business hours) $695 Second Right Niche Wall $545 Niche Inscription – Single $363 Niche Inscription – Double $563 Tent and Chairs for Inurnment $163 Flower Vase for Niche Wall $205 Headstones and Monuments Headstone Setting - 28 x16 or smaller $275 Headstone Setting - 32 x 20 or larger $375 Setting Fee - vase block or garden marker $60 Setting Fee - upright monument (single) $575 Setting Fee - upright monument (double) $675 Headstone Final Inscription (off site) $550 CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 13 Headstone Final Inscription (on site) $363 Headstone Sales - varies Call Inspection Fee (outside sales only) $375 Memorial Marker - varies Call Other Services Memorial Tree w/ garden marker $800 Disinterment / Traditional Burial $1,995 Disinterment / Cremation $650 Pressure Washing $75 40 for first headstone $25 for each additional headstone Section 6. Fees for the Use of City Owned Facilities. Fees for various services, actions, and permits regarding use of City owned facilities shall be as listed in Table 5: Fees for the Use of City Owned Facilities. Table 5: Fees for the Use of City Owned Facilities Use/Activity Fee ($) Hadley Hall at the Arlington Community Youth Center Without Kitchen One to three hours 15 per hour Over three hours 75 With Kitchen One to three hours 20 per hour Over three hours 125 Athletic Fields League Baseball Youth, resident team 7.50 per youth per season Youth, non-resident team 10 per team per use Adult 25 per use Softball Youth, resident team 7.50 per youth per season Youth, non-resident team 10 per team per use Adult 25 per use Soccer Youth, resident team 7.50 per youth per season Youth, non-resident team 10 per team per use Adult 25 per use Other Youth, resident team 7.50 per youth per season Youth, non-resident team 10 per team per use Adult 25 per use Tournament CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 14 Baseball Youth, resident team 7.50 per youth per tournament Youth, non-resident team 10 per team per use Adult 25 per use Softball Youth, resident team 7.50 per youth per tournament Youth, non-resident team 10 per team per use Adult 25 per use Soccer Youth, resident team 7.50 per youth per tournament Youth, non-resident team 10 per team per use Adult 25 per use Other Youth, resident team 7.50 per youth per season Youth, non-resident team 10 per team per use Adult 25 per use Lighting Youth 3 per hour Adult 6 per hour Scheduling Fee for League and Tournament League 15 per team Tournament 15 per tournament Concession Sales League 50 per season Tournament 25per day 6.1 Definitions. A. “Youth” is defined as any person 18 years of age or younger. B. “Resident” is defined as any team composed of at least 51% Arlington residents. Section 7. Appeal Fees for Violations and Abatement. Fees for various services and actions regarding violations and abatement as per Chapter 11.01 of the Arlington Municipal Code shall be as listed in Table 6: Appeal Fees for Violations and Abatement. Table 6: Appeal Fees for Violations and Abatement Action Fee ($) Appeals To Hearing Examiner 582 plus actual cost of Hearing Examiner Fines Forest Practice Violation Fine 317 CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 15 Section 8. Licensing Fees. Licensing fees for various licenses issued under various sections of the Arlington Municipal Code shall be as listed in Table 7:- Licensing Fees. Table 7: Licensing Fees License/Activity Fee ($) Annual/renewal business license under AMC Chapter 5.28 60.00 Late payment penalty for each month of delinquency of business license under AMC Chapter 5.28 5.00 per month of delinquency For new applications applied for between October 1st through December 30th the new business license applications pay the following fee of $45. 45.00 For new applications applied for between January 1st through March 30th new business license applications pay the following fee of $30 . 30.00 For new applications applied for April 1st through June 30th new business license applications pay the following fee. Note: $15 for the remainder of the current business license year and $60 for the new business license year for a total of $75, making the business license valid thru June 30th of the following year. 75.00 Businesses with offices located outside of city limits but conducting business within city limits (AMC Chapter 5.28) 20.00 Peddlers & Solicitors License under AMC Chapter 5.04 25.00 Vehicles for Hire License under AMC Chapter 5.12 - First vehicle - Each vehicle thereafter 35.00 15.00 Cabaret License under AMC Chapter 5.16 75.00 Section 9. EMS Fees and Charges. 9.1 Fees and Mileage Charges Established. For purposes of AMC Chapter 3.06, fees and mileage for EMS services shall be set as set forth in Table 8: Emergency Medical Services Rates and Charges. 9.2 EMS Transport Fees. In accordance with the requirements of 42 Code of Federal Regulations (CFR) Parts 410 and 414, which provides that Medicare fees and charges shall apply to Medicare recipients; A. Unmet (excess fee) Part B Deductible and Part B coinsurance amounts. In accordance with the provisions of 42 CFR Parts 410 and 414, the City shall bill the patient for any unmet or excess fee to the extent authorized by federal law. B. Inability to Pay Excess Fee. Individuals who are on fixed or low incomes or do not have the ability to pay the differential because of financial difficulties may submit a request to waive the differential to the City with supporting documentation of the inability to pay. CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 16 Table 8: Emergency Medical Services Rates and Charges Service Rate ($) BLS Non-emergent 476.00 BLS Emergent 476.00 ALS Emergent 741.00 ALS 2 846.00 ALS Response Fee 265.00 Specialty Care Transport Fee 846.00 Mileage (all categories) 16.00 per mile Section 9. Dog Licensing Fees. License Annual Fee ($) Dog - unaltered $ 20 Dog – altered $ 10 Dog – altered (senior citizen owner) $ 5 Dog – altered & micro-chipped $ 5 Replacement Tag fee $ 5 Late Fee – for failure to purchase annual license before March 1 $ 10 Per RCW 49.60.380, the City of Arlington shall honor a request by a blind person or hearing impaired person not to be charged a fee to license his or her dog guide, or a request by a physically disabled person not to be charged a fee to license his or her service animal. All dogs require proof of current Rabies vaccination to be licensed. Proof is also required for alteration and micro-chip to be eligible for the reduced fee. Section 10. Repeal of Previous Fee Resolutions. Resolutions 2010-002 and Resolution 2010-006are hereby repealed. Section 11. Effective Date. This resolution will become effective immediately upon passage. PASSED by the City Council and APPROVED by the Mayor this _____ day of ______________________ 2011. CITY OF ARLINGTON FEE SCHEDULE RESOLUTION #2011-XXX Page 17 CITY OF ARLINGTON _________________________________ Margaret Larson, Mayor ATTEST: _________________________________ Kristin Banfield, City Clerk APPROVED AS TO FORM: _______________________________ Steve Peiffle, City Attorney Association of Washington Cities - 2010 Tax and User Fee Survey Report Date: 1/20/2011 - Municipal Tax Rates & Fees Report Criteria: Jurisdiction: Cities Population: 8,000 - 60,000 Valuation: non e Region: none Cluster: none Counties: King, Pierce, Skagit, Snohomish, Thurston, Whatcom Jurisdictions per selection criteria Absence of data could mean an incomplete survey and/or that a tax/fee isn't levied. Display All records Search these Results: Processing... City Name Business License Regulatory Fees Cabaret Limos Taxi Fee Frequency Fee Frequency Fee Frequency Arlington $75 Annual $75 Annual Burlington $100 Annual $100 Annual $125 Annual Des Moines $150.00- $325.00 Annual $30 Annual Kirkland $100.00 - $250.00 Annual Lacey $25 One-Time $30 Annual $30 Annual Lake Stevens $500 Annual $25 Annual $25 Annual Lynden $10 Annual $10 Annual Lynnwood $97.50 per yr + $14.50/empl. Annual $165 Annual $165 Annual Marysville $20.00- $100.00 Annual $20 Annual $20 Annual City Name Business License Regulatory Fees Cabaret Limos Taxi Fee Frequency Fee Frequency Fee Frequency Mount Vernon $75.00 + $25.00/vehicle Annual $75.00 + $25.00/vehicle Annual Mountlake Terrace $409.00- $1022.00 Annual Annual $93.00 + 2$5.00 background check Annual Olympia $30 Annual $30 Annual $30 Annual Puyallup $150 Annual $25 Annual Sammamish $100.00 music plus $250.00 dance Annual SeaTac $200 Annual Shoreline $124.75 - $581.00 Annual Tumwater $50 Annual $50 Annual $50 Annual Plan Review Fee Permit Fee Plan Review Fee Permit Fee Plan Review Fee Additional 100 CY Permit Fee Additional 100 CY Plan Review Fee Permit Fee Additional 1,000 CY Plan Review Fee Arlington No Fee $25.50 Flat Fee $25.50 Flat Fee $40.00 Flat Fee $40.00 Flat Fee $40.00 Flat Fee $18.90 $53.35 Flat Fee $210.50 Flat Fee $15.70 $53.35 Flat Fee Kenmore $28.40 Flat Fee Base Fee + Disturbed Area up to 1 acre $176.00 per acre $819.00 $28.40 Flat Fee Base Fee + Disturbed Area 1.1-10 acres $381.00 per acre $614.30 $28.40 > 500 $54.00/501 > $28.40 > 500 $39.20/501 > Base Fee + Disturbed Area 10.1-40 acres $2,916.00 per acre $360.80 $54.00 > 3000 $339.00 > 10,000 $39.20 > 3000 $26.10/3001 > Base Fee + Disturbed Area 40.1-120 acres $10,428.00 per acre $173.00 $2,159.00 > 20,000 $3,319.00 > 40,000 $3,599.00 > 80,000 $4,239.00 / 80 001+ Kent 65% of grading fees Valuation $5.00 per cy Valuation up to $500.00 - $23.50 65% of grading fees Valuation $501.00 - $2000.00 $25.30/1st $500 $3.30 each additional $100.00 65% of grading fees Valuation $2001.00 - $25,000.00 $74.80/1st $2000.00 $15.10 each additional $1,000.00 65% of grading fees Valuation $25,001.00 - $50,000.00 $422.10/1st $25,000.00 $10.90 each additional $1,000.00 65% of grading fees Marysville $100.00 Flat Fee $100.00 Flat Fee $120.00 Flat Fee $120.00 Flat Fee $160.00 Flat Fee $200.00 Flat Fee $20.00 $200.00 Flat Fee $300.00 Flat Fee $40.00 $300.00 Flat Fee Mill Creek 1% EECC* Inspection Fee 2.0% EECC* 1% EECC* Inspection Fee 2.0% EECC 1% EECC Inspection Fee 2.0% EECC 1% EECC Inspection Fee 2.0% EECC 1% EECC Monroe $398.00 Flat Fee $253.00 Flat Fee $788.00 Flat Fee $253.00 Flat Fee $1307.00 Flat Fee $253.00 Flat Fee $2102.00 Flat Fee $253.00 Flat Fee $3138.00 Flat Fee Mount Vernon No Fee No Fee No Fee $250.00 Flat Fee $250.00 Flat Fee $500.00 Flat Fee Sedro Woolley No Fee $23.50 Flat Fee $23.50 Flat Fee $37.00 Flat Fee $37.00 Flat Fee $37.00 Flat Fee $17.50 $49.25 Flat Fee $194.50 Flat Fee $14.50 $49.25 Flat Fee Snohomish County 0.33 per cubic yard $250 pre-Insp. $100 site review $200 basic fee 0.33 per cubic yard $250 pre-Insp. $100 site review $200 basic fee 0.33 per cubic yard $250 pre-Insp. $100 site review $200 basic fee Not to exceed $23,000 0.33 per cubic yard $250 pre-Insp. $100 site review $200 basic fee Not to exceed $23,000 0.33 per cubic yard Plan Review Fee Permit Fee Plan Review Fee Permit Fee Plan Review Fee Additional 100 CY Permit Fee Additional 100 CY Plan Review Fee Permit Fee Additional 1,000 CY Plan Review Fee $100.00 Flat Fee $100.00 Flat Fee $120.00 Flat Fee $120.00 Flat Fee $160.00 Flat Fee $200.00 Flat Fee $20.00 $200.00 Flat Fee $300.00 Flat Fee $40.00 $300.00 Flat Fee 50 CY or Less 50 CY or Less 51 - 100 CY 101 - 1,000 CY 1,001 - 10,000 CY Engineering - Proposed Fee Schedule Engineering - Municipality Grading Fee Comparison 2010 1,001 - 10,000 CY 101 - 1,000 CY51 - 100 CY Additional 10,000 CY Permit Fee Additional 10,000 CY Plan Review Fee Additional 10,000 CY Permit Fee Additional 10,000 CY Plan Review Fee Additional 10,000 CY Permit Fee Additional 10,000 CY $26.50 $351.80 Flat Fee $71.40 $292.00 Flat Fee $14.40 $994.80 Flat Fee $39.50 $435.45 Flat Fee $7.85 $994.80 Flat Fee $39.50 $7.90 > 20,000 $2.10 > 40,000 $1.40 > 80,000 $0.60 / 80,001 + Base Fee + Disturbed Area 120.1-360 acres $22,944.00 per acre $68.70 Base Fee + Disturbed Area 360.1 and up $34,716.00 per acre $36.00 Valuation $50,001.00 - $100,000.00 $694.60/1st $50,000.00 $7.55 each additional $1,000.00 65% of grading fees Valuation $100,001.00 - $500,000.00 $1,072.10/1st $100,000.00 $6.05 each additional $1,000.00 65% of grading fees Valuation $500,001.00 - $1,000,000.00 $3,492.10/1st $500,000.00 $5.10 each additional $1,000.00 $40.00 $500.00 Flat Fee $60.00 $400.00 Flat Fee $60.00 $600.00 Flat Fee $80.00 $500.00 Flat Fee $100.00 $600.00 Flat Fee $80.00 Inspection Fee 2.0% EECC 0.75% EECC Inspection Fee 1.5% EECC 0.75% EECC Inspection Fee 1.5% EECC * E.E.C.C. - Engineer's Estimated Cost of Construction - includes labor, equipment, material, overhead and profit. $253.00 Flat Fee $3138.00 Flat Fee $186.00 $253.00 Flat Fee $3138.00 Flat Fee $186.00 $253.00 Flat Fee $500.00 Flat Fee $500.00 Flat Fee $500.00 Flat Fee $24.50 $325.00 Flat Fee $66.00 $269.75 Flat Fee $13.25 $919.00 Flat Fee $36.50 $402.25 Flat Fee $7.25 $919.00 Flat Fee $36.50 Not to exceed $23,000 $250 pre-Insp. $100 site review $200 basic fee 0.33 per cubic yard Not to exceed $23,000 $250 pre-Insp. $100 site review $200 basic fee 0.33 per cubic yard Not to exceed $23,000 $250 pre-Insp. $100 site review $200 basic fee Additional 10,000 CY Permit Fee Additional 10,000 CY Plan Review Fee Additional 10,000 CY Permit Fee Additional 10,000 CY Plan Review Fee Additional 10,000 CY Permit Fee Additional 10,000 CY $40.00 $500.00 Flat Fee $60.00 $400.00 Flat Fee $60.00 $600.00 Flat Fee $80.00 $500.00 Flat Fee $100.00 $600.00 Flat Fee $80.00 100,001 - 200,00 CY 200,001 CY and up10,001 - 100,000 CY 200,001 CY and up10,001 - 100,000 CY 100,001 - 200,00 CY City of Arlington Council Agenda Bill AGENDA ITEM: ATTACHMENT L COUNCIL MEETING DATE: January 24, 2011 SUBJECT: Adopting Revised Financial Management Policies DEPARTMENT OF ORIGIN: Executive / Finance Contact: Kristin Banfield, 360-403-3444 Jim Chase, 360-403-3422 ATTACHMENTS: Revised Financial Policies EXPENDITURES REQUESTED: -0- BUDGET CATEGORY: LEGAL REVIEW: City Attorney has reviewed the proposed resolution and revised financial management policies. DESCRIPTION: The City’s recent audit by the State Auditor’s Office revealed the need to adopt a Cost Allocation Plan within our Financial Management policies. The City is required to have this plan in place in 2011 to address the requirement of the State Auditor. The Cost Allocation plan provides clear direction to the Finance staff on how to allocate costs for financial and administrative services to our various enterprise funds. In addition, minor changes were made to correct gender references and to adopt updated definitions. HISTORY: The City initially adopted its formal Financial Management Policies in 2005. This is the first revision of these policies. ALTERNATIVES: Remand to staff with specific directions to revise. RECOMMENDED ACTION: Staff is requesting that the City Council place the proposed revised policy on the February 7, 2011 agenda for formal adoption by Resolution. RESOLUTION NO. 2011--xxx RESOLUTION NO. 2011--xxx A RESOLUTION OF THE CITY OF ARLINGTON REPLACING RESOLUTION NO. 709 AND ADOPTING REVISED FINANCIAL POLICIES FOR THE CITY WHEREAS, the National Advisory Council on State and Local Budgeting Practices recommends budget practices, including the development of a series of financial policies; and WHEREAS the Arlington City Council has reviewed and deliberated on the recommended revisions to the financial policies and finds that it is in the best interest of the city to adopt financial policies; NOW, THEREFORE, BE IT HEREBY RESOLVED BY THE CITY COUNCIL OF THE CITY OF ARLINGTON: Section 1 . The “Financial Management Policies” dated February 7, 2011 are hereby adopted as the financial policies and practices of the City. The City Council further encourages the Mayor to utilize such policies in preparation of the budget. Section 2 . This resolution shall take effect immediately upon passage thereof. APPROVED by the Mayor and City Council of the City of Arlington this 7th day of February, 2011. CITY OF ARLINGTON ___________________________ Margaret Larson Mayor ATTEST: _________________________________ Kristin Banfield City Clerk APPROVED AS TO FORM: __________________________________ Steven J. Peiffle City Attorney 1 City of Arlington Adopted 2/7/2011 Financial Management Policies CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 3 Table of Contents OPERATING POLICIES Purpose, objectives……………………………………………………………4 Reserve Fund Policies…………………………………………………………5 Revenue Policies………………………………………………………………6 Expenditure Policies ..…………………………………………………………7 Accounting and Financial Reporting……………………………….…………8 Budget Policies…………………………………………………………………9 Purchasing……………………………………………………………………10 Cost Allocation……………………………………………………………….11 DEBT MANAGEMENT POLICY……………………………………………………13 INVESTMENT POLICY……………………………………………...………………15 CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 4 Purpose: The Comprehensive Financial Management Policy assembles all of the City’s financial policies in one document. They are the tools to ensure that the City is financially able to meet its immediate and long-term service objectives. The individual policies contained herein serve as guidelines for both the financial planning and internal financial management of the City. The City of Arlington is accountable to its citizens for the use of public dollars. Municipal resources must be wisely used to ensure adequate funding for the services, public facilities, and infrastructure necessary to meet the community’s present and future needs. These policies safeguard the fiscal stability required to achieve the City’s goals and objectives. Objectives: In order to achieve its purpose, the Financial Management Policies have the following objectives for the City’s fiscal performance. A. To guide the City Council and management policy decisions that have significant impact. B. To set forth-operating principles that minimize the cost of government and financial risk. C. To employ balanced and fair revenue policies that provide adequate funding for desired programs. D. To maintain appropriate financial capacity for present and future needs. E. To promote sound financial management by providing accurate and timely information on the City’s financial condition. F. To protect the City’s credit rating and provide for adequate resources to meet the provision of the City’s debt obligations on all municipal debt. G. To ensure the legal use of financial resources through an effective system of internal controls. H. To promote cooperation and coordination with other governments and the private sector in the financing and delivery of services. CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 5 Reserve Fund Policies Adequate reserve levels are a necessary component of the City’s overall financial management strategy and key factor in external agencies’ measurement of the City’s financial strength. a. The City will strive to maintain a Program Development Fund (rainy day fund) with a target balance of eight percent (8%) of the total General Fund budgeted taxes and Licenses & Permits. These operating reserves are maintained to address temporary revenue shortfalls; payment of approved expenditures due to cash flow shortage; reserves for expenditures deemed necessary by the Mayor and City Council; temporary short-term interfund loans, and other unanticipated expenses as approved by the City Council. An annual contribution will be budgeted from General Fund resources as available to maintain the target reserve level. 1) This “reserve” shall be in addition to the maintenance ing of one-month operating cash within the General Fund itself. b. It will be the policy of the City to maintain a Capital Facilities/Building Fund to provide funding for future facilities including debt repayment, less proprietary fund projects. The use of any funds within the Capital Facilities/Building Fund will be as approved by the City Council. c. Contributions to Program Development and Capital Facilities/Building Funds will be made from available funds as identified in the annual budget, or amended budget at the end of the year. The Finance Director shall make a recommendation to the Council with regard to transfers to reserve funds. The Council, by motion (and amending the budget by ordinance as necessary) shall authorize the transfers, as the Council shall determine to be appropriate at that time. d. All expenditures drawn from reserve accounts shall require prior Council approval unless previously specifically authorized by the City Council for expenditure in the annual budget. CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 6 Revenue Policies a. To the extent possible, a diversified and stable revenue system will be maintained to shelter public services from short-run fluctuations in any one revenue source. Trends analyzing the dependence on distinct revenue sources shall be included in the budget documents for consideration by the Council. b. Revenue forecasts shall be realistically estimated and based on the best information available. The City will follow a vigorous policy of collecting revenues. c. Revenue forecasts will assess the full spectrum of resources that can be allocated for public services. Each year the Council shall review potential sources of revenue as part of the annual budget process. d. Short-term (anticipated less than one year) economic downturns and temporary gaps in cash flow: Expenditure reductions or restrictions may be imposed. Council may approve a contribution from the Program Development Fund or interfund loans to address temporary downturns in City revenues. Interfund loans may also be utilized to cover temporary gaps in cash flow. e. Long-term (greater than one year) revenue downturns: Deficit financing and borrowing to support on-going operations is not the policy of the City as a response to long-term revenue shortfalls. Revenue forecasts will be revised. Expenses will be reduced to conform to the revised long-term revenue forecast or revenue increases will be considered. f. All potential grants shall be carefully examined for matching requirements. Some grants may not be accepted if the local matching funds cannot be justified. Grants may also be rejected if programs must be continued with local resources after grant funds are exhausted. g. The City shall develop and maintain a comprehensive list of various fees and charges. Fees may be set at levels sufficient to cover the entire cost of service delivery (such as in “Enterprise Funds”), or the service may be subsidized, as Council deems appropriate. The City will systematically review user fees and rates and consider adjustments as necessary to take into account the effects of additional service costs and inflation. Rate studies shall be conducted to ensure that the rates will continue to support direct and indirect costs of operations, administration, plant maintenance, debt service, depreciation of capital assets, and moderate system extensions. Based on a market analysis, fees for similar services in other communities may also be considered. The criteria used to evaluate recommended target rates (equity, cost recovery policy, market demand, etc) shall be included in the staff report during the review. Such review should be scheduled periodically and be incorporated into the budget process for possible action by the City Council. h. The City will review contracts and leases, which result in revenues to the city on a timely basis in order to provide for careful evaluation by the City Council. CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 7 Expenditure Policies a. The City will only propose operating expenditures, which can be supported from on-going operating revenues. Before the City undertakes any agreements that would create fixed on- going expenses, the cost implications of such agreements will be fully determined for current and future years. Capital expenditures may be funded from one-time revenues, but the operating budget expenditure impacts of capital expenditures will be reviewed for compliance with this policy provision. b. Department heads are responsible for managing their budgets within the total appropriation for their department. c. The City will maintain expenditure categories according to state statute and administrative regulation. d. The City will assess funds for services provided internally by other funds. The estimated direct and indirect costs of service will be budgeted and charged to the fund performing the service. Interfund service fees charged to recover these costs will be recognized as revenue to the providing fund. A review of the method for determining the amount of the interfund assessment will be reviewed periodically. e. Emphasis is placed on improving individual and work group productivity rather than adding to the work force. The City will invest in technology and other efficiency tools to maximize productivity. The City will hire additional staff only after the need of such positions has been demonstrated and documented. f. All compensation planning and collective bargaining will focus on the total cost of compensation, which includes direct salary, health care benefits, pension contributions, training allowance, and other benefits of a non-salary nature, which are a cost to the City. CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 8 Accounting, Auditing and Financial Reporting The City will maintain a system of financial monitoring, control, and reporting for all operations and funds in order to provide effective means of ensuring that overall City goals and objectives are met. Accounting Records and Reporting. The City will maintain its accounting records in accordance with state and federal regulations. Budgeting, accounting and reporting will conform to Budgeting, Accounting and Reporting System (BARS) for Governments as prescribed by the Washington State Auditor. Auditing. The State Auditor will annually perform the City’s financial and compliance Audit. Results of the annual audit will be provided to the Council in a timely manner. Simplified Fund Structure. To the extent possible, the City will minimize the number of Funds. The Finance Department will develop, maintain, and consistently seek to improve cash management systems which ensure the accurate and timely accounting, investment, and security of all cash assets. All cash received by City departments will be deposited with the Finance Department prior to the end of each business day (unless a department has a secure place to hold it over night and can demonstrate those secure procedures to the Finance Director). CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 9 Budget and Operating Policies a. All decisions will be within the context of long-range plans (Capital Facilities Plan / Comprehensive Plan/Capital Improvement Plan). Staff shall provide a review of the implications of budgetary proposals on long-range plans. b. The annual budget shall be developed consistent with state law and in a manner which encourages early involvement with the public and City Council. A calendar of events related to budget development shall be presented to the City Council by April 30th c. The Finance Department will maintain a system for monitoring the City’s budget performance. The system will provide the City Council with monthly and or quarterly information in a timely manner on fund level resource collections and department level expenditures. of each year. Under the provisions of State Law and the City’s operating procedures, the budget may be adjusted or amended in two different ways. Adjustment of the budget involves a reallocation of existing appropriations and does not change the “bottom line”. No City Council action is needed as State Law allows budget adjustments to be done administratively. Amendment of the budget involves an addition to or reduction of existing appropriations. City Council action, by ordinance, is required. d. Fixed asset inventories. Accurate inventories of all physical assets, their condition, life spans, and cost will be maintained to ensure proper stewardship of public property. The Finance Director will establish policies and appropriate procedures to manage fixed assets, including establishing the threshold dollar amount for which fixed asset records are maintained and how often physical inventories are taken. CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 10 Purchasing The City will follow State Laws, adopted resolutions, ordinances and policies regarding procurement. Federal Funds. When procurement involves the expenditure of federal funds, purchasing shall be conducted in accordance with any applicable federal laws or regulations. Grants. When procurement involves the expenditure of a grant, purchasing shall be conducted in accordance with any applicable grant laws or regulations. Emergency procurement. The Mayor or his/her designated agent may make or authorize others to make emergency procurements of materials, supplies, equipment or services when there exists a threat to public health, welfare, or safety. State laws relating to emergency purchases will be followed. CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 11 Cost Allocation The City of Arlington desires to comply with all laws and recommendations in calculating and receiving full cost recovery for services rendered to other funds. Cost allocation is a method to identify and distribute indirect costs. Direct costs are costs assignable to a specific objective, whereas indirect costs are costs incurred for multiple cost objectives or not assignable to a specific cost objective without effort disproportionate to the benefit received. The Washington State Auditor’s Office prescribes the accounting and reporting of local governments in the State of Washington under the Revised Code of Washington (RCW) 43.09.200. Washington State law provides, at RCW 43.09.210. It states in part: Separate accounts shall be kept for each department, public improvement, undertaking, institution, and public service industry under the jurisdiction of every taxing body. All service rendered by, or property transferred from , one department, public improvement, undertaking, institution, or public service industry receiving the same, and no department, public improvement, undertaking institution, or public service industry shall benefit in any financial manner whatever by an appropriation of fund made for the support of another. The RCW does not specifically address how “full value” is to be determined. RCW 35A.33.122/35A.34.205/35.33.123 states: Administration, oversight, or supervision of utility – Reimbursement from utility budget authorized. Whenever any code city apportions a percentage of the city manager’s, administrator’s, or supervisor’s time, or the time of other management or general government staff, for administration, oversight, or supervision of a utility operated by the city, or to provide services to the utility, the utility budget may identify such services and budget for reimbursement of the city’s current expense fund for the value of such services. The Federal Office of Management and Budget (OMB) Circular A-87 OMB Circular A-87 establishes cost principals for State, local, and Indian Tribal Governments for determining costs for Federal Awards. Item 5 of the Circular states that, “The principals are for determining allowable costs only.” In defining allowable costs, the Circular provides a definition of allocable costs at Attachment A, paragraph C.3.a, “A cost is allocable to a particular cost objective if the goods or services involved at chargeable or assignable to such cost objective in accordance with relative benefits received.” The Circular further outlines costs that are allowable for charging the Federal government and distinguishes those that are specifically excluded from recovery. Governmental Accounting Standards Board (GASB) GASB is the independent organization that establishes and improves standards of accounting and financial reporting for U.S. state and local governments. While GASB is not a governmental agency and does not have enforcement authority, compliance with GASB is tested by the Washington State Auditor’s Office’s annual audit of the City. CITY OF ARLINGTON, WASHINGTON OPERATING POLICIES 12 Allocated Costs The City has identified a variety of ways to identify and determine an appropriate percentage of costs for allocation to various using funds. These ways include; • Number of employees (FTE’s) in each fund • Total operating expenses (dollar amounts) in each fund (not including debt service and capital improvements) • Total operating revenues (dollar amounts) in each fund (not including beginning fund balances, grant receipts or interfund transfers), and • Number of expenditure line items used in each fund • What percentage of Finance Dept. time is directly attributable to utility billing The following is the plan to allocate General Fund Service costs - Administrative, Financial (including payroll), Information Services (computer and communications), to the various funds that utilize those services. One of the tasks of the Finance Department is to manage the Utility Billing function for the Water/Sewer and Stormwater Funds. Forty seven percent of all Finance costs are considered to be directly related to the utility funds. The breakdown is 98% of the two Utility Billing Clerks, 90% of the Cashier, 25% of the Accounts Payable Clerk, 5% of the Staff Accountant, 5% of the Assistant Finance Director and 10% of the Finance Director. 1) Identify the General Fund costs to be allocated. 2) On an annual basis, the Finance Department will compile the numbers from the above mentioned ways to determine the appropriate percentages to use in allocating General Fund costs to be allocated to various funds. An average percentage rate will then be determined. 3) Allocate the General Fund Administrative, Financial and Information Services costs. CITY OF ARLINGTON, WASHINGTON DEBT MANAGEMENT POLICY 13 Debt Management Policy The objectives of the City’s Debt Management Policy will be: • To reduce the use of debt so that debt service payments will be a predictable and manageable part of the operating budget. • To raise capital at the lowest cost, consistent with the need to borrow. This will be accomplished by: - Keeping a high credit rating (while making attempts to strengthen credit rating) - Maintaining a good reputation in the credit markets by adjusting the capital program for regular entry to the bond market and managing the annual budget responsibly. b. Professional service providers (underwriters, financial advisors, bond insurer’s, etc) may be selected through negotiation, RFQ process or City’s procurement policies. c. Debt issues will be sold on competitive basis (except when conditions make a negotiated sale preferable) and awarded to the bidder who produces the lowest interest cost. Revenue bonds can be issued through a negotiated sale when the issue is unusually large, the project is speculative or complex, the issue is a refunding, or the market is unstable. d. The term of long-term debt issued will not exceed the life of the projects financed. Current operations will not be financed with long-term debt. e. Short-term borrowing will not be used for operating purposes. f. The City will comply with its obligation to inform the Municipal Securities Rulemaking Board through the EMMA website (Electronic Municipal Market Access) any and all continuing disclosure documents and annual financial statements. This site is used by the ratings agencies and investors. The City’s annual audited financial report will be sent to EMMA as soon as the State Auditor’s Office issues the report. g. The City shall strive to maintain favorable current credit ratings. h. The City will comply with all statutory debt limitations imposed by the Revised Code of Washington (RCW). The City of Arlington debt will not exceed an aggregated total of 7.5% of the assessed valuation of the taxable property within the City. Compliance with state law and this policy shall be documented each year. The following individual percentages (as defined in state law) shall not be exceeded in any specific debt category: General Debt 2.5% of assessed valuation Utility Debt 2.5% of assessed valuation Open Space and Park facilities 2.5% of assessed valuation CITY OF ARLINGTON, WASHINGTON DEBT MANAGEMENT POLICY 14 i. No debt shall be issued for which the City is not confident that a sufficient, specifically identified revenue source is available for repayment. The Finance Director shall prepare an analytical review for this purpose prior to the issuance of any debt. j. It shall be the policy of the City to limit bonded indebtedness to levels that permit sufficient borrowing to support a reasonable rate of capital programming, permit a level and pace of debt amortization within the City’s ability to pay, and support the City’s credit rating objectives. It shall further be the policy of the City not to exceed 75% of City’s LTGO debt limit. k. Credit enhancements shall be considered with a cost/benefit analysis for each long-term bond issue. l. Reserve accounts shall be maintained as required by bond ordinances and where deemed advisable by the City Council. The city shall structure such debt service reserves so that they do not violate IRS arbitrage regulations. m. The City will maintain debt service coverage ratios as required for any bond issues. n. Interfund borrowing may be used where such borrowing is effective. Interfund borrowing will be approved and authorized by the City Council. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICY 15 Investment Policy POLICY. It is the policy of the City of Arlington to invest its public funds in a manner which will provide the highest investment return consistent with a high degree of security while meeting the daily cash flow demands of the City and conforming to all state statutes and local ordinances governing the investment of public funds. Cash may, at the discretion of the Finance Director be invested separately by fund or be co-mingled into a common investment portfolio and earnings from such portfolio distributed at least quarterly. The Finance Director is authorized to manage the investments described herein. SCOPE. This investment policy applies to all financial assets of the City except: for assets held in escrow and retirement funds managed by others such as state. City financial assets are accounted for in the City's Annual Financial Report and include: 2.1 Funds 2.1.1 General Fund 2.1.2 Special Revenue Funds 2.1.3 Debt Service Funds 2.1.4 Capital Project Funds 2.1.5 Enterprise Funds 2.1.6 Internal Service Funds 2.1.7 Trust Funds and Agency Funds PRUDENCE. The investments shall be made with judgment and care – under circumstances then prevailing - which persons of prudence, discretion and intelligence exercise in the management of their own affairs, not for speculation, but for investment, considering the probable safety of their capital as well as the probable income to be derived. OBJECTIVE. Funds of the City will be invested in accordance with the Revised Code of Washington (RCW) 35A.40.050, the BARS manual and these policies. The primary objectives, in order of priority, of the City's investment activities shall be as follows: Legality: The City's investments will be in compliance with all statutes governing the investment of public funds and the provisions of all applicable bond ordinances. Safety: Investments of the City shall be undertaken in a manner that seeks to ensure the preservation of capital in the overall portfolio. To attain this objective, diversification is required in order that potential losses on individual securities do not exceed the income generated from the remainder of the portfolio. Liquidity: The City's investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements, which might be reasonably anticipated. The Finance Director shall maintain adequate liquidity by maintaining a minimum balance in the LGIP. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICY 16 Return on Investment: The City's investment portfolio shall be designed with the objective of attaining a market rate of return throughout budgetary and economic cycles, taking into account the City's investment risk constraints and the cash flow characteristics of the portfolio. Local Institutions: Local Institutions shall be given preference when they are, in the judgment of the Finance Director, competitive with other institutions. The Finance Director’s investment actions shall be governed by this policy. The Finance Director shall be responsible for all transactions undertaken and shall establish a system of controls to regulate all investment activities, and report promptly to the Council any adverse development with any investment. ETHICS AND CONFLICTS OF INTEREST. The Finance Officer shall refrain from personal business activity that could conflict with proper execution of the investment program, or which could impair their ability to make impartial investment decisions. The Finance Officer shall disclose to the Mayor and the Council any material financial interests in financial institutions that conduct business with the City, and she/he shall further disclose any personal financial/investment positions that could be related to the performance of the City's portfolio. The City’s Finance Officer shall subordinate their personal investment transactions to those of the City, particularly with regard to the time of purchases and sales. AUTHORIZED FINANCIAL DEALERS AND INSTITUTIONS. The Finance Director will maintain a list of financial institutions authorized to provide investment services to the City of Arlington. In addition, a list will also be maintained of approved security broker/dealers selected by credit worthiness, who maintain an office in the State of Washington. These may include "primary" dealers or regional dealers that qualify under US Securities and Exchange Commission Rule 15c3-1 (uniform net capital rule). No public deposit shall be made except in a qualified public depository as established by State laws. At the request of the City, financial institutions, brokers and dealers performing investment services for the City shall provide their most recent financial statements or Consolidated Report of Condition (“call report”) for review. AUTHORIZED & SUITABLE INVESTMENTS. The City may invest in any of the securities identified as eligible investments as defined by RCW 35A.40.050. In general, these consist of: Investment deposits (certificates of deposits) with qualified public depositories as defined in Chapter 39.58 RCW. Certificates, notes or bonds of the United States, or other obligations of the United States or its agencies, or of any corporation wholly owned by the government of the United States whose securities carry full faith and credit guarantees. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICY 17 Obligations of government-sponsored corporations which are eligible as collateral for advances to member banks as determined by the Board of Governors of the Federal Reserve System. (These include but are not limited to, Federal Home Loan Bank notes and bonds, Federal Farm Credit Bank consolidated notes and bonds, and Federal National Mortgage Association notes.) Prime bankers' acceptances purchased on the secondary market. Repurchase agreements for securities listed above. The Washington Local Government Investment Pool. COLLATERALIZATION. Collateralization will be required on all repurchase agreements so as to anticipate market changes and provide a level of security for all funds, the collateralization level will be 102% of market value of principal and accrued interest. The City chooses to limit collateral to the obligations of the United States Government and its agencies. Collateral will always be held by an independent third party with whom the entity has a current custodial agreement (except certificates of deposits). A clearly marked evidence of ownership (safekeeping receipt) must be supplied to the entity and retained. Certificates of deposit are delivered to and held by the Finance Director until they mature. SAFEKEEPING AND CUSTODY. All investment securities purchased by the City, including collateral on repurchase agreements, shall be held by the City or in safekeeping by the City's custodian bank or a third party bank trust department, acting as agent for the City under the terms of a custody or trustee agreement executed by the bank and by the City. The primary agent shall issue a safekeeping receipt to the City listing the specific instrument, rate, maturity, and other pertinent information. All securities transactions, including collateral for repurchase agreements entered into by the City shall be conducted on a delivery-versus-payment (DVP) basis. Securities will be held by a third party custodian designated by the City Finance Director and evidenced by safekeeping receipts. DIVERSIFICATION. The City will diversify its investments by security type and issuer. With the exception of US Treasury and Agencies of the United States government, and the Washington State Local Government Investment Pool, no more than 50% of the City's total investment portfolio will be invested in a single security and no more than 25% will be invested with a single issuer. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICY 18 MAXIMUM MATURITIES. To the extent possible, the City will attempt to match its investments with anticipated cash flow requirements. Unless matched to a specific cash flow, the City will not directly invest in securities maturing more than five (5) years from the date of purchase. The average maturity will be consistent with the liquidity objective. However, the City may collateralize its repurchase agreements using longer-dated investments not to exceed 10 years. The City’s reserve funds may be invested in securities not to exceed (10) years if the maturity of such investments is made to coincide as nearly as possible with the expected use of funds. The purpose of permitting a portion of the investments to have longer maturities is to recognize that funds may yield higher yields when invested for longer periods of time. INTERNAL CONTROLS. The Finance Director shall establish a system of internal controls, which shall be reviewed annually by an external auditor. This review will provide internal control by assuring compliance with policies and procedures. PERFORMANCE STANDARDS. The City's investment portfolio will be designed to obtain a market average rate of return during budgetary and economic cycles, taking into account the City's investment risk constraints and cash flow needs. Investment Strategy. The City’s investment strategy is active. As a result, securities are purchased and sold as it best meets the needs of the City as determined by the Finance Director. The Finance Director will be authorized to trade before maturity if it is in the best interest of the City to do so. REPORTING. The Finance Director will determine what investment information will be included in the monthly financial report. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICIES GLOSSARY 19 ACCRUED INTEREST: The interest accumulated on a bond since its dated date or the most recent date to which interest has been paid by the City. The buyer of the bond pays the market price and accrued interest, which is payable to the seller. AGENCIES: Federal agency securities. ASKED: The price at which securities are offered. BANKERS' ACCEPTANCE (BA): A draft or bill or exchange accepted by a bank or trust company. The accepting institution guarantees payment of the bill, as well as the issuer. BOND: A long-term debt security (IOU) issued by a government or corporation. Generally pays a stated fixed rate of interest, and returns the face value at maturity. BOOK VALUE: The amount at which an asset is carried on the books of the owner. The book value of an asset does not necessarily have a significant relationship to market value. BROKER: A middleman who brings buyers and sellers together for a commission paid by the initiator of the transaction or by both sides; they do not position. In the money market, brokers are active in markets in which banks buy and sell money and in interdealer markets. CALL OPTION: The right to prepay or redeem a security at a predetermined price on or after a specified future date that is earlier than its scheduled maturity date. CERTIFICATE OF DEPOSIT (CD): A time deposit with a specific maturity earning a specified rate of return evidenced by a certificate. Certificates of Deposit bear rates of interest in line with money market rates current at the time of issuance. COLLATERAL: Securities, evidence of deposit or other property which a borrower pledges to secure repayment of a loan. Also refers to securities pledged by a bank to secure deposits of public monies. CONFIRMATION: A document used to state and supplement in writing the terms of a transaction which have previously been agreed to verbally. COUPON: (a) The annual rate of interest that a bond's issuer promises to pay the bondholder on the bond's face value. (b) A certificate attached to a bond evidencing interest due on a payment date (not used since 1982). CUSIP NUMBER (COMMITTEE OR UNIFORM SECURITIES IDENTIFICATION PROCEDURES): An identifying number assigned to a publicly traded security. A nine-digit code is permanently assigned to each issue and is generally printed on face of the security if it is in physical form. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICIES GLOSSARY 20 DEALER: A dealer, as opposed to a broker, acts as a principal in all transactions, buying and selling for his or her own account. DELIVERY VERSUS PAYMENT: There are two methods of delivery of securities: delivery versus payment and delivery versus receipt (also called free). Delivery versus payment is delivery of securities simultaneously with an exchange of money for the securities. Delivery versus receipt is delivery of securities simultaneously with an exchange of a signed receipt for the securities. DISCOUNT: There is "original issue discount" and "market discount." Original issue discount is the difference between the cost1price of a security when first offered for sale to the general public and its face value at maturity when quoted at lower than face value. Original issue discount is treated as interest. Market discount is the difference between principal amount of an outstanding security (reduced by any original issue discount) and the value of that security in the then-current market (if lower than its principal amount). If a security is bought at a market discount and later sold at a gain, the gain is taxable income. DIVERSIFICATION: Dividing investment funds among a variety of securities offering independent returns. FARM CREDIT DISCOUNT NOTES AND BONDS: Secured joint obligations of Farm Credit Banks that are issued with a minimum face value of $50,000 with maturities ranging from 5 to 360 days. FEDERAL CREDIT AGENCIES: Agencies of the Federal Government set up to supply credit to various classes of institutions and individuals, e.g., S&L's, small business firms, students, farmers, farm cooperatives, and exporters. FEDERAL FUNDS RATE: The rate of interest at which Federal funds are traded between banks. This rate is currently pegged by the Federal Reserve through open market operations. FEDERAL HOME LOAN BANKS (FHLB): The institutions that regulate and lend to savings and loan associations. The Federal Home Loan Banks play a role analogous to that played by the Federal Reserve Banks vis-à-vis member commercial banks. FEDERAL NATIONAL MORTGAGE ASSOCIATION (FNMA): FNMA, like GNMA was chartered under the Federal National Mortgage Association Act in 1938. FNMA is the corporation's purchases include a variety of adjustable mortgages and second loans in addition to fixed-rate mortgages FNMA's securities are also highly liquid and are widely accepted. FNMA assumes and guarantees that all security holders will receive timely payment of principal and interest. LIQUIDITY: A liquid asset is one that can be converted easily and rapidly into cash without a substantial loss of value. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICIES GLOSSARY 21 LOCAL GOVERNMENT INVESTMENT POOL (LGIP): The aggregate of all funds from political subdivisions that are placed in the custody of the State Treasurer for investment and reinvestment. MARKET VALUE: The price at which a security is trading and could presumably be purchased or sold. MASTER REPURCHASE AGREEMENT: A written contract covering all future transactions between the parties to repurchase -- reverse purchase agreements that establishes each party's rights in the transactions. A master agreement will often specify, among other things the right of the buyer-lender to liquidate the underlying securities in the event of default by the seller-borrower. MATURITY: The date upon which the principal or stated value of an investment becomes due and payable. PORTFOLIO: A collection of securities held by an investor. PRIMARY DEALER: A group of government securities dealers that submit daily reports of market activity and positions and monthly financial statements to the Federal Reserve Bank of New York and are subject to its informal oversight. Primary dealers include Securities and Exchange Commission (SEC) registered securities broker-dealers, banks, and a few unregulated firms. PRINCIPAL: The stated face amount of an instrument, exclusive of accrued interest. PRUDENT PERSON RULE: An investment standard. In some states the law requires that a fiduciary such as a trustee may invest money only in a list of securities selected by the state-the-so-called legal list. In other states the trustee may invest in a security if it is one which would be bought by a product person of discretion and intelligence who is seeking a reasonable income and preservation of capital. QUALIFIED PUBLIC DEPOSITORIES: A financial institution which does not claim exemption from the payment of any sales or compensating use or ad valorem taxes under the laws of this state, which has segregated for the benefit of the Public Deposit Protection Commission eligible collateral having a value of not less than its maximum liability and which has been approved by the Public Deposit Protection Commission to hold public deposits. REPURCHASE AGREEMENT (RP or REPO): A holder of securities sells these securities to an investor with an agreement to repurchase them at a fixed price on a fixed date. The security "buyer" in effect lends the "seller" money for the period of the agreement, and the terms of the agreement are structured to compensate him for this. Dealers use RP extensively to finance their positions. Exception: When the Fed is said to be doing RP, it is lending money, that is, increasing bank reserves. CITY OF ARLINGTON, WASHINGTON INVESTMENT MANAGEMENT POLICIES GLOSSARY 22 SAFEKEEPING: A service to customers rendered by banks for a fee whereby securities and valuables of all types and descriptions are held in the bank's vaults for protection. SEC RULE 15c3-1: SEC uniform net capital rule requiring brokers and dealers to maintain certain amounts of net capitol. SECURITIES & EXCHANGE COMMISSION: Agency created by congress to protect investors in securities transactions by administering securities legislation. TREASURY BILLS: A non-interest bearing discount security issued by the US Treasury to finance the national debt. Most bills are issued to mature in three months, six months or one year. TREASURY BONDS: Long-term US Treasury securities having initial maturities of more than ten years. TREASURY NOTES: Intermediate term coupon bearing U.S. Treasury securities having initial maturities of from one to ten years. UNIFORM NET CAPITAL RULE: Securities and Exchange Commission requirement that member firms as well as nonmember broker-dealers in securities maintain a maximum ratio of indebtedness to liquid capital of 15 to 1; also called net capital rule and net capital ratio. Indebtedness covers all money owed to a firm, including margin loans and commitments to purchase securities, one reason new public issues are spread among members of underwriting syndicates. Liquid capital includes cash and assets easily converted into cash. YIELD: The rate of annual income return on an investment expressed as a percentage. Income Yield is obtained by dividing the current dollar income by the current market price for the security. Net Yield or Yield to Maturity is the current income Yield minus any premium above par or plus any discount in purchase price, with the adjustment spread over the period from the date of purchase to the date of maturity of the bond.