HomeMy WebLinkAbout04-04-2016 Council Meeting
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CALL TO ORDER
Mayor Barb Tolbert
PLEDGE OF ALLEGIANCE
ROLL CALL
Mayor Barb Tolbert - Wendy
APPROVAL OF THE AGENDA
Mayor Pro Tem Debora Nelson
INTRODUCTION OF SPECIAL GUESTS AND PRESENTATIONS
Department of Health Award Presentation for Water Treatment Plant Operations
Jim Kelly
PROCLAMATIONS
Volunteer Week Proclamation ATTACHMENT A
Mayor Barb Tolbert
Arbor Day Proclamation ATTACHMENT B
Mayor Pro Tem Debora Nelson
PUBLIC COMMENT
For members of the public to speak to the Council regarding matters NOT on the agenda. Please limit remarks to three minutes.
CONSENT AGENDA
Mayor Pro Tem Debora Nelson
1. Minutes of the March 21 and 28, 2016 Council Meetings ATTACHMENT C
and Minutes of March 12, 2016 EMS Retreat
2. Accounts Payable
PUBLIC HEARING
NEW BUSINESS
1. 59th Avenue Repair – Apparent Low Bidder ATTACHMENT D
Staff Presentation: Eric Scott
Council Liaison: Jan Schuette
Arlington City Council Meeting
Monday, April 4, 2016 at 7:00 p.m.
City Council Chambers – 110 E Third St
SPECIAL ACCOMMODATIONS: The City of Arlington strives to provide accessible meetings for people with disabilities. Please contact the ADA
coordinator at (360) 403-3441 or 1-800-833-8388 (TDD only) prior to the meeting date if special accommodations are required.
2. Award Contract for Banking Services ATTACHMENT E
Staff Presentation: Kristin Garcia
Council Liaison: Mayor Pro Tem Debora Nelson
DISCUSSION ITEMS
INFORMATION
ADMINISTRATOR & STAFF REPORTS
MAYOR’S REPORT
COUNCIL MEMBER REPORTS – OPTIONAL
EXECUTIVE SESSION
RECONVENE
ADJOURNMENT
Mayor Barb Tolbert
To open all attachments, click here
National Volunteer Week Proclamation
WHEREAS, the entire community can inspire, equip and mobilize people to take
action that changes the world; and
WHEREAS, volunteers can connect with local community service opportunities
through hundreds of community service organizations; and
WHEREAS, individuals and communities are at the center of social change,
discovering their power to make a difference; and
WHEREAS, during this week all over the nation, service projects will be performed
and volunteers recognized for their commitment to service; and
WHEREAS, the giving of oneself in service to another empowers the giver and the
recipient; and
WHEREAS, experience teaches us that government by itself cannot solve all of our
nation’s social problems; and
WHEREAS, our country’s volunteer force of over 63 million is a great treasure; and
WHEREAS, volunteers are vital to our future as a caring and productive nation; and
NOW, THEREFORE, I, Barbara Tolbert, Mayor do hereby proclaim
April 10-16, 2016
National Volunteer Week
in Arlington, Washington, and urge my fellow citizens to volunteer in their respective
communities. By volunteering and recognizing those who serve, we can replace
disconnection with understanding and compassion.
Signed this 4th day of April, 2016
______________________
Barbara Tolbert, Mayor
CITY OF ARLINGTON PROCLAMATION
ARBOR DAY
WHEREAS, in 1872, J. Sterling Morton proposed to the Nebraska Board of
Agriculture that a special day be set aside for the planting of trees; and
WHEREAS, this holiday, called Arbor Day, was first observed with the planting
of more than a million trees in Nebraska, and Arbor Day is now observed throughout the
nation and the world; and
WHEREAS, trees reduce the erosion of our precious topsoil by wind and water,
cut heating and cooling costs, moderate the temperature, clean the air, produce oxygen
and provide habitat for wildlife; and
WHEREAS, trees are a renewable resource giving us paper, wood for our
homes, fuel for our fires and countless other wood products; and
WHEREAS, trees in our city increase property values, enhance the economic
vitality of business areas, and beautify our community; and
WHEREAS, trees, wherever they are planted, are a source of joy and spiritual
renewal; and
WHEREAS, Arlington has been recognized as a Tree City USA by the National
Arbor Day Foundation and desires to continue its tree planting practices;
NOW, THEREFORE, I, Barbara Tolbert, Mayor of the City of Arlington,
Washington, do hereby proclaim April 18, 2016 as
ARBOR DAY
in the City of Arlington, and urge all citizens to celebrate Arbor Day and to support
efforts to protect our trees and woodlands, and
FURTHER, I urge all citizens to plant trees to gladden the heart and promote the well-
being of this and future generations.
Signed this 4th day of April, 2016
______________________
Barbara Tolbert, Mayor
DRAFT
Page 1 of 2
Council Chambers
110 East Third
March 21, 2016
City Council Members Present by Roll Call: Mike Hopson, Debora Nelson, Chris Raezer, Sue Weiss,
Jesica Stickles, and Marilyn Oertle
Council Members Absent: Jan Schuette (excused)
City Staff Present: Mayor Barbara Tolbert, Paul Ellis, Kristin Garcia, Bruce Stedman, Jonathan Ventura,
Kendahl Beecher, Marc Hayes, Jim Kelly, Anthony Davis, Michael Gilbert, Kay Schander, Ken Thomas,
Sarah Lopez, Deana Dean, and Steve Peiffle – City Attorney
Also Known to be Present: Heather Logan, Michelle Jacobs-Mathis, and Kirk Boxleitner
Mayor Barbara Tolbert called the meeting to order at 7:00 p.m. Arlington Boy Scout Troop 29 presented
the colors and led the Pledge of Allegiance.
APPROVAL OF THE AGENDA
Mayor Pro Tem Debora Nelson moved to approve the Agenda. Chris Raezer seconded the motion which
passed with a unanimous vote.
INTRODUCTIONS OF SPECIAL GUESTS AND PRESENTATIONS
Public Safety Director Bruce Stedman introduced new Police Officer Kendahl Beecher to Council. City
Attorney Steve Peiffle administered the oath and Officer Beecher’s father performed the badge pinning.
Michelle Jacobs-Mathis and Heather Logan spoke to the Leadership Snohomish County Project.
PROCLAMATIONS
Mayor Barbara Tolbert read the Proclamation for Leadership Day in Snohomish County and announced
October 14, 2016 as Leadership Day in Arlington, Washington.
PUBLIC COMMENT
None
CONSENT AGENDA
Debora Nelson moved and Chris Raezer seconded the motion to approve the Consent Agenda which
was unanimously carried to approve the following Consent Agenda items:
1. Minutes of the March 7 and March 14, 2016 Council Meetings
2. Accounts Payable: EFT Payments & Claims Checks #86663 through #86820 dated March 8,
2016 through March 21, 2016 in the amount of $486,874.59.
3. Inter-fund Loan from the Growth Fund to the EMS Fund.
4. Public Art Proposal.
5. Acceptance of Community Contribution Grant for Impacts from Stillaguamish Tribe Angel of the
Winds Casino for the Purchase of a Police Vehicle.
PUBLIC HEARING
None
Minutes of the Arlington
City Council Meeting
Minutes of the City of Arlington City Council Meeting March 21, 2016
Page 2 of 2
NEW BUSINESS
Land Use Code Amendment – AMC 20.96
Permit Center Manager Marc Hayes requested council adopt the amendment clarifying land use code
processes following the March 1, 2016 public hearing.
Jesica Stickles moved and Marilyn Oertle seconded the motion to approve the proposed amendment to
Title 20, Section 20.96 of the Arlington Municipal Code, and authorize the Mayor to sign the ordinance.
The motion was approved by a unanimous vote.
Street Closure for Special Event
Recreation and Communications Manager Sarah Lopez requested council approve the street closure for
an open house/car drive in event on May 5, 2016 at 192nd Street be closed from 59th Avenue east to
62nd Ave NE.
Sue Weiss moved and Chris Raezer seconded the motion to approve the street closure request from
Peter Harrett of Top Secret Customs and Restorations for the open house/car drive event dated May 5,
2016. The motion was approved by a unanimous vote.
Park Master Plan
Sarah Lopez requested council adopt the Parks and Recreation Master Plan Update 2016 adopt the Park
Master Plan as discussed at the March 14, 2016 council workshop to include the pocket park addition.
Council comments followed.
Sue Weiss moved and Jesica Stickles seconded the motion to approve the Parks and Recreation Master
Plan 2016 Update and authorize the Mayor to sign the ordinance. The motion was approved by a
unanimous vote.
ADMINISTRATOR & STAFF REPORTS
None
COUNCIL MEMBER REPORTS
Marilyn Oertle, Jesica Stickles, Sue Weiss, Chris Raezer, Debora Nelson, and Mike Hopson gave brief
reports. Councilmember Stickles informed and invited all to the March 25th Flashlight Easter Egg Hunt
fundraiser.
MAYOR’S REPORT
Mayor Tolbert reminded council of the March 30th crime prevention community meeting in Council
Chambers, of the March 31st business watch meeting in Smokey Point, of the March 31st Everett
Community College strategic visioning meeting on higher education, and of the April 22nd poverty
simulation.
EXECUTIVE SESSION
City Attorney Steve Peiffle indicated the need for executive session to discuss pending and potential
litigation under RCW 42.30.110(1)(i) to last approximately 15 minutes.
7:28:51 Council in recess for executive session.
7:49:45 Council reconvened.
ADJOURNMENT
With no further business to come before the Council, the meeting was adjourned at 7:50 p.m.
____________________________
Barbara Tolbert, Mayor
DRAFT
Page 1 of 2
Council Chambers
110 East Third Street
March 28, 2016
Councilmembers Present: Mike Hopson, Jan Schuette, Debora Nelson, Chris Raezer, Sue Weiss,
Jesica Stickles, and Marilyn Oertle
Council Members Absent: None
Staff Present: Mayor Barbara Tolbert, Paul Ellis, Kristin Banfield, Kristin Garcia, Monica Schlagel, Linda
Taylor, Eric Scott, Jonathan Ventura, Wendy Van Der Meersche, and City Attorney Steve Peiffle
Also Known to be Present: Dennis Smith, Alex Lark, Kirk Boxleitner, Sarah Arney, Holly Sloan-
Buchanan, and Ronald Young
Mayor Tolbert called the meeting to order at 7:00 p.m. and the pledge of allegiance followed.
Mayor Pro Tem Debora Nelson moved to approve the agenda; Chris Raezer seconded the motion, which
passed with a unanimous vote.
WORKSHOP ITEMS – NO ACTION WAS TAKEN
Dennis Smith – United Way Report – Community Funding Distribution After Oso Mudslide
Dennis Smith, President and CEO of United Way of Snohomish County, distributed a handout and
provided an SR530 two-year report of the organization’s community disaster recovery funding and
distribution for Oso mudslide relief. Discussion and questions followed.
Alex Lark – Housing Hope – Supportive Housing for Twin Lakes Landing
Alex Lark, Philanthropy Manager of Housing Hope, gave an overview with the use of an overhead
presentation of services the organization provides and spoke about the upcoming late May/early June
2016 groundbreaking of a new 50 unit multifamily residential complex in Smokey Point to serve homeless
and at-risk households. Discussion and questions followed.
Request for Proposal for Classification & Compensation Study
Kristin Banfield, Director of Human Resources & Communications, spoke regarding the City’s request for
proposals to design, conduct, and assist in the implementation of a comprehensive compensation study
for the City’s employees. Kristin indicated she will be back in May with proposals. Brief discussion
followed with Kristin answering council questions.
59th Avenue Repair – Apparent Low Bidder
Eric Scott, City Engineer, spoke regarding the recently advertised project for 59th Avenue repair, and
staff’s request to award the project to apparent low bidder, Lakeside Industries. Brief discussion followed
with Eric answering council questions.
Award Contract for Banking Services
Kristin Garcia, Finance Director, spoke regarding the City’s recently advertised Request for Proposal
(RFP) for banking services, and staff’s request to award the banking services contract to Opus Bank.
Brief discussion followed with Kristin answering council questions.
Minutes of the Arlington
City Council Workshop
Minutes of the City of Arlington City Council Workshop March 28, 2016
Page 2 of 2
February 2016 Financial Report
Kristin Garcia reviewed the February 2016 Financial Report and answered council questions.
Miscellaneous Council Items
Paul Ellis, City Administrator, reminded councilmembers of important upcoming meetings;
Town Hall Meeting (All-In Campaign Update) Council Chambers, Wednesday, March 30, 6-8pm
Smokey Point Business Watch, LIFEchurch360, Thursday, March 31, 6-8pm
Spotlight on North Snohomish County, Weston High School, Thursday, March 31, 5-9pm
Public Comment
Holly Sloan-Buchanan thanked the non-profit groups for speaking to Council and to the City for showing
community interest and value in their programs.
Ronald Young questioned the City’s financial support and hosting of yearly Easter Egg Hunt and
questioned Christian affiliation.
Sarah Arney asked for the Council Spring Retreat particulars.
Executive Session
None
The meeting was adjourned at 8:14 p.m.
____________________________
Barbara Tolbert, Mayor
DRAFT
Page 1 of 1
Council Chambers
110 East Third Street
March 12, 2016
Councilmembers Present: Mike Hopson, Jan Schuette, Debora Nelson, Chris Raezer, Sue Weiss, Jesica
Stickles, and Marilyn Oertle
Council Members Absent: None
Staff Present: Mayor Barbara Tolbert, Paul Ellis, Kristin Banfield, Kristin Garcia, Bruce Stedman, Jonathan
Ventura, Tom Cooper, Dave Kraski, Bob Beam, Stephanie Shook, Phil Knepper, Kyle Drewry, Drew
Shannon, Matt Urtz, Kirk Normand, Keanan Metcalfe and City Attorney Steve Peiffle.
Also Known to be Present: Peter Moy, Dennis Fenstermaker, Toby Hyde, Travis Hots, Rick Isler, Jim
Rankin, Terry Marsh, John Cermak, Willy Harper, Steve Geiger, John Jacobson, Erik Nordstrom, and Scott
Hamilton.
Retreat Facilitator Steve Peiffle called the meeting to order at 8:30 a.m. and the pledge of allegiance
followed.
RETREAT ITEM – FIRE & EMS SERVICE SUSTAINABILITY – NO ACTION WAS TAKEN
Mr. Peiffle introduced the purpose of the retreat and outlined the agenda for the day.
Public Safety Director Bruce Stedman reviewed a brief history of EMS service in Arlington and the current
situation.
With leadership from Mr. Peiffle, Council and staff began discussing a criteria for decisions the City may
need to make about EMS service.
Peter Moy, Principal at FCS Group, then presented the Cost of Service and Ambulance Utility Rate Study
to the Council and staff. Discussion followed. Staff will be returning in the future with additional information,
financial analysis for further discussions with Council.
With no further topics to be discussed, the retreat was adjourned at 1:16 p.m.
____________________________
Barbara Tolbert, Mayor
Minutes of the Arlington
City Council Retreat
Fire / EMS Sustainabilit
City of Arlington
Council Agenda Bill
Item:
NB #1
Attachment
D
COUNCIL MEETING DATE:
April 4, 2016
SUBJECT:
Apparent low bid for the 59th Avenue Repair Project
ATTACHMENTS:
Bid Tabulation from March 23, 2016 Bid Opening
DEPARTMENT OF ORIGIN
Public Works – Eric Scott
EXPENDITURES REQUESTED: $ 83,120 (Apparent Low Bid)
BUDGET CATEGORY: Transportation Benefit District
LEGAL REVIEW:
DESCRIPTION:
The 59th Avenue Repair Project was recently advertised for construction and bids were opened on
Wednesday March 23rd, a summary of the bids tabulation is attached.
HISTORY:
The 59th Avenue Repair was originally planned to be included as part of the 2016 pavement preservation
construction package. However, due to increased concern by local businesses on the road quality, staff
accelerated the schedule of the repair. The 59th Ave repair work is being separated from the asphalt
overlay work and will be completed within the next few months (pending weather). Pavement overlay
work for 59th Ave will be completed later in the year as planned.
This project is being coordinated with the Transportation Benefit District’s 2016 pavement overlay
program.
ALTERNATIVES
Reject bids; re-advertise the project
Remand to staff for further evaluation
RECOMMENDED MOTION:
I move to award the 59th Avenue Repair Project to Lakeside Industries and authorize the Mayor to sign
the construction contract, pending review by the City Attorney.
City of Arlington
Council Agenda Bill
Item:
NB #2
Attachment
E
COUNCIL MEETING DATE:
April 4, 2016
SUBJECT:
Award Contract for Banking Services
ATTACHMENTS:
Request for proposal (RFP)
Draft contract (see attachment C of the RFP)
DEPARTMENT OF ORIGIN
Finance; Kristin Garcia – Finance Director 360-403-3431
EXPENDITURES REQUESTED: N/A
BUDGET CATEGORY: N/A
LEGAL REVIEW:
DESCRIPTION:
The city published a request for proposal (RFP) for banking services on February 10, 2016. A
total of four (4) proposals were received. Proposals were received from Skagit Bank, Opus Bank,
US Bank and Columbia Bank. The review committee included myself, Sheri Amundson, Bryan
Terry and Kristin Banfield. The request for proposals were evaluated based on the following
criteria; responsiveness to the RFP, the bank’s ability to perform required services, fees,
references, community presence and interviews.
Proposers were required to meet minimum qualifications in regard to; having authority to do
business in the State of Washington, access to the federal reserve system, be in legal compliance
with federal, state and local laws, be a qualified depository for public funds and have a local
banking office.
Responsiveness to the RFP was broken down further and evaluated based on; online security,
disaster recovery, training, online reporting capability, other services being offered (to meet
future city needs), ACH, direct deposit and P-card programs.
Two banks were eliminated during the first round of review. Skagit Bank was determined to be
unresponsive as their proposal did not provide enough detailed information to determine if all
requirements could be met. US Bank was also eliminated as their fees were higher than the city
is currently paying and responses from the reference checks were not satisfactory.
Opus Bank and Columbia bank made it to the final round of review and participated in an on-
site interview. Opus Bank was selected as the most qualified.
The review committee recommends awarding the banking contract to Opus Bank. The contract
will commence April 1, 2016 for a period of three (3) years with an option to extend for an
additional two (2) years.
City of Arlington
Council Agenda Bill
Item:
NB #2
Attachment
E
HISTORY:
The City has been banking with Bank of America for at least the past 20 years. It is a prudent
business practice to review processes and services on a periodic basis to determine if you are
receiving the required level of service, quality of service and best pricing for those services. On
February 8, 2016, the council approved the issuance of an RFP for banking services.
ALTERNATIVES
Do not accept the review committee’s recommendation
Republish the request for proposal
RECOMMENDED MOTION:
I move to award the banking services contract to Opus Bank and authorize the Mayor to sign it.
1
Request for Proposal (RFP) for:
Banking Services
City of Arlington, WA
Finance Department
238 N Olympic Ave
Arlington, WA 98223
January 2016
2
City of Arlington
REQUEST FOR PROPOSAL
I PURPOSE OF REQUEST
The City of Arlington (“City”) is requesting proposals for its primary banking services. The City’s
needs are outlined in the following Request for Proposal (“RFP”).
II BID PROCESS
The City will attempt to follow this timetable, which should result in the implementation of a
banking services agreement by April 1, 2016.
Issue RFP February 10, 2016
Deadline for Questions February 17, 2016
Deadline for Submittal of Proposals - 4:00 p.m. February 29, 2016
Interview with Selected Firms (if necessary) March 7, 2016
Preliminary Selection of Firm March 14, 2016
Recommendation to City Council March 21, 2016
Contract Award March 30, 2016
Start Implementation of Banking Services April 1, 2016
Complete Implementation of Banking Services April 30, 2016
These dates are estimates and subject to change by the City
III MINIMUM QUALIFICATIONS
To be considered for selection, financial institutions must meet at least the following minimum
qualifications:
A. Authority to offer banking services. Institution must hold a charter from either the United
States Government or the State of Washington.
B. Access to the Federal Reserve System. Institution must be a member of (or have access
to) the Federal Reserve System and have access to all Federal Reserve System services.
C. Legal compliance. Institution must be in compliance with all applicable laws, rules,
regulations, and ordinances of the City of Arlington, the State of Washington, and the
United States.
D. Public Deposit Protection Act. Institution must be a Washington State qualified depository
for public funds and must be in compliance with the Washington Public Deposit Protection
Act (RCW 39.58).
E. Local banking office. Institution must have an established office or local branch within the
city limits of City of Arlington and maintain a current City business license.
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IV INSTRUCTIONS TO PROPOSERS
A. All proposals and questions should be directed to:
Kristin Garcia, Finance Director
City of Arlington
238 N Olympic Ave
Arlington, WA 98223
(360) 403-3431
kgarcia@arlingtonwa.gov
B. All proposals must be received by February 29, 2016 at 4:00 p.m. Deliver proposals (in
Adobe pdf or compatible format) to City Hall – Finance to the email addresses below
(preferred) or mail/deliver sealed proposals to the address below. If mailing sealed
proposals, please provide five (5) copies.
Email Mail
Kristin Garcia City of Arlington
Finance Director Finance Department
kgarcia@arlingtonwa.gov 238 N Olympic Ave
Arlington, WA 98223
Sheri Amundson
Assistant Finance Director “Banking RFP” Noted on Envelope
samundson@arlingtonwa.gov
Email proposals shall not be deemed received until a confirmation email sent by the City
is received in reply to the submitted Proposal, confirming that the email proposal was
received and the format was readable by the City.
C. Proposals should be prepared simply and economically, providing a straight forward,
concise description of provider capabilities to satisfy the requirements of the request.
Special bindings, colored displays, promotional materials, etc. are not required. Emphasis
should be on completeness and clarity of content.
D. All proposals must include the following:
1. Cover letter signed by the proposer representative authorized to make contractual
obligations.
2. Responses to Banking Services Questions/Statements in section VIII.
3. Statement of Financial Institution Qualifications found in section IX, signed and
notarized.
4. Non-Collusion Affidavit Certificate found in section X, signed and notarized.
5. A detailed schedule of costs by specified task using the Bid Sheet form in
Attachment B. Volumes indicated on the Bid Sheet are estimates and actual
quantities may vary. Costs not included on the Bid Sheet, but which the financial
institution proposes to charge, must be individually itemized and thoroughly
4
explained. If your financial institution does not charge for the service listed on the
bid sheet, enter a zero dollar amount; if the financial institution does not offer the
service listed on the bid sheet, enter N/A. Bid Sheets must be executed by an
official of the firm in a position to commit the institution to provide the services in
accordance with these terms and conditions.
V SCOPE OF SERVICES
See Attachment A
VI TERMS AND CONDITIONS
A. The City reserves the right to reject any and all proposals, and to waive minor irregularities
in any proposal.
B. The City reserves the right to request clarification of information submitted, and to request
additional information on any proposal.
C. The City reserves the right to award any contract to the next most qualified financial
institution, if the successful financial institution does not execute a contract within 15 days
of being notified of selection.
D. Any proposal may be withdrawn up until the date and time set above for opening of the
proposals. Any proposal not so timely withdrawn shall constitute an irrevocable offer, for a
period of one hundred and twenty (120) days to sell to the City the services described in
the attached specifications, or until one or more of the proposals have been approved by
the City administration, whichever occurs first.
E. The contract resulting from acceptance of a proposal by the City shall be in a form supplied
or approved by the City, and shall reflect the specifications in this RFP. A copy of the
proposed contract is attached (see Attachment C). The City reserves the right to reject any
proposed agreement or contract that does not conform to the specifications contained in
this RFP and which is not approved by the City Attorney’s office.
F. The City shall not be responsible for any costs incurred by the financial institution in
preparing, submitting or presenting its response to the RFP.
VII EVALUATION PROCESS
Proposals will be evaluated by a committee of City staff. Evaluations will be based on criteria
outlined herein which may be weighted by the City in a manner it deems appropriate. All proposals
will be evaluated using the same criteria. The criteria used will be:
A. Responsiveness to the RFP
The City will consider all the material submitted to determine whether the financial
institution’s offering is in compliance with the RFP documents.
5
B. Ability to Perform Required Services
The City will consider all the relevant material submitted by each financial institution, and
other relevant material it may otherwise obtain, to determine whether the financial
institution is capable of providing services of the type and scope specific to the RFP. The
following elements may be given consideration by the City in determining whether a financial
institution is capable:
1. The ability and capacity of the financial institution and the skills, experience, and
availability of the specific individuals to be assigned to the City to perform the services
required;
2. The quality of performance by the financial institution on previous and similar contracts
and such other information as may be secured and considered relevant by the City,
including information on customer service as supplied in section VIII 4 and obtained
from references provided;
3. The ability of the financial institution to present professional and innovative work; the
skill of the financial institution as demonstrated by samples of similar work and/or
references from similar organizations;
C. Fees
As described in Section IV D. 4 and shown on Attachment B
D. References
As described in Section VIII 2.
E. Community Presence
As described in Section VIII 3.
F. Interviews and Site Visits
The City may conduct interviews and site visits as part of the final selection
process.
VIII BANKING SERVICES QUESTIONS/STATEMENTS
Please provide your responses to the items below in the order presented.
1. Provide the names of individuals, with phone numbers and e-mail addresses, who will be
working on the proposed services and their areas of responsibility including their specific
experience relative to the request for proposal requirements.
2. Submit at least three (3) references (preferably from current local government customers)
who can attest to the financial institution’s experience as it relates to providing banking
services. The references must include contact name, title, address, e-mail address,
telephone number and services used.
3. Describe your institution’s community participation/reinvestment program.
4. Describe your institution’s customer service philosophy and organizational structure and
provide meaningful examples to illustrate.
6
5. Provide the following reports and information about your institution:
a. Online reporting sample reports
b. Monthly account analysis & bank statement
c. Monthly merchant services report
d. Most recent financial statement
e. SEC and/or Moody’s credit rating or comparable rating
6. Provide a funds availability schedule. Describe one day, two day availability and wire
requirements.
7. Describe your Balance Reporting systems and availability.
a. What systems does the bank use to deliver balance and transaction detail information?
b. What time is previous day information available for access by the customer?
c. What are the hours of access of the Balance Reporting system?
d. Does the bank provide current day information?
i. How frequently is this information updated throughout the day?
ii. What transaction types are available on current day reports?
e. Describe the level of detail provided in previous and current day reports?
f. How many days of history can be accessed through the system?
g. In what format is information available?
h. Provide a sample printout of the daily on-line balance information.
i. What is your process of providing a customized report for your clients?
8. ACH Services:
a. What is the recommended service delivery method (i.e. direct transmission, on-line, or
other)? Does system have ability to integrate files from our CIS/
FIS systems? Is standard formatting used?
i. What are the hardware/software requirements?
ii. What training does the bank provide?
iii. Does the software offer the ability to manage security and access levels by user?
Describe.
iv. What report options are available?
v. What controls are in place to protect against lost files and duplications of
transmissions?
vi. Does the bank provide automatic file receipt acknowledgements? If so, how?
vii. Describe the role of any third-party processor used by the bank to provide this
service? Does the third party provide written report of security standards and
protocols for client review?
b. What are the hours of operation of the ACH unit?
c. What are the bank’s cut-off times for customer initiation of ACH transactions?
d. Describe the procedures used to verify accurate and secure receipt of transmissions.
e. Can the bank automatically redeposit items returned for insufficient or uncollected
funds?
f. How does the bank handle file, batch, and item reversals and deletions?
9. Positive Pay
a. What is the recommended service delivery method (i.e. direct transmission, on-line, or
other)? What are the hardware/software requirements?
b. What controls are in place to protect against lost files and duplications of transmissions?
c. Does the bank provide automatic file receipt acknowledgements? If so, how?
7
d. Describe the role of any third-party processor used by the bank to provide this service.
e. What is the bank’s deadline for transmitting files/data?
f. What is the process for notifying the bank of a single check or small check run outside
of the regular batch file?
g. How does the City notify the bank of voided and stop payment checks?
h. Does your bank have payee verification?
i. Is the positive pay service fully implemented at all bank branches?
j. How does the bank handle exception (“paid not issued”) items?
i. Does the bank offer a daily listing of exception items?
ii. Are there defaults available for each account to either automatically return or pay
on exception items?
iii. What is the timeline for reporting exceptions to the City?
iv. How are exceptions reported to the City? Will an image be available?
v. What is the timeline for the City to act on any exceptions?
vi. What are the hours of operation of this service unit?
10. Purchase Card Program:
a. Provide a funds availability schedule by card type. Is it negotiable?
b. What is the settlement deadline?
c. What daily and/or monthly reconciliation reports are available?
d. What software platform do you use?
e. What is the percentage of rebate?
f. Describe your card management process including
New card issuance
Cancellation of cards
Modification of card parameters (dollar limits)
Lost/stolen cards
11. Payment of Fees. Respondents will need to provide information on the following:
a. The effective rate and formula used to calculate the service charge credit for collected
fund balances;
b. The proposed method for setting rates on a compensating certificate of deposit;
c. A time frame proposed to pay any additional fees not offset by service charge credit;
d. Whether a service charge credit/debit can be carried forward to the next period;
e. The formula for any fees in the event of an overdraft;
f. Describe what constitutes a daylight and overnight overdraft situation
12. Errors and Adjustments
a. Describe your adjustment process for resolving deposit discrepancies.
b. At what dollar amount do you write off discrepancies?
c. Do you adjust the deposit amount or process an adjusting debit or credit?
13. Describe how inquires requiring research and adjustments are handled by the institution.
Are there established turn-around times for research and adjustment items? If yes, specify.
What fees are associated with research in the event of a banking error/customer error?
14. Describe NSF or Returned Items processing procedures, fees or other related services
available. The City will require re-depositing ‘NSF’ or ‘uncollected funds’ returned items so
that they may be presented a second time prior to being charged back. How do you process
items returned for reasons other than insufficient funds (ie: stop payments, account
closing).
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15. Security/Protection Measures:
a. Is the institution compliant with all current IT security and network encryption standards?
Please describe.
b. Does the institution have a method of allowing secure submission of encrypted email with
attachments for communication?
c. Does the institution offer individual security certificates for client computer accessing
encrypted portions of the online banking software?
d. What security features are in place to minimize the risk of unauthorized transactions?
e. How are the City’s assets restored to the City in the event of a security breach or hacking
incident?
f. What is the timeline for restoration of City Funds in the event of an unauthorized
transaction?
g. Identify key measures of the bank’s financial strength (ie: capital ratios, market
capitalization, total assets). Provide the most recent annual report.
16. Service Enhancements: Describe any enhancements, technological or otherwise, that we
should consider to improve operational or cash management efficiencies.
17. Provide information on how your institution plans to keep your product line competitive.
Describe what approach the bank is taking in the development of new services and what
new services and/or features the bank plans to offer and within what time frame.
18. Disaster Recovery:
a. Describe your institution’s formal disaster recovery plan.
b. How quickly will back-up facilities be activated?
c. Describe your institution’s operating capabilities to assist the City in the event of a
disaster or declared emergency.
19. Conversion/Implementation Plan: Describe the conversion plan you would coordinate to
ensure a smooth transition from the current provider, including testing and a sample
implementation schedule.
20. List the address and hours of operation at your nearest branch office and also the hours of
operation for non-branch services.
21. Discuss any special conditions, other fees, other services, or deviations from the requested
scope.
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IX STATEMENT OF FINANCIAL INSTITUTION QUALIFICATIONS
Each financial institution submitting a proposal for items included in this document shall prepare and
submit the following data along with their proposal:
1. Name of Financial Institution
2. Business Address
3. Business Phone ___ Fax No.
4. E-mail address
5. How many years have you been in business under the present name?
6. General character of services provided by your institution:
7. City of Arlington Business License Number:
8. State of Washington Sales Tax Registration Number:
9. Federal I.R.S. Identification Number:
10. I certify that the institution:
Is capable of providing the services as outlined in this proposal, and will comply with the
rules and regulations outlined by the Revised Code of Washington, Arlington Municipal Code,
and the Washington Public Deposit Protection Commission, and other applicable laws and
regulations.
I am authorized to commit my firm to this Proposal and that the information herein is valid
for 60 days from this date.
That all information presented herein is accurate and complete and that the scope of work
can be performed as presented in this proposal upon the City’s request.
That I have had an opportunity to ask questions regarding this RFP and that those questions
have been answered.
That I understand that any material omission of required forms or information may result
in rejection of this proposal as non-responsive.
That this proposal is made without prior understanding, agreement, or connection with any
corporation, firm, or person submitting an offer for this proposal, and is in all respects fair
and without collusion or fraud.
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City of Arlington
Banking Services
Institution Name Authorized Signature
Sworn before me, this day of, 2016.
Notary Public
in and for the State of Washington
X NON-COLLUSION AFFIDAVIT CERTIFICATE
State of Washington )
)ss
County of )
The undersigned, being duly sworn, deposes and say that the person, firm, association, co-
partnership, or corporation herein named has not either directly or indirectly entered into any
agreement, participated in any collusion, or otherwise taken any action in restraint of free
competitive bidding in the preparation and submission of a proposal to the Owner for
consideration in the award of a contract on the improvement described as follows:
City of Arlington
Banking Services
_____
Institution Name Authorized Signature
Sworn before me, this day of , 2016.
Notary Public
in and for the State of Washington
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XI OTHER INFORMATION
For additional information or explanation of the contents or intent of these specifications, please
e-mail your questions to Kristin Garcia, Finance Director, Finance Department at
kgarcia@arlingtonwa.gov.
XII PUBLICATION
Name of Publication: Date Published:
The Herald February 10 and February 14, 2016
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Attachment A
SCOPE OF SERVICES
GENERAL INFORMATION
The City of Arlington is soliciting proposals for a primary banking relationship with a financial
institution which operates an office within the City limits. The City will be contracting for the
following general services for an approximate three year period beginning April 1, 2016 and
ending March 31, 2019. At the City’s option, a two year extension will be permitted with the
same terms and conditions of the original contract or as amended.
The following is a listing of mandatory services the City requires of its financial institution. This
list is not comprehensive and shall in no way obligate the City to be required to use all listed
services.
• Demand deposit checking accounts • Banking supplies
• Payroll direct deposit • Trust & escrow agent services
• Merchant card services • ACH debit/credit services
• On-line balance reporting • On-line stop-pays
• ACH reporting • On-line wire transfers
• Overdraft line of credit • Purchase cards
• Excellent customer service & response • Check scanning services
The City anticipates that proposed banking services will be compensated either by the credit
earned on average collected balances, or a fee for service basis, but is also willing to consider
other options.
The following is a list of optional services the City may require:
• Lock-box Services
• Account Reconciliation Processing (ARP)
• Positive-Pay on checking accounts
Credit cards
SERVICES REQUIRED
Checking Accounts: The City currently utilizes two checking accounts: 1) the primary checking
account and 2) a petty cash account for issuing checks for small, non-routine purchases. The
institution will furnish the City with additional checking accounts as needed. Daily deposits are
made at the branch office. NSF checks must be processed twice before being returned to the
City. The basic checking account services should at least consist of:
• Provide month-end statements by the 10th day of the following month and provide
statements to various auditors upon request;
• Provide electronic check image retrieval including necessary software;
• Provide individual and consolidated monthly account analysis for all accounts by the 10th day
of the following month;
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• Provide an on-line wire transfer system for transferring money to other institutions, along
with appropriate security levels for wire transfer initiations and approvals;
• Provide an on-line computer balance reporting system, with information on collected,
available and closing balances, as well as a detail of total debits and credits posted to the
account for the previous day, by 7:00 a.m. each business day;
• Provide an on-line reporting system that shows current day ACH credits and debits each
business day.
• Provide Positive Pay feature with exception reporting/return of unknown items;
• Provide for on-line stop-pay look-up and notification;
• Provide support in answering questions, trouble-shooting problems and resolving issues in a
prompt manner;
• Provide means to inquire about canceled checks and stop payment on checks upon proper
authorization.
Overdraft protection: Although the City will attempt to minimize daylight and overnight
overdraft situations, it recognizes that there are times these situations could occur. (Note: an
overdraft has not occurred within current institutional memory.)
Trust and Escrow Agent Services: The City may require trust and escrow agent services to
hold letters of credit and other third party commercial documents. The institution will, in most
cases, be required to take physical custody of these securities, notify the Parties of their expiration
thirty days prior to termination of the agreement and accept renewal or replacement of
instruments. The City may also require retainage accounts be maintained for contractors
choosing to place retainage funds in an interest bearing account.
Safekeeping Services: The City currently is not requiring safekeeping services. However, the
institution may, in the future, be required to provide safekeeping facilities and services for the
City’s investment securities. Safekeeping services include (but are not limited to):
• receive/deliver securities on a delivery versus payment method;
• price securities to market;
• collect coupon bond interest;
• provide delivery confirmation on new security purchases;
• provide a monthly statement of holdings;
• register or transfer securities;
• verify holdings as of specific dates for audit purposes;
• credit the City’s account for interest and principal payments on the day received;
• provide maturity and interest payment notices at least 5 days prior to payment date
The City invests in U.S. Treasury and Agency securities that require safekeeping services and
other securities allowed by Washington State Statute. The successful bidder will, at that time, be
required to comply with all State and Federal regulations regarding safekeeping of municipal
securities.
Banking Supplies: The financial institution will be required to provide a supply of coin rollers,
locking bank bags, tamper-proof plastic deposit bags, deposit slips, advance travel and other
miscellaneous checks, and endorsement stamps for each location. (See Attachment B for the
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number of endorsement stamps needed.) The cost of such supplies shall be charged against the
City’s earnings credits.
Training Services: Training, operating manuals and ongoing support are to be supplied by the
bank for all services provided.
Wire/ACH Transfers: The financial institution will provide the City with the ability to initiate
wire and ACH transfers via online banking. ACH transactions consist primarily of debt service,
retirement fund transfers, state and federal tax payments. The online banking platform will
require a secure separation of duties for initiation and approval by city staff.
Direct Deposit for Payroll: The City offers and encourages direct payroll deposit for its
employees. The City pays its employees on the last working day of the month. On an average
payroll, 126 employees receive direct deposit, which generates approximately 175 transactions
per pay period due to many employees having multiple bank account transfers. The City is
considering moving to a bi-monthly pay period.
Currently, the City tries to transmit payroll data to the institution before 4:00 p.m. the second
working day prior to payday. Deposits must be made into the employees’ accounts by 12:01 a.m.
on payday. Any deviation from these time limits must be stated in the bid. Any bidder with less
restrictive time requirements will be given favorable consideration.
The City from time to time may need to transmit the payroll data one day prior to the pay date.
We are therefore requesting bids on both a one-day and two-day turnaround. We are interested
in what the deadlines for transmission are for both situations.
Merchant Card Services: The Financial institution will provide the City with the ability to accept
payment through the use of credit cards. The City currently accepts MasterCard, Visa and
Discover credit cards in person and on-line for collection of recreation, certain permit fees, and
utility bills and may expand for other types of collections as well. The City currently has three
locations that accept credit cards, with the possibility of more locations in the future. The City
will be credited daily for the gross amount of the bank card transactions. Any sales discount fee
or percentage proposed will be billed at the end of each month as part of the activity charges.
Night Depository Services: The City currently does not utilize ‘night drop’ deposits after hours
and does not anticipate this service in the near future.
Purchasing Cards: The City is utilizing a purchasing card program for making routine purchases
in lieu of the normal requisition/purchase order mode of operations.
Data Equipment Compatibility: The City relies on on-line transactions. Please note the
specifications (equipment/software) needed for an automated wire transfer, ACH debit and credit,
credit card, balance reporting and any other automated systems included in this proposal. Any
costs associated with automated data and equipment should be identified on the Bid Sheet form
in Attachment B.
Miscellaneous Optional Services: In addition to the requirements listed above, the
proposal shall identify proposed fees for the following services:
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• Automatic Account Reconciliation
• Courier services
• Lockbox services
• Payment of financial system upgrades and fees through use of service charge credits. In
order to enhance our banking/financial processing capabilities, we may wish to pay for these
fees through service charge credits.
• Other services provided by your institution that would be beneficial to the City of Arlington,
but have not specifically been addressed. Please itemize on the Bid Sheet form in Attachment
B.
Online Banking: The financial institution will provide the City with access to internet on-line
banking, which, at a minimum, will include the following capabilities:
Secure, dual administration (separation of duties) for initiating and approving user access,
permissions, wire transfers, ACH transfers, template setups, etc.
Future dated wire transfers and ACH transfers.
Ability to identify via on-line reporting, by numeric code or text, the originating location of
deposits made by City departments.
Image viewing of deposit tickets
Image viewing of cancelled checks
Image viewing of Positive Pay exception items
Stop payments
Funds transfers between accounts
The City shall not be charged or penalized for an overdraft if it is the result of the account
balance information not being available at the specified time.
The financial institution will provide float information on all deposited items.
Electronic Federal Tax Deposit System: The financial institution will provide the ability for
automatic withdrawal of payroll taxes by the Internal Revenue Service (IRS).
Services Not Provided: In the event that the primary proposing financial institution does not
provide all requested services included in this RFP, the financial institution will submit as part of
its proposal additional partners/providers which do provide these services. It is the sole
responsibility of the primary financial institution to secure and maintain the relationship with any
additional providers. The primary financial institution, at the time of bid submittal, will identify
all secondary providers.
Services Provided: In the event that the primary proposing financial institution provides
services not identified, the financial institution will include those items in the Bid Sheet under the
Charges for Services Not Identified Above section.
***
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Attachment B
Bid Sheet
Services Unit
Price
Estimated
Monthly
Volume
Monthly
Charge
Explanation
General Services
Account Maintenance 4
Banking Center Deposit 24
BBD/Night Drop Deposit
Deposit Correction non-cash 1
Vault Deposit
Item Processing Deposit
Debits Posted-other
General Checks Paid Truncated 216
Returns-Chargeback 5
Returns-Reclear
Returns-Reclear Services
Cks Dep Pre-encoded Items
Cks Dep Un-encoded Items 1953
Debits Posted-Electronic 48
Credits Posted-Electronic 136
Deposit Account Statements 4
Commercial Dep-Cash Vault
Curr/Coin Dep/$100-Bkg Ctr
Curr/Coin Dep/$100-Vlt
Coin Supplied/Roll-Vlt
Currency Supp/$100-NonStd-Vlt
Currency Supp/$100-Std-Vlt
Change Order-Auto-Vlt
General ACH Services
ACH Optional Rpts-Electronic 18
ACH Delete/Reversal
ACH Return Item 4
ACH Monthly Maintenance 2
ACH Input-Echannel 5
Delete/Reversal Batch/File
ACH Notify of change (NOC)
ACH Standard Rpts-Electronic 4
ACH Pre-Note
ACH Blocks Auth Instructions 33
ACH Blocks Auth Maintenance 1
ACH Consumer on US Credits 52
ACH Consumer off US Credits 239
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ACH Credit Received Item 134
ACH Debit Received Item 50
Wire Transfer
Maint Basic 1
PHN Wire Rept Template
Storage
Cust Mnt Temp Storage
Elect Wire Out-Domestic
Incoming Domestic Wire 2
Elect Wire Out-Book DB
Wire Advise-Mail 2
Image
Image Archive-90 Days 241
Image Archive-1 year
Image Maintenance 3
Image Retrieval
Electronic Statements
Supplies
Endorsement Stamps
Deposit Books
Plastic Bags per 100
Charges for Services Not
Identified Above
Express Tax Services
Express Tax PC Tax Deposit 2
Mailed Tax Deposit Receipt 2
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Formulas: Please describe:
Daylight Overdraft Formula
Overnight Overdraft Formula
FDIC Insurance Formula
Service Charge Credit Formula
The undersigned, an institution or firm maintaining branch/office operations within the city limits
of Arlington, Washington, submits the following proposal for the City’s banking services for the
period April 1, 2016 through March 31, 2019:
Authorization:
Institution Name Date
Mailing Address Phone Number
City, State, Zip Fax Number
By Title
Contact Name (if different from above) Contact Phone Number
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Attachment C
Banking Services Agreement
BANKING SERVICES AGREEMENT PROVISIONS FOR THE CITY OF ARLINGTON
The City of Arlington, Washington, a municipal corporation (hereinafter the "City") and
, whose address is , (hereinafter
the "Financial Institution", agree and contract as follows:
1. SERVICES BY FINANCIAL INSTITUTION
A. The Financial Institution agrees to perform the services described in this proposal,
as Attachment A which is incorporated herein by reference.
B. All services, and all duties incidental or necessary thereto, shall be conducted and
performed diligently and completely and in accordance with professional standards
of conduct and performance.
2. COMPENSATION
A. The total compensation to be paid to the Financial Institution shall be detailed in
Attachment B.
The above fees include all labor, materials and expenses required for the
completion of these services.
B. Payment to Financial Institution by the City in accordance with the above shall be
the total compensation for all work performed under this agreement and
supporting documents hereto as well as all subcontractors’ fees and expenses,
supervision, labor supplies, materials, equipment or the use thereof, reimbursable
expenses, and other necessary incidentals.
C. The Financial Institution shall be paid based on the acceptance of the proposed
compensation.
D. The City shall have the right to withhold payment to the Financial Institution for
any service not completed in a satisfactory manner until such time as the Financial
Institution modifies such service to the satisfaction of the City.
E. Unless otherwise specified in this Agreement, any payment shall be considered
timely if a check is mailed or is available within 45 days of the date of actual receipt
by the City of an invoice conforming in all respects to the terms of this Agreement.
3. TERMINATION OF AGREEMENT
The City reserves the right to terminate or suspend this Agreement at any time, with or
without cause, by giving a forty-five (45) day notice to the Financial Institution in writing.
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In the event of termination, all finished or unfinished reports, or other material prepared
by the Financial Institution pursuant to the Agreement shall be provided to the City. In
the event the City terminates this agreement prior to completion without cause, the
Financial Institution may complete such analyses and records as may be necessary to
place its records in order. The Financial Institution shall be entitled to receive just and
equitable compensation of any satisfactory services completed prior to the date of
suspension or termination, not to exceed the compensation set forth above. Should the
Financial Institution desire to terminate this agreement, written notice of 120 days is
required.
4. OWNERSHIP OF WORK PRODUCT
Ownership of the originals of any reports, data, studies, surveys, charts, maps, drawings,
specifications, figures, photographs, memoranda, and any other documents which are
developed, compiled or produced as a result of this agreement, whether or not completed,
shall be vested in the City. Any reuse of these materials by the City for projects or
purposes other than those which fall within the scope of this agreement or the project to
which it relates, without written concurrence by the Financial Institution will be at the sole
risk of the City.
5. GENERAL ADMINISTRATION AND MANAGEMENT
The Finance Director for the City of Arlington shall review and approve the Financial
Institution’s charges to the City under this Agreement, shall have the primary responsibility
for overseeing and approving services to be performed by the Financial Institution, and
shall coordinate all communications with the Financial Institution from the City.
6. CONTRACT PERIOD
The Banking Services Agreement is to extend for a period of three years beginning April
1, 2016 with a two (2) year option to renew the Agreement. The City in order to exercise
its renewal option will need to do nothing. At the end of this period, the City may choose
to negotiate a renewal option or to request additional proposals.
7. SUCCESSORS AND ASSIGNS
The Financial Institution shall not assign, transfer, convey, pledge, or otherwise dispose
of this agreement or any part of this agreement without prior written consent of the City.
8. NONDISCRIMINATION
The Financial Institution shall, in all hiring or employment made possible or resulting from
this agreement, take affirmative action to ensure that there shall be no unlawful
discrimination against any employee or applicant for employment because of sex, race,
age, color, creed, national origin, marital status or the presence of any sensory, mental
or physical handicap, unless based upon a bona fide occupational qualification, and this
requirement shall apply to but not be limited to the following: employment, advertising,
layoff or termination, rates of pay or other forms of compensation and selection for
21
training, including apprenticeship.
No person shall be denied or subjected to discrimination in receipt of the benefit of any
services or activities made possible by or resulting from this Agreement on the grounds
of sex, race, color, creed, national origin, age except minimum age and retirement
provisions, marital status, or the presence of any sensory, mental or physical handicap.
9. HOLD HARMLESS/INDEMNIFICATION
The Financial Institution shall defend, indemnify and hold the City, its officers, officials,
employees and volunteers harmless from any and all claims, injuries, damages, losses or
suits including attorney fees, arising out of or resulting from the acts, errors or omissions
of the Financial Institution in performance of this Agreement, except for injuries and
damages caused by the sole negligence of the City.
10. LIABILITY INSURANCE COVERAGE
A. Insurance Term
The Consultant shall procure and maintain for the duration of the Agreement, insurance
against claims for injuries to persons or damage to property which may arise from or in
connection with the performance of the work hereunder by the Financial Institution, its
agents, representatives, or employees.
B. No Limitation
Financial Institution’s maintenance of insurance as required by the agreement shall not
be construed to limit the liability of the Financial Institution to the coverage provided by
such insurance, or otherwise limit the City’s recourse to any remedy available at law or in
equity.
C. Minimum Scope of Insurance
Financial Institution shall obtain insurance of the types and coverage described below:
1. Automobile Liability insurance covering all owned, non-owned, hired and
leased vehicles. Coverage shall be written on Insurance Services Office (ISO) form
CA 00 01 or a substitute form providing equivalent liability coverage.
2. Commercial General Liability insurance shall be at least as broad as ISO
occurrence form CG 00 01 and shall cover liability arising from premises,
operations, stop-gap independent contractors and personal injury and advertising
injury. The City shall be named as an additional insured under the Financial
Institution’s Commercial General Liability insurance policy with respect to the work
performed for the City using an additional insured endorsement at least as broad
as ISO CG 20 26.
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3. Workers’ Compensation coverage as required by the Industrial Insurance
laws of the State of Washington.
4. Professional Liability insurance appropriate to the Financial Institution’s
profession.
D. Minimum Amounts of Insurance
Financial Institution shall maintain the following insurance limits:
1. Automobile Liability insurance with a minimum combined single limit for
bodily injury and property damage of $1,000,000 per accident.
2. Commercial General Liability insurance shall be written with limits no less
than $1,000,000 each occurrence, $2,000,000 general aggregate.
3. Professional Liability insurance shall be written with limits no less than
$1,000,000 per claim and $1,000,000 policy aggregate limit.
E. Other Insurance Provision
The Financial Institution’s Automobile Liability and Commercial General Liability insurance
policies are to contain, or be endorsed to contain that they shall be primary insurance as
respect the City. Any Insurance, self-insurance, or self-insured pool coverage maintained
by the City shall be excess of the Financial Institution’s insurance and shall not contribute
with it.
F. Acceptability of Insurers
Insurance is to be placed with insurers with a current A.M. Best rating of not less than
A:VII.
G. Verification of Coverage
Financial Institution shall furnish the City with original certificates and a copy of the
amendatory endorsements, including but not necessarily limited to the additional insured
endorsement, evidencing the insurance requirements of the Financial Institution before
commencement of the work.
H. Notice of Cancellation
The Financial Institution shall provide the City with written notice of any policy cancellation
within two business days of their receipt of such notice.
I. Failure to Maintain Insurance
Failure on the part of the Financial Institution to maintain the insurance as required shall
23
constitute a material breach of contract, upon which the City may, after giving five
business days notice to the Financial Institution to correct the breach, immediately
terminate the contract or, at its discretion, procure or renew such insurance and pay any
and all premiums in connection therewith, with any sums so expended to be repaid to the
City on demand, or at the sole discretion of the City, offset against funds due the Financial
Institution from the City.
J. City Full Availability of Financial Institution Limits
If the Financial Institution maintains higher insurance limits than the minimums shown
above, the City shall be insured for the full available limits of Commercial General and
Excess or Umbrella liability maintained by the Financial Institution, irrespective of whether
such limits maintained by the Financial Institution are greater than those required by this
contract or whether any certificate of insurance furnished to the City evidences limits of
liability lower than those maintained by the Financial Institution.
11. COMPLIANCE WITH LAWS
The Financial Institution shall comply with all applicable State, Federal and City laws,
ordinances, regulations, and codes.
12. FUTURE SUPPORT
The City makes no commitment and assumes no obligations for the support of Financial
Institution activities except as set forth in this Agreement.
13. INDEPENDENT CONTRACTOR
The Financial Institution is and shall be at all times during the term of this agreement an
independent contractor.
14. EXTENT OF AGREEMENT/MODIFICATION
This Agreement, together with all attachments and addenda, represents the entire and
integrated Agreement between the parties hereto and supersedes all prior negotiations,
representations or agreements, either written or oral. This Agreement may be amended,
modified or added to only by written instrument properly signed by both parties hereto.
15. ADDITIONAL WORK
The City may desire to have the Financial Institution perform other services in connection
with the banking relationship other than provided for by the express intent of this contract.
Any such services shall be considered as additional work, supplemental to this Agreement.
Additional work shall not proceed unless so authorized in writing by the City. Authorized
additional work will be compensated in accordance with a written supplemental
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Agreement between the City and the Financial Institution.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the dates
written below:
FINANCIAL INSTITUTION: CITY OF ARLINGTON:
By: By:
Title: Title:
Date: Date:
Print Name:_______________________ Print Name: _______________________
APPROVED AS TO FORM:
Arlington City Attorney
Date: